FCVT Institutional Ownership
First Trust SSI Strategic Convertible Securities ETF
1W: +0.7%
1M: +2.0%
3M: -3.8%
YTD: +14.0%
1Y: +15.9%
3Y: +68.0%
5Y: +27.6%
$49.81
+0.82 (+1.68%)
Weekly Expected Move ±2.2%
$48
$49
$50
$51
$52
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — FCVT
74
Institutional Holders
+2 vs prior quarter
0.0%
Ownership
+0.00pp
87M
Total Invested
10
New Positions
16
Increased
35
Reduced
13
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (81 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Concurrent Investment Advisors, LLC | 283,615 | $14M | +111,050 | +64.4% | 9Q | SEC ↗ |
| 2 | LPL Financial LLC | 252,587 | $13M | +65,965 | +35.3% | 38Q | SEC ↗ |
| 3 | OSAIC HOLDINGS, INC. | 176,020 | $9M | +11,180 | +6.8% | 26Q | SEC ↗ |
| 4 | RAYMOND JAMES FINANCIAL INC | 128,425 | $6M | +11,486 | +9.8% | 7Q | SEC ↗ |
| 5 | Proactive Wealth Strategies LLC | 81,703 | $4M | -1,517 | -1.8% | 8Q | SEC ↗ |
| 6 | ROYAL BANK OF CANADA | 60,371 | $3M | -2,708 | -4.3% | 36Q | SEC ↗ |
| 7 | MORGAN STANLEY | 57,640 | $3M | -17,119 | -22.9% | 33Q | SEC ↗ |
| 8 | Elequin Capital, LP NEW | 49,825 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 9 | BANK OF AMERICA CORP /DE | 43,624 | $2M | -2,528 | -5.5% | 15Q | SEC ↗ |
| 10 | TRUIST FINANCIAL CORP | 33,845 | $2M | +86 | +0.3% | 3Q | SEC ↗ |
| 11 | Cetera Investment Advisers | 33,018 | $2M | +168 | +0.5% | 10Q | SEC ↗ |
| 12 | RiverTree Advisors, LLC | 28,735 | $1M | -4,477 | -13.5% | 4Q | SEC ↗ |
| 13 | Kestra Advisory Services, LLC | 27,278 | $1M | -14,688 | -35.0% | 15Q | SEC ↗ |
| 14 | Milestones Private Investment Advisors | 27,164 | $1M | -419 | -1.5% | 5Q | SEC ↗ |
| 15 | Plus Group Wealth Advisors LLC | 26,767 | $1M | +721 | +2.8% | 3Q | SEC ↗ |
| 16 | D.A. DAVIDSON & CO. | 26,753 | $1M | +2,460 | +10.1% | 5Q | SEC ↗ |
| 17 | CWM, LLC | 26,376 | $1M | +19,991 | +313.1% | 18Q | SEC ↗ |
| 18 | Cambridge Investment Research Advisors | 24,954 | $1M | -44,859 | -64.3% | 34Q | SEC ↗ |
| 19 | Tidemark, LLC | 22,546 | $1M | — | +0.0% | 11Q | SEC ↗ |
| 20 | JANE STREET GROUP, LLC | 21,860 | $1M | -71,111 | -76.5% | 17Q | SEC ↗ |
| 21 | STIFEL FINANCIAL CORP | 15,396 | $767K | -3,420 | -18.2% | 12Q | SEC ↗ |
| 22 | OneDigital Investment Advisors LLC | 15,353 | $765K | +332 | +2.2% | 7Q | SEC ↗ |
| 23 | ENVESTNET ASSET MANAGEMENT INC | 14,679 | $731K | -3,334 | -18.5% | 5Q | SEC ↗ |
| 24 | Stratos Wealth Partners, LTD. | 14,391 | $717K | +95 | +0.7% | 35Q | SEC ↗ |
| 25 | Wagner Wealth Management, Corp | 12,537 | $624K | +7,294 | +139.1% | 3Q | SEC ↗ |
| 26 | JPMORGAN CHASE & CO | 11,623 | $579K | -2,347 | -16.8% | 11Q | SEC ↗ |
| 27 | Kovack Advisors, Inc. | 11,567 | $576K | -207 | -1.8% | 3Q | SEC ↗ |
| 28 | SkyOak Wealth, LLC | 11,536 | $575K | — | +0.0% | 27Q | SEC ↗ |
| 29 | Realta Investment Advisors | 9,844 | $490K | +2,501 | +34.1% | 4Q | SEC ↗ |
| 30 | COTTONWOOD CAPITAL ADVISORS, LLC | 9,304 | $463K | -24 | -0.3% | 19Q | SEC ↗ |
| 31 | Horst & Graben Wealth Management LLC | 8,205 | $409K | -161 | -1.9% | 6Q | SEC ↗ |
| 32 | Global Retirement Partners, LLC NEW | 6,674 | $332K | — | +0.0% | 1Q | SEC ↗ |
| 33 | Concentrum Wealth Management | 6,595 | $328K | -950 | -12.6% | 31Q | SEC ↗ |
| 34 | EVERETT HARRIS & CO /CA | 6,585 | $328K | — | +0.0% | 6Q | SEC ↗ |
| 35 | Synergy Asset Management, LLC | 6,557 | $327K | -8,342 | -56.0% | 4Q | SEC ↗ |
| 36 | TSA Wealth Managment LLC | 6,310 | $314K | -770 | -10.9% | 6Q | SEC ↗ |
| 37 | Prospera Financial Services Inc | 6,027 | $300K | +395 | +7.0% | 4Q | SEC ↗ |
| 38 | American Financial Advisors, LLC | 5,940 | $296K | -645 | -9.8% | 16Q | SEC ↗ |
| 39 | Elevation Capital Advisory, LLC NEW | 5,260 | $262K | — | +0.0% | 1Q | SEC ↗ |
| 40 | Ethos Financial Group, LLC NEW | 5,123 | $255K | — | +0.0% | 1Q | SEC ↗ |
| 41 | City Center Advisors, LLC NEW | 3,992 | $199K | — | +0.0% | 1Q | SEC ↗ |
| 42 | MML INVESTORS SERVICES, LLC NEW | 3,751 | $187K | — | +0.0% | 1Q | SEC ↗ |
| 43 | INTERNATIONAL ASSETS INVESTMENT MANAGE | 2,392 | $119K | +90 | +3.9% | 3Q | SEC ↗ |
| 44 | FIDUCIARY FINANCIAL ADVISORS NEW | 2,219 | $111K | — | +0.0% | 1Q | SEC ↗ |
| 45 | Allworth Financial LP | 1,700 | $85K | — | +0.0% | 9Q | SEC ↗ |
| 46 | Farther Finance Advisors, LLC | 1,529 | $76K | — | +0.0% | 6Q | SEC ↗ |
| 47 | HARBOR INVESTMENT ADVISORY, LLC | 850 | $42K | — | +0.0% | 27Q | SEC ↗ |
| 48 | Continuum Advisory, LLC NEW | 709 | $35K | — | +0.0% | 1Q | SEC ↗ |
| 49 | Geneos Wealth Management Inc. | 650 | $32K | — | +0.0% | 7Q | SEC ↗ |
| 50 | Rockefeller Capital Management L.P. | 352 | $18K | -165 | -31.9% | 4Q | SEC ↗ |
Recent Activity
New Positions (10)
| Holder | Shares | Value |
|---|---|---|
| Elequin Capital, LP | 49,825 | $2M |
| Global Retirement Partners, LLC | 6,674 | $332K |
| Elevation Capital Advisory, LLC | 5,260 | $262K |
| Ethos Financial Group, LLC | 5,123 | $255K |
| City Center Advisors, LLC | 3,992 | $199K |
| MML INVESTORS SERVICES, LLC | 3,751 | $187K |
| FIDUCIARY FINANCIAL ADVISORS | 2,219 | $111K |
| Continuum Advisory, LLC | 709 | $35K |
| Institute for Wealth Management, LL | 85 | $4K |
| Integrated Wealth Concepts LLC | 84 | $4K |
Sold Out (19)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Private Advisory Group LLC | 71,931 | $4M |
| Independent Advisor Alliance | 51,104 | $3M |
| FIG FINANCIAL ADVISORY SERVICES INC | 49,867 | $2M |
| Hershey Financial Advisers, LLC | 24,336 | $1M |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 11,147 | $555K |
| Coppell Advisory Solutions LLC | 10,846 | $540K |
| US BANCORP \DE | 10,807 | $538K |
| Richmond Investment Services, LLC | 5,432 | $271K |
| COMMONWEALTH EQUITY SERVICES, LLC | 5,336 | $266K |
| Advisory Services Network, LLC | 1,832 | $91K |
| Merkkuri Wealth Advisors LLC | 1,188 | $59K |
| Western Wealth Management, LLC | 800 | $40K |
| AE Wealth Management LLC | 652 | $32K |
| Caldwell Trust Co | 643 | $32K |
| Hilton Head Capital Partners, LLC | 427 | $21K |
| N.E.W. Advisory Services LLC | 125 | $6K |
| Sound Income Strategies, LLC | 118 | $6K |
| TWIN PEAKS WEALTH ADVISORS, LLC | 91 | $5K |
| UBS Group AG | 6 | $0K |
Biggest Increases (17)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Concurrent Investment Advisors, LLC | +111,050 | +64.4% | 283,615 |
| LPL Financial LLC | +65,965 | +35.3% | 252,587 |
| CWM, LLC | +19,991 | +313.1% | 26,376 |
| RAYMOND JAMES FINANCIAL INC | +11,486 | +9.8% | 128,425 |
| OSAIC HOLDINGS, INC. | +11,180 | +6.8% | 176,020 |
| Wagner Wealth Management, Corp | +7,294 | +139.1% | 12,537 |
| Realta Investment Advisors | +2,501 | +34.1% | 9,844 |
| D.A. DAVIDSON & CO. | +2,460 | +10.1% | 26,753 |
| Plus Group Wealth Advisors LLC | +721 | +2.8% | 26,767 |
| Prospera Financial Services Inc | +395 | +7.0% | 6,027 |
| OneDigital Investment Advisors LLC | +332 | +2.2% | 15,353 |
| Cetera Investment Advisers | +168 | +0.5% | 33,018 |
| Stratos Wealth Partners, LTD. | +95 | +0.7% | 14,391 |
| INTERNATIONAL ASSETS INVESTMENT MAN | +90 | +3.9% | 2,392 |
| TRUIST FINANCIAL CORP | +86 | +0.3% | 33,845 |
| SBI Securities Co., Ltd. | +4 | +400.0% | 5 |
| LANARK FINANCIAL, INC. | +1 | +0.4% | 268 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| JANE STREET GROUP, LLC | -71,111 | -76.5% | 21,860 |
| Cambridge Investment Research Advis | -44,859 | -64.3% | 24,954 |
| MORGAN STANLEY | -17,119 | -22.9% | 57,640 |
| Kestra Advisory Services, LLC | -14,688 | -35.0% | 27,278 |
| Synergy Asset Management, LLC | -8,342 | -56.0% | 6,557 |
| RiverTree Advisors, LLC | -4,477 | -13.5% | 28,735 |
| STIFEL FINANCIAL CORP | -3,420 | -18.2% | 15,396 |
| ENVESTNET ASSET MANAGEMENT INC | -3,334 | -18.5% | 14,679 |
| ROYAL BANK OF CANADA | -2,708 | -4.3% | 60,371 |
| BANK OF AMERICA CORP /DE | -2,528 | -5.5% | 43,624 |
| JPMORGAN CHASE & CO | -2,347 | -16.8% | 11,623 |
| Proactive Wealth Strategies LLC | -1,517 | -1.8% | 81,703 |
| Concentrum Wealth Management | -950 | -12.6% | 6,595 |
| TSA Wealth Managment LLC | -770 | -10.9% | 6,310 |
| American Financial Advisors, LLC | -645 | -9.8% | 5,940 |
| Milestones Private Investment Advis | -419 | -1.5% | 27,164 |
| Kovack Advisors, Inc. | -207 | -1.8% | 11,567 |
| Rockefeller Capital Management L.P. | -165 | -31.9% | 352 |
| Horst & Graben Wealth Management LL | -161 | -1.9% | 8,205 |
| WELLS FARGO & COMPANY/MN | -84 | -98.8% | 1 |