FEMS Institutional Ownership
First Trust Emerging Markets Small Cap AlphaDEX Fund
1W: +0.0%
1M: -5.0%
3M: -3.0%
YTD: +5.5%
1Y: +2.5%
3Y: +28.5%
5Y: +27.0%
$44.78
+0.81 (+1.85%)
Weekly Expected Move ±2.4%
$43
$44
$45
$46
$47
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — FEMS
75
Institutional Holders
+1 vs prior quarter
0.0%
Ownership
+0.00pp
151M
Total Invested
8
New Positions
29
Increased
28
Reduced
8
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (81 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 466,103 | $21M | -33,722 | -6.7% | 54Q | SEC ↗ |
| 2 | WELLS FARGO & COMPANY/MN | 443,087 | $20M | +51,213 | +13.1% | 31Q | SEC ↗ |
| 3 | LPL Financial LLC | 272,507 | $12M | +29,744 | +12.3% | 54Q | SEC ↗ |
| 4 | Beta Wealth Group, Inc. | 210,210 | $9M | +15,490 | +8.0% | 6Q | SEC ↗ |
| 5 | RAYMOND JAMES FINANCIAL INC | 201,773 | $9M | -18,438 | -8.4% | 7Q | SEC ↗ |
| 6 | Arax Advisory Partners | 146,406 | $7M | +11,290 | +8.4% | 7Q | SEC ↗ |
| 7 | 626 Financial, LLC | 146,375 | $7M | +6,003 | +4.3% | 19Q | SEC ↗ |
| 8 | Private Advisor Group, LLC | 119,795 | $5M | -1,287 | -1.1% | 15Q | SEC ↗ |
| 9 | JONES FINANCIAL COMPANIES LLLP | 98,949 | $4M | +3,633 | +3.8% | 9Q | SEC ↗ |
| 10 | VestGen Advisors, LLC | 76,378 | $3M | +3,196 | +4.4% | 6Q | SEC ↗ |
| 11 | Cetera Investment Advisers | 74,935 | $3M | +760 | +1.0% | 12Q | SEC ↗ |
| 12 | Archer Investment Corp | 71,600 | $3M | +2,500 | +3.6% | 14Q | SEC ↗ |
| 13 | Baird Financial Group, Inc. | 68,862 | $3M | +27,974 | +68.4% | 14Q | SEC ↗ |
| 14 | FLOW TRADERS U.S. LLC | 64,808 | $3M | -25,984 | -28.6% | 4Q | SEC ↗ |
| 15 | Trivium Point Advisory, LLC | 61,685 | $3M | +44,512 | +259.2% | 8Q | SEC ↗ |
| 16 | ROYAL BANK OF CANADA | 60,500 | $3M | +8,016 | +15.3% | 54Q | SEC ↗ |
| 17 | HBW ADVISORY SERVICES LLC | 56,030 | $3M | +4,790 | +9.3% | 20Q | SEC ↗ |
| 18 | Crusonia Wealth Advisors LLC | 54,287 | $2M | +11 | +0.0% | 3Q | SEC ↗ |
| 19 | STIFEL FINANCIAL CORP | 51,866 | $2M | +1,570 | +3.1% | 16Q | SEC ↗ |
| 20 | OLD MISSION CAPITAL LLC | 49,671 | $2M | +32,767 | +193.8% | 15Q | SEC ↗ |
| 21 | UBS Group AG | 44,940 | $2M | -5,340 | -10.6% | 47Q | SEC ↗ |
| 22 | Cornerstone Planning Group LLC | 44,430 | $2M | -3,475 | -7.3% | 13Q | SEC ↗ |
| 23 | Quad-Cities Investment Group, LLC | 44,095 | $2M | -1,162 | -2.6% | 25Q | SEC ↗ |
| 24 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 40,646 | $2M | -1,152 | -2.8% | 7Q | SEC ↗ |
| 25 | OSAIC HOLDINGS, INC. | 35,890 | $2M | +5,057 | +16.4% | 26Q | SEC ↗ |
| 26 | Cambridge Investment Research Advisors | 29,709 | $1M | +439 | +1.5% | 38Q | SEC ↗ |
| 27 | Steward Partners Investment Advisory, | 29,367 | $1M | +16,808 | +133.8% | 27Q | SEC ↗ |
| 28 | Farther Finance Advisors, LLC | 25,619 | $1M | +18,221 | +246.3% | 15Q | SEC ↗ |
| 29 | CWM, LLC | 24,711 | $1M | +4,643 | +23.1% | 6Q | SEC ↗ |
| 30 | LeClair Wealth Partners LLC NEW | 18,295 | $819K | — | +0.0% | 1Q | SEC ↗ |
| 31 | SFI Advisors, LLC | 16,084 | $720K | — | +0.0% | 19Q | SEC ↗ |
| 32 | CAPTRUST FINANCIAL ADVISORS | 15,804 | $708K | +92 | +0.6% | 16Q | SEC ↗ |
| 33 | CITADEL ADVISORS LLC | 14,478 | $648K | -9,482 | -39.6% | 4Q | SEC ↗ |
| 34 | MML INVESTORS SERVICES, LLC | 14,340 | $642K | +933 | +7.0% | 35Q | SEC ↗ |
| 35 | RVW Wealth, LLC | 13,618 | $610K | +14 | +0.1% | 26Q | SEC ↗ |
| 36 | Migdal Insurance & Financial Holdings | 13,000 | $582K | +6,500 | +100.0% | 2Q | SEC ↗ |
| 37 | ENVESTNET ASSET MANAGEMENT INC | 11,892 | $533K | -2,572 | -17.8% | 14Q | SEC ↗ |
| 38 | COMMONWEALTH EQUITY SERVICES, LLC | 11,630 | $521K | -116 | -1.0% | 18Q | SEC ↗ |
| 39 | Western Wealth Management, LLC | 10,888 | $488K | -154 | -1.4% | 5Q | SEC ↗ |
| 40 | NATIXIS ADVISORS, LLC NEW | 10,810 | $484K | — | +0.0% | 1Q | SEC ↗ |
| 41 | Integrated Wealth Concepts LLC | 10,242 | $459K | -18,152 | -63.9% | 14Q | SEC ↗ |
| 42 | Janney Montgomery Scott LLC | 8,735 | $391K | -1,891 | -17.8% | 40Q | SEC ↗ |
| 43 | SUMMIT WEALTH GROUP LLC / CO | 8,318 | $373K | +2,931 | +54.4% | 2Q | SEC ↗ |
| 44 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 7,847 | $351K | -931 | -10.6% | 15Q | SEC ↗ |
| 45 | Equitable Holdings, Inc. | 7,813 | $350K | +688 | +9.7% | 22Q | SEC ↗ |
| 46 | JANE STREET GROUP, LLC | 5,918 | $265K | -4,805 | -44.8% | 11Q | SEC ↗ |
| 47 | STONEHAVEN WEALTH & TAX SOLUTIONS, LLC | 5,518 | $247K | +466 | +9.2% | 3Q | SEC ↗ |
| 48 | Merit Financial Group, LLC | 4,966 | $222K | +142 | +2.9% | 5Q | SEC ↗ |
| 49 | Pinnacle Bancorp, Inc. | 4,880 | $219K | — | +0.0% | 18Q | SEC ↗ |
| 50 | Richmond Investment Services, LLC | 4,608 | $206K | -4,598 | -49.9% | 7Q | SEC ↗ |
Recent Activity
New Positions (8)
| Holder | Shares | Value |
|---|---|---|
| LeClair Wealth Partners LLC | 18,295 | $819K |
| NATIXIS ADVISORS, LLC | 10,810 | $484K |
| Keystone Financial Group | 4,476 | $200K |
| MERCER GLOBAL ADVISORS INC /ADV | 2,822 | $126K |
| MCF Advisors LLC | 1,408 | $63K |
| Global Retirement Partners, LLC | 1,298 | $58K |
| Tidemark, LLC | 1,251 | $56K |
| Ashton Thomas Private Wealth, LLC | 135 | $6K |
Sold Out (13)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| NewEdge Advisors, LLC | 81,963 | $4M |
| Independent Advisor Alliance | 72,428 | $3M |
| OPPENHEIMER & CO INC | 22,032 | $987K |
| BANK OF AMERICA CORP /DE | 10,092 | $452K |
| PRINCIPAL SECURITIES, INC. | 5,339 | $239K |
| Indivisible Partners | 5,263 | $236K |
| American Financial Advisors, LLC | 4,675 | $209K |
| Spire Wealth Management | 3,987 | $179K |
| Kestra Advisory Services, LLC | 1,624 | $73K |
| BANK OF MONTREAL /CAN | 1,100 | $49K |
| JPMORGAN CHASE & CO | 231 | $10K |
| Harbor Asset Planning, Inc. | 176 | $8K |
| Allworth Financial LP | 135 | $6K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| WELLS FARGO & COMPANY/MN | +51,213 | +13.1% | 443,087 |
| Trivium Point Advisory, LLC | +44,512 | +259.2% | 61,685 |
| OLD MISSION CAPITAL LLC | +32,767 | +193.8% | 49,671 |
| LPL Financial LLC | +29,744 | +12.3% | 272,507 |
| Baird Financial Group, Inc. | +27,974 | +68.4% | 68,862 |
| Farther Finance Advisors, LLC | +18,221 | +246.3% | 25,619 |
| Steward Partners Investment Advisor | +16,808 | +133.8% | 29,367 |
| Beta Wealth Group, Inc. | +15,490 | +8.0% | 210,210 |
| Arax Advisory Partners | +11,290 | +8.4% | 146,406 |
| ROYAL BANK OF CANADA | +8,016 | +15.3% | 60,500 |
| Migdal Insurance & Financial Holdin | +6,500 | +100.0% | 13,000 |
| 626 Financial, LLC | +6,003 | +4.3% | 146,375 |
| OSAIC HOLDINGS, INC. | +5,057 | +16.4% | 35,890 |
| HBW ADVISORY SERVICES LLC | +4,790 | +9.3% | 56,030 |
| CWM, LLC | +4,643 | +23.1% | 24,711 |
| JONES FINANCIAL COMPANIES LLLP | +3,633 | +3.8% | 98,949 |
| VestGen Advisors, LLC | +3,196 | +4.4% | 76,378 |
| SUMMIT WEALTH GROUP LLC / CO | +2,931 | +54.4% | 8,318 |
| Archer Investment Corp | +2,500 | +3.6% | 71,600 |
| STIFEL FINANCIAL CORP | +1,570 | +3.1% | 51,866 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| MORGAN STANLEY | -33,722 | -6.7% | 466,103 |
| FLOW TRADERS U.S. LLC | -25,984 | -28.6% | 64,808 |
| RAYMOND JAMES FINANCIAL INC | -18,438 | -8.4% | 201,773 |
| Integrated Wealth Concepts LLC | -18,152 | -63.9% | 10,242 |
| CITADEL ADVISORS LLC | -9,482 | -39.6% | 14,478 |
| UBS Group AG | -5,340 | -10.6% | 44,940 |
| JANE STREET GROUP, LLC | -4,805 | -44.8% | 5,918 |
| Richmond Investment Services, LLC | -4,598 | -49.9% | 4,608 |
| Cornerstone Planning Group LLC | -3,475 | -7.3% | 44,430 |
| PRIVATE TRUST CO NA | -3,241 | -60.9% | 2,077 |
| ENVESTNET ASSET MANAGEMENT INC | -2,572 | -17.8% | 11,892 |
| Janney Montgomery Scott LLC | -1,891 | -17.8% | 8,735 |
| Private Advisor Group, LLC | -1,287 | -1.1% | 119,795 |
| Quad-Cities Investment Group, LLC | -1,162 | -2.6% | 44,095 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | -1,152 | -2.8% | 40,646 |
| NATIONS FINANCIAL GROUP INC, /IA/ / | -931 | -10.6% | 7,847 |
| Russell Investments Group, Ltd. | -864 | -92.5% | 70 |
| Sankala Group LLC | -529 | -30.2% | 1,225 |
| Western Wealth Management, LLC | -154 | -1.4% | 10,888 |
| COMMONWEALTH EQUITY SERVICES, LLC | -116 | -1.0% | 11,630 |