FNK Institutional Ownership
First Trust Mid Cap Value AlphaDEX Fund
1W: -0.7%
1M: -7.4%
3M: -2.8%
YTD: +6.7%
1Y: +8.4%
3Y: +41.6%
5Y: +44.0%
$59.93
+0.24 (+0.41%)
Weekly Expected Move ±1.5%
$58
$59
$60
$61
$62
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — FNK
67
Institutional Holders
+3 vs prior quarter
0.0%
Ownership
+0.00pp
160M
Total Invested
7
New Positions
16
Increased
27
Reduced
9
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (71 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | TOTAL INVESTMENT MANAGEMENT INC | 1,275,782 | $76M | -65,929 | -4.9% | 19Q | SEC ↗ |
| 2 | WELLS FARGO & COMPANY/MN | 260,747 | $16M | +2,135 | +0.8% | 61Q | SEC ↗ |
| 3 | MORGAN STANLEY | 249,492 | $15M | +13,932 | +5.9% | 60Q | SEC ↗ |
| 4 | LPL Financial LLC | 143,041 | $9M | +5,455 | +4.0% | 51Q | SEC ↗ |
| 5 | Cetera Investment Advisers | 130,373 | $8M | +24,801 | +23.5% | 10Q | SEC ↗ |
| 6 | Kingsview Wealth Management, LLC | 64,005 | $4M | +1,338 | +2.1% | 25Q | SEC ↗ |
| 7 | RAYMOND JAMES FINANCIAL INC | 53,954 | $3M | -4,823 | -8.2% | 7Q | SEC ↗ |
| 8 | UBS Group AG | 50,793 | $3M | -345 | -0.7% | 47Q | SEC ↗ |
| 9 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 46,836 | $3M | +18,997 | +68.2% | 10Q | SEC ↗ |
| 10 | OSAIC HOLDINGS, INC. | 45,769 | $3M | -4,670 | -9.3% | 26Q | SEC ↗ |
| 11 | JONES FINANCIAL COMPANIES LLLP | 41,807 | $3M | +4,677 | +12.6% | 10Q | SEC ↗ |
| 12 | Equitable Holdings, Inc. | 20,458 | $1M | -332 | -1.6% | 15Q | SEC ↗ |
| 13 | Cambridge Investment Research Advisors | 17,016 | $1M | -212 | -1.2% | 22Q | SEC ↗ |
| 14 | ROYAL BANK OF CANADA | 16,630 | $997K | -6,316 | -27.5% | 61Q | SEC ↗ |
| 15 | COMMONWEALTH EQUITY SERVICES, LLC | 15,306 | $917K | -1,108 | -6.8% | 16Q | SEC ↗ |
| 16 | &PARTNERS | 13,802 | $827K | +8,036 | +139.4% | 7Q | SEC ↗ |
| 17 | Keel Point, LLC | 11,686 | $700K | -161 | -1.4% | 28Q | SEC ↗ |
| 18 | ARS Wealth Advisors Group, LLC | 11,490 | $689K | +2 | +0.0% | 17Q | SEC ↗ |
| 19 | Stratos Wealth Partners, LTD. | 9,917 | $594K | -538 | -5.1% | 18Q | SEC ↗ |
| 20 | Kestra Advisory Services, LLC | 9,369 | $562K | -966 | -9.3% | 6Q | SEC ↗ |
| 21 | Private Advisor Group, LLC | 8,269 | $496K | +17 | +0.2% | 14Q | SEC ↗ |
| 22 | LEVEL FOUR ADVISORY SERVICES, LLC | 5,614 | $336K | — | +0.0% | 13Q | SEC ↗ |
| 23 | BENJAMIN EDWARDS INC | 5,334 | $320K | +11 | +0.2% | 8Q | SEC ↗ |
| 24 | Janney Montgomery Scott LLC | 4,888 | $293K | -157 | -3.1% | 29Q | SEC ↗ |
| 25 | Ashton Thomas Private Wealth, LLC | 4,763 | $285K | — | +0.0% | 3Q | SEC ↗ |
| 26 | Advisor OS, LLC | 4,475 | $268K | — | +0.0% | 2Q | SEC ↗ |
| 27 | StoneX Group Inc. NEW | 4,357 | $261K | — | +0.0% | 1Q | SEC ↗ |
| 28 | ENVESTNET ASSET MANAGEMENT INC | 4,333 | $260K | -88 | -2.0% | 6Q | SEC ↗ |
| 29 | Sigma Planning Corp | 4,151 | $249K | -30 | -0.7% | 22Q | SEC ↗ |
| 30 | GREAT VALLEY ADVISOR GROUP, INC. | 3,989 | $239K | +1 | +0.0% | 8Q | SEC ↗ |
| 31 | DAYMARK WEALTH PARTNERS, LLC | 3,799 | $228K | -333 | -8.1% | 9Q | SEC ↗ |
| 32 | Dynamic Advisor Solutions LLC | 3,665 | $220K | — | +0.0% | 4Q | SEC ↗ |
| 33 | Triumph Capital Management | 3,488 | $209K | — | +0.0% | 7Q | SEC ↗ |
| 34 | RFG Advisory, LLC NEW | 3,297 | $198K | — | +0.0% | 1Q | SEC ↗ |
| 35 | Founders Financial Alliance, LLC | 2,927 | $175K | +8 | +0.3% | 2Q | SEC ↗ |
| 36 | Rockefeller Capital Management L.P. | 2,614 | $157K | -275 | -9.5% | 4Q | SEC ↗ |
| 37 | Geneos Wealth Management Inc. | 2,400 | $144K | — | +0.0% | 18Q | SEC ↗ |
| 38 | Parallel Advisors, LLC | 1,935 | $116K | — | +0.0% | 2Q | SEC ↗ |
| 39 | GAMMA Investing LLC | 1,816 | $109K | — | +0.0% | 11Q | SEC ↗ |
| 40 | Farther Finance Advisors, LLC NEW | 1,726 | $103K | — | +0.0% | 1Q | SEC ↗ |
| 41 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 1,289 | $77K | +2 | +0.2% | 4Q | SEC ↗ |
| 42 | AMERIFLEX GROUP, INC. NEW | 1,080 | $65K | — | +0.0% | 1Q | SEC ↗ |
| 43 | UBS AM, a distinct business unit of UB | 807 | $48K | — | +0.0% | 2Q | SEC ↗ |
| 44 | US BANCORP \DE | 557 | $33K | +186 | +50.1% | 4Q | SEC ↗ |
| 45 | BESSEMER GROUP INC | 454 | $27K | — | +0.0% | 2Q | SEC ↗ |
| 46 | FMR LLC | 442 | $26K | +439 | +14633.3% | 21Q | SEC ↗ |
| 47 | Benson Wealth Management INC | 356 | $21K | — | +0.0% | 3Q | SEC ↗ |
| 48 | ASSETMARK, INC NEW | 317 | $19K | — | +0.0% | 1Q | SEC ↗ |
| 49 | LFA - Lugano Financial Advisors SA NEW | 300 | $18K | — | +0.0% | 1Q | SEC ↗ |
| 50 | FIFTH THIRD BANCORP | 266 | $16K | -6 | -2.2% | 2Q | SEC ↗ |
Recent Activity
New Positions (7)
| Holder | Shares | Value |
|---|---|---|
| StoneX Group Inc. | 4,357 | $261K |
| RFG Advisory, LLC | 3,297 | $198K |
| Farther Finance Advisors, LLC | 1,726 | $103K |
| AMERIFLEX GROUP, INC. | 1,080 | $65K |
| ASSETMARK, INC | 317 | $19K |
| LFA - Lugano Financial Advisors SA | 300 | $18K |
| Global Retirement Partners, LLC | 90 | $5K |
Sold Out (13)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| STIFEL FINANCIAL CORP | 10,566 | $633K |
| CITADEL ADVISORS LLC | 6,597 | $395K |
| HighTower Advisors, LLC | 5,127 | $307K |
| Arete Wealth Advisors, LLC | 4,475 | $268K |
| TWO SIGMA INVESTMENTS, LP | 3,600 | $216K |
| Sound Income Strategies, LLC | 984 | $59K |
| BANK OF MONTREAL /CAN | 568 | $34K |
| PRIVATE TRUST CO NA | 318 | $19K |
| Advisory Services Network, LLC | 279 | $17K |
| Western Wealth Management, LLC | 200 | $12K |
| HARBOUR INVESTMENTS, INC. | 107 | $6K |
| Russell Investments Group, Ltd. | 24 | $1K |
| Hilton Head Capital Partners, LLC | 1 | $0K |
Biggest Increases (16)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Cetera Investment Advisers | +24,801 | +23.5% | 130,373 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | +18,997 | +68.2% | 46,836 |
| MORGAN STANLEY | +13,932 | +5.9% | 249,492 |
| &PARTNERS | +8,036 | +139.4% | 13,802 |
| LPL Financial LLC | +5,455 | +4.0% | 143,041 |
| JONES FINANCIAL COMPANIES LLLP | +4,677 | +12.6% | 41,807 |
| WELLS FARGO & COMPANY/MN | +2,135 | +0.8% | 260,747 |
| Kingsview Wealth Management, LLC | +1,338 | +2.1% | 64,005 |
| FMR LLC | +439 | +14633.3% | 442 |
| US BANCORP \DE | +186 | +50.1% | 557 |
| Private Advisor Group, LLC | +17 | +0.2% | 8,269 |
| BENJAMIN EDWARDS INC | +11 | +0.2% | 5,334 |
| Founders Financial Alliance, LLC | +8 | +0.3% | 2,927 |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | +2 | +0.2% | 1,289 |
| ARS Wealth Advisors Group, LLC | +2 | +0.0% | 11,490 |
| GREAT VALLEY ADVISOR GROUP, INC. | +1 | +0.0% | 3,989 |
Biggest Decreases (18)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| TOTAL INVESTMENT MANAGEMENT INC | -65,929 | -4.9% | 1,275,782 |
| ROYAL BANK OF CANADA | -6,316 | -27.5% | 16,630 |
| RAYMOND JAMES FINANCIAL INC | -4,823 | -8.2% | 53,954 |
| OSAIC HOLDINGS, INC. | -4,670 | -9.3% | 45,769 |
| Tower Research Capital LLC (TRC) | -1,995 | -88.6% | 256 |
| COMMONWEALTH EQUITY SERVICES, LLC | -1,108 | -6.8% | 15,306 |
| Kestra Advisory Services, LLC | -966 | -9.3% | 9,369 |
| Stratos Wealth Partners, LTD. | -538 | -5.1% | 9,917 |
| UBS Group AG | -345 | -0.7% | 50,793 |
| DAYMARK WEALTH PARTNERS, LLC | -333 | -8.1% | 3,799 |
| Equitable Holdings, Inc. | -332 | -1.6% | 20,458 |
| Rockefeller Capital Management L.P. | -275 | -9.5% | 2,614 |
| Cambridge Investment Research Advis | -212 | -1.2% | 17,016 |
| Keel Point, LLC | -161 | -1.4% | 11,686 |
| Janney Montgomery Scott LLC | -157 | -3.1% | 4,888 |
| ENVESTNET ASSET MANAGEMENT INC | -88 | -2.0% | 4,333 |
| Sigma Planning Corp | -30 | -0.7% | 4,151 |
| FIFTH THIRD BANCORP | -6 | -2.2% | 266 |