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FCEF Institutional Ownership

First Trust Income Opportunities ETF
1W: -0.4% 1M: -4.3% 3M: -4.8% YTD: +0.3% 1Y: +1.0% 3Y: +44.9% 5Y: +21.8%
$22.79
+0.07 (+0.29%)
 
Weekly Expected Move ±1.1%
$22 $23 $23 $23 $23
ETF NASDAQ · AUM $76.2M

Institutional Ownership — FCEF

37
Institutional Holders
-1 vs prior quarter
0.0%
Ownership
+0.00pp
45M
Total Invested
3
New Positions
19
Increased
8
Reduced
5
Closed
0.00
Put/Call Ratio

Ownership Trends

Top Institutional Holders (40 total)

# Holder Shares Value Change Change % Holding Period Filing
1 LPL Financial LLC 582,629 13M +95,304 +19.6% 37Q SEC ↗
2 Capital Investment Advisory Services, 476,813 11M +6,836 +1.5% 31Q SEC ↗
3 RAYMOND JAMES FINANCIAL INC 153,781 4M +19,117 +14.2% 7Q SEC ↗
4 HARBOUR INVESTMENTS, INC. 102,512 2M +4,463 +4.6% 11Q SEC ↗
5 COMMONWEALTH EQUITY SERVICES, LLC 89,823 2M +9,187 +11.4% 8Q SEC ↗
6 Boyce & Associates Wealth Consulting, 88,372 2M +4,241 +5.0% 9Q SEC ↗
7 Cambridge Investment Research Advisors 56,293 1M +432 +0.8% 10Q SEC ↗
8 Proactive Wealth Strategies LLC 53,981 1M -2,412 -4.3% 8Q SEC ↗
9 OSAIC HOLDINGS, INC. 53,644 1M +12,413 +30.1% 26Q SEC ↗
10 Cetera Investment Advisers 48,201 1M +785 +1.7% 6Q SEC ↗
11 ENVESTNET ASSET MANAGEMENT INC 30,845 703K +9,995 +47.9% 5Q SEC ↗
12 SMITH, MOORE & CO. 29,455 671K +1,505 +5.4% 4Q SEC ↗
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 25,924 591K +7,327 +39.4% 5Q SEC ↗
14 Janney Montgomery Scott LLC 24,957 569K +14,569 +140.2% 2Q SEC ↗
15 Integrated Wealth Concepts LLC 17,684 403K +4,386 +33.0% 2Q SEC ↗
16 Aurora Private Wealth, Inc. 16,897 385K +576 +3.5% 3Q SEC ↗
17 NewEdge Advisors, LLC 14,224 324K +429 +3.1% 15Q SEC ↗
18 Kestra Advisory Services, LLC 10,009 228K -10 -0.1% 3Q SEC ↗
19 INTERNATIONAL ASSETS INVESTMENT MANAGE NEW 8,857 202K — +0.0% 1Q SEC ↗
20 CWM, LLC NEW 4,395 100K — +0.0% 1Q SEC ↗
21 Larson Financial Group LLC 2,600 59K — +0.0% 13Q SEC ↗
22 MORGAN STANLEY 1,968 45K -1 -0.1% 18Q SEC ↗
23 IFG Advisory, LLC 1,313 30K +795 +153.5% 2Q SEC ↗
24 Rockefeller Capital Management L.P. 1,074 24K — +0.0% 4Q SEC ↗
25 Global Retirement Partners, LLC NEW 900 21K — +0.0% 1Q SEC ↗
26 FIDUCIARY FINANCIAL ADVISORS NEW 840 19K — +0.0% 1Q SEC ↗
27 Decker Retirement Planning Inc. 759 17K — +0.0% 5Q SEC ↗
28 AE Wealth Management LLC 635 14K — +0.0% 5Q SEC ↗
29 Geneos Wealth Management Inc. 522 12K +9 +1.8% 7Q SEC ↗
30 Triumph Capital Management 500 11K — +0.0% 4Q SEC ↗
31 THURSTON, SPRINGER, MILLER, HERD & TIT 424 10K +5 +1.2% 3Q SEC ↗
32 Darwin Wealth Management, LLC 5 0K — +0.0% 8Q SEC ↗
33 WELLS FARGO & COMPANY/MN 1 0K — +0.0% 15Q SEC ↗
34 HIGHLINE WEALTH PARTNERS LLC 0 0K -150 -100.0% 1Q SEC ↗
35 UBS Group AG 0 0K -597 -100.0% 1Q SEC ↗
36 Western Wealth Management, LLC 0 0K -2,248 -100.0% 1Q SEC ↗
37 IFP Advisors, Inc 0 0K -3,360 -100.0% 27Q SEC ↗
38 Advisory Services Network, LLC 0 0K -500 -100.0% 1Q SEC ↗
39 Legacy Wealth Managment, LLC/ID 0 0K -16 -100.0% 4Q SEC ↗
40 FLAGSHIP HARBOR ADVISORS, LLC 0 0K -5 -100.0% 1Q SEC ↗

Recent Activity

Biggest Increases (19)
HolderAddedChange %Total Shares
LPL Financial LLC +95,304 +19.6% 582,629
RAYMOND JAMES FINANCIAL INC +19,117 +14.2% 153,781
Janney Montgomery Scott LLC +14,569 +140.2% 24,957
OSAIC HOLDINGS, INC. +12,413 +30.1% 53,644
ENVESTNET ASSET MANAGEMENT INC +9,995 +47.9% 30,845
COMMONWEALTH EQUITY SERVICES, LLC +9,187 +11.4% 89,823
SUSQUEHANNA INTERNATIONAL GROUP, LL +7,327 +39.4% 25,924
Capital Investment Advisory Service +6,836 +1.5% 476,813
HARBOUR INVESTMENTS, INC. +4,463 +4.6% 102,512
Integrated Wealth Concepts LLC +4,386 +33.0% 17,684
Boyce & Associates Wealth Consultin +4,241 +5.0% 88,372
SMITH, MOORE & CO. +1,505 +5.4% 29,455
IFG Advisory, LLC +795 +153.5% 1,313
Cetera Investment Advisers +785 +1.7% 48,201
Aurora Private Wealth, Inc. +576 +3.5% 16,897
Cambridge Investment Research Advis +432 +0.8% 56,293
NewEdge Advisors, LLC +429 +3.1% 14,224
Geneos Wealth Management Inc. +9 +1.8% 522
THURSTON, SPRINGER, MILLER, HERD & +5 +1.2% 424
Biggest Decreases (3)
HolderReducedChange %Total Shares
Proactive Wealth Strategies LLC -2,412 -4.3% 53,981
Kestra Advisory Services, LLC -10 -0.1% 10,009
MORGAN STANLEY -1 -0.1% 1,968

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms