FNX Institutional Ownership
First Trust Mid Cap Core AlphaDEX Fund
1W: -0.1%
1M: -4.5%
3M: -5.0%
YTD: +7.4%
1Y: +9.2%
3Y: +54.3%
5Y: +44.1%
$137.23
+1.34 (+0.99%)
Weekly Expected Move ±1.4%
$133
$135
$137
$139
$141
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — FNX
223
Institutional Holders
+8 vs prior quarter
0.0%
Ownership
+0.00pp
936M
Total Invested
18
New Positions
66
Increased
78
Reduced
12
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (231 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,111,571 | $153M | +30,282 | +2.8% | 60Q | SEC ↗ |
| 2 | LPL Financial LLC | 1,040,651 | $143M | +77,967 | +8.1% | 61Q | SEC ↗ |
| 3 | WELLS FARGO & COMPANY/MN | 708,174 | $97M | -11,741 | -1.6% | 71Q | SEC ↗ |
| 4 | RAYMOND JAMES FINANCIAL INC | 438,102 | $60M | -3,453 | -0.8% | 7Q | SEC ↗ |
| 5 | ROYAL BANK OF CANADA | 295,647 | $41M | +21,696 | +7.9% | 59Q | SEC ↗ |
| 6 | Cetera Investment Advisers | 209,531 | $29M | +11,398 | +5.8% | 43Q | SEC ↗ |
| 7 | BANK OF AMERICA CORP /DE | 208,405 | $29M | +2,838 | +1.4% | 15Q | SEC ↗ |
| 8 | UBS Group AG | 199,156 | $27M | -8,520 | -4.1% | 47Q | SEC ↗ |
| 9 | Baird Financial Group, Inc. | 160,820 | $22M | +3,832 | +2.4% | 45Q | SEC ↗ |
| 10 | Three Cord True Wealth Management, LLC | 144,922 | $20M | +8,144 | +6.0% | 7Q | SEC ↗ |
| 11 | HighTower Advisors, LLC | 121,039 | $17M | +422 | +0.3% | 35Q | SEC ↗ |
| 12 | STIFEL FINANCIAL CORP | 89,452 | $12M | -1,473 | -1.6% | 49Q | SEC ↗ |
| 13 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 79,122 | $11M | +2,733 | +3.6% | 32Q | SEC ↗ |
| 14 | Per Stirling Capital Management, LLC. | 78,951 | $11M | +2,100 | +2.7% | 15Q | SEC ↗ |
| 15 | Kestra Advisory Services, LLC | 73,328 | $10M | -601 | -0.8% | 24Q | SEC ↗ |
| 16 | PERRYMAN FINANCIAL ADVISORY INC /AD | 71,100 | $10M | +892 | +1.3% | 3Q | SEC ↗ |
| 17 | COMMONWEALTH EQUITY SERVICES, LLC | 68,565 | $9M | +1,116 | +1.7% | 35Q | SEC ↗ |
| 18 | Chicago Partners Investment Group LLC | 59,338 | $8M | -727 | -1.2% | 47Q | SEC ↗ |
| 19 | OSAIC HOLDINGS, INC. | 52,136 | $7M | -1,949 | -3.6% | 26Q | SEC ↗ |
| 20 | KESTRA PRIVATE WEALTH SERVICES, LLC | 47,086 | $6M | +472 | +1.0% | 24Q | SEC ↗ |
| 21 | Sanctuary Advisors, LLC | 45,154 | $6M | +1,963 | +4.5% | 9Q | SEC ↗ |
| 22 | D.A. DAVIDSON & CO. | 44,427 | $6M | +57 | +0.1% | 57Q | SEC ↗ |
| 23 | ENVESTNET ASSET MANAGEMENT INC | 40,474 | $6M | +2,449 | +6.4% | 56Q | SEC ↗ |
| 24 | Stratos Wealth Partners, LTD. | 39,903 | $5M | +143 | +0.4% | 25Q | SEC ↗ |
| 25 | &PARTNERS | 39,538 | $5M | +23,228 | +142.4% | 8Q | SEC ↗ |
| 26 | Western Wealth Management, LLC | 38,903 | $5M | +1,210 | +3.2% | 19Q | SEC ↗ |
| 27 | BENJAMIN EDWARDS INC | 34,934 | $5M | +13,858 | +65.8% | 8Q | SEC ↗ |
| 28 | Private Advisor Group, LLC | 34,552 | $5M | +8,132 | +30.8% | 33Q | SEC ↗ |
| 29 | Cambridge Investment Research Advisors | 33,711 | $5M | -205 | -0.6% | 63Q | SEC ↗ |
| 30 | Janney Montgomery Scott LLC | 32,341 | $4M | -1,073 | -3.2% | 52Q | SEC ↗ |
| 31 | HARBOUR INVESTMENTS, INC. | 27,423 | $4M | +1,648 | +6.4% | 17Q | SEC ↗ |
| 32 | Prospera Financial Services Inc | 25,645 | $4M | -2,400 | -8.6% | 23Q | SEC ↗ |
| 33 | Proactive Wealth Strategies LLC | 22,633 | $3M | +41 | +0.2% | 8Q | SEC ↗ |
| 34 | FSM Wealth Advisors, LLC | 22,274 | $3M | -1,048 | -4.5% | 5Q | SEC ↗ |
| 35 | Solutions 4 Wealth, Ltd | 21,656 | $3M | -591 | -2.7% | 11Q | SEC ↗ |
| 36 | Lakeridge Wealth Management LLC | 21,583 | $3M | -4,600 | -17.6% | 11Q | SEC ↗ |
| 37 | Snowden Capital Advisors LLC | 19,808 | $3M | -485 | -2.4% | 42Q | SEC ↗ |
| 38 | CITIZENS FINANCIAL GROUP INC/RI | 18,282 | $3M | +12 | +0.1% | 16Q | SEC ↗ |
| 39 | TRUIST FINANCIAL CORP | 18,051 | $2M | -489 | -2.6% | 27Q | SEC ↗ |
| 40 | Perigon Wealth Management, LLC | 16,915 | $2M | +2 | +0.0% | 20Q | SEC ↗ |
| 41 | Rockefeller Capital Management L.P. | 16,861 | $2M | -192 | -1.1% | 4Q | SEC ↗ |
| 42 | FWG Holdings, LLC | 16,658 | $2M | -413 | -2.4% | 14Q | SEC ↗ |
| 43 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 16,587 | $2M | -2,194 | -11.7% | 12Q | SEC ↗ |
| 44 | FIFTH THIRD BANCORP | 16,272 | $2M | +251 | +1.6% | 2Q | SEC ↗ |
| 45 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 15,974 | $2M | +3,540 | +28.5% | 20Q | SEC ↗ |
| 46 | Bedel Financial Consulting, Inc. | 15,700 | $2M | — | +0.0% | 35Q | SEC ↗ |
| 47 | JONES FINANCIAL COMPANIES LLLP | 15,078 | $2M | +1,124 | +8.1% | 10Q | SEC ↗ |
| 48 | OPPENHEIMER & CO INC | 14,994 | $2M | -10 | -0.1% | 15Q | SEC ↗ |
| 49 | Purus Wealth Management, LLC | 12,249 | $2M | +5,178 | +73.2% | 3Q | SEC ↗ |
| 50 | Kaydan Wealth Management, Inc. | 12,109 | $2M | +118 | +1.0% | 19Q | SEC ↗ |
Recent Activity
New Positions (18)
| Holder | Shares | Value |
|---|---|---|
| Keystone Financial Group | 9,079 | $1M |
| FLOW TRADERS U.S. LLC | 4,778 | $656K |
| Cresset Asset Management, LLC | 2,653 | $364K |
| Cerity Partners LLC | 2,636 | $362K |
| XML Financial, LLC | 1,993 | $273K |
| SIGNATURE ESTATE & INVESTMENT ADVIS | 1,517 | $208K |
| NICOLET BANKSHARES INC | 1,471 | $202K |
| Boston Standard Wealth Management, | 1,400 | $192K |
| COMPASS FINANCIAL MANAGEMENT LLC | 1,025 | $141K |
| Global Retirement Partners, LLC | 577 | $79K |
| FIDUCIARY FINANCIAL ADVISORS | 340 | $47K |
| EVOLUTION WEALTH MANAGEMENT INC. | 237 | $33K |
| MCDONALD PARTNERS LLC | 150 | $21K |
| Decker Retirement Planning Inc. | 106 | $15K |
| HANTZ FINANCIAL SERVICES, INC. | 75 | $10K |
| Luminist Capital LLC | 53 | $7K |
| Continuum Advisory, LLC | 32 | $4K |
| HHM Wealth Advisors, LLC | 3 | $0K |
Sold Out (18)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| First Heartland Consultants, Inc. | 17,416 | $2M |
| Independent Advisor Alliance | 9,585 | $1M |
| POTENTIA WEALTH | 7,120 | $977K |
| GOLDMAN SACHS GROUP INC | 6,663 | $914K |
| Virtu Financial LLC | 5,139 | $705K |
| Envestnet Portfolio Solutions, Inc. | 4,155 | $570K |
| PFG Advisors | 3,667 | $503K |
| MONECO ADVISORS, LLC | 3,621 | $497K |
| Coppell Advisory Solutions LLC | 3,001 | $412K |
| Advisory Services Network, LLC | 1,993 | $273K |
| BKM Wealth Management, LLC | 1,967 | $270K |
| Meeder Advisory Services, Inc. | 1,599 | $219K |
| Arkos Global Advisors | 1,058 | $145K |
| TWIN PEAKS WEALTH ADVISORS, LLC | 118 | $16K |
| Silver Grove Financial Group, Inc. | 74 | $10K |
| Smithfield Trust Co | 50 | $7K |
| Lloyd Advisory Services, LLC. | 15 | $2K |
| Tower Research Capital LLC (TRC) | 5 | $1K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| LPL Financial LLC | +77,967 | +8.1% | 1,040,651 |
| MORGAN STANLEY | +30,282 | +2.8% | 1,111,571 |
| &PARTNERS | +23,228 | +142.4% | 39,538 |
| ROYAL BANK OF CANADA | +21,696 | +7.9% | 295,647 |
| BENJAMIN EDWARDS INC | +13,858 | +65.8% | 34,934 |
| Cetera Investment Advisers | +11,398 | +5.8% | 209,531 |
| Three Cord True Wealth Management, | +8,144 | +6.0% | 144,922 |
| Private Advisor Group, LLC | +8,132 | +30.8% | 34,552 |
| Purus Wealth Management, LLC | +5,178 | +73.2% | 12,249 |
| Baird Financial Group, Inc. | +3,832 | +2.4% | 160,820 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | +3,540 | +28.5% | 15,974 |
| BANK OF AMERICA CORP /DE | +2,838 | +1.4% | 208,405 |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | +2,733 | +3.6% | 79,122 |
| ENVESTNET ASSET MANAGEMENT INC | +2,449 | +6.4% | 40,474 |
| Per Stirling Capital Management, LL | +2,100 | +2.7% | 78,951 |
| Sanctuary Advisors, LLC | +1,963 | +4.5% | 45,154 |
| FMR LLC | +1,751 | +32.3% | 7,178 |
| HARBOUR INVESTMENTS, INC. | +1,648 | +6.4% | 27,423 |
| Western Wealth Management, LLC | +1,210 | +3.2% | 38,903 |
| JONES FINANCIAL COMPANIES LLLP | +1,124 | +8.1% | 15,078 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| FIRST TRUST ADVISORS LP | -30,099 | -92.5% | 2,428 |
| WELLS FARGO & COMPANY/MN | -11,741 | -1.6% | 708,174 |
| GTS SECURITIES LLC | -9,574 | -58.9% | 6,667 |
| UBS Group AG | -8,520 | -4.1% | 199,156 |
| Transamerica Financial Advisors, LL | -5,963 | -97.8% | 135 |
| Lakeridge Wealth Management LLC | -4,600 | -17.6% | 21,583 |
| JPMORGAN CHASE & CO | -4,334 | -76.4% | 1,337 |
| RAYMOND JAMES FINANCIAL INC | -3,453 | -0.8% | 438,102 |
| Prospera Financial Services Inc | -2,400 | -8.6% | 25,645 |
| WEALTH ENHANCEMENT ADVISORY SERVICE | -2,194 | -11.7% | 16,587 |
| Richmond Investment Services, LLC | -2,020 | -51.4% | 1,909 |
| OSAIC HOLDINGS, INC. | -1,949 | -3.6% | 52,136 |
| STIFEL FINANCIAL CORP | -1,473 | -1.6% | 89,452 |
| Janney Montgomery Scott LLC | -1,073 | -3.2% | 32,341 |
| FSM Wealth Advisors, LLC | -1,048 | -4.5% | 22,274 |
| MPWM ADVISORY SOLUTIONS, LLC | -914 | -57.5% | 676 |
| Hilton Head Capital Partners, LLC | -863 | -20.3% | 3,396 |
| PNC Financial Services Group, Inc. | -840 | -24.9% | 2,540 |
| Chicago Partners Investment Group L | -727 | -1.2% | 59,338 |
| NewEdge Advisors, LLC | -717 | -6.4% | 10,439 |