FNY Institutional Ownership
First Trust Mid Cap Growth AlphaDEX Fund
1W: +0.8%
1M: -1.1%
3M: -6.7%
YTD: +8.2%
1Y: +9.4%
3Y: +67.5%
5Y: +35.6%
$100.53
+1.31 (+1.32%)
Weekly Expected Move ±1.9%
$97
$99
$101
$102
$104
Overview
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Holdings
Changes
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Analysis
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Short Interest
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Institutional Ownership — FNY
137
Institutional Holders
+2 vs prior quarter
0.0%
Ownership
+0.00pp
443M
Total Invested
15
New Positions
37
Increased
50
Reduced
9
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (146 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 907,423 | $91M | +92,959 | +11.4% | 54Q | SEC ↗ |
| 2 | MORGAN STANLEY | 485,370 | $49M | +74,597 | +18.2% | 60Q | SEC ↗ |
| 3 | WELLS FARGO & COMPANY/MN | 482,443 | $48M | -119,641 | -19.9% | 61Q | SEC ↗ |
| 4 | &PARTNERS | 197,544 | $20M | +46,024 | +30.4% | 8Q | SEC ↗ |
| 5 | Cetera Investment Advisers | 188,546 | $19M | +11,511 | +6.5% | 31Q | SEC ↗ |
| 6 | NewEdge Advisors, LLC | 182,925 | $18M | -105,821 | -36.6% | 13Q | SEC ↗ |
| 7 | UBS Group AG | 130,332 | $13M | -2,247 | -1.7% | 47Q | SEC ↗ |
| 8 | ENVESTNET ASSET MANAGEMENT INC | 113,923 | $11M | +5,117 | +4.7% | 31Q | SEC ↗ |
| 9 | RAYMOND JAMES FINANCIAL INC | 96,560 | $10M | -106,564 | -52.5% | 7Q | SEC ↗ |
| 10 | OSAIC HOLDINGS, INC. | 74,422 | $7M | +5,201 | +7.5% | 26Q | SEC ↗ |
| 11 | ROYAL BANK OF CANADA | 54,340 | $5M | +3,556 | +7.0% | 58Q | SEC ↗ |
| 12 | GOLDMAN SACHS GROUP INC | 50,000 | $5M | — | +0.0% | 15Q | SEC ↗ |
| 13 | Janney Montgomery Scott LLC | 47,486 | $5M | +282 | +0.6% | 43Q | SEC ↗ |
| 14 | Kingsview Wealth Management, LLC | 46,077 | $5M | +4,270 | +10.2% | 25Q | SEC ↗ |
| 15 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 43,805 | $4M | +3,575 | +8.9% | 23Q | SEC ↗ |
| 16 | Steward Partners Investment Advisory, | 42,023 | $4M | +5,745 | +15.8% | 29Q | SEC ↗ |
| 17 | Equitable Holdings, Inc. | 41,242 | $4M | +15,388 | +59.5% | 27Q | SEC ↗ |
| 18 | FIRST TRUST ADVISORS LP NEW | 40,709 | $4M | — | +0.0% | 1Q | SEC ↗ |
| 19 | Private Advisor Group, LLC | 40,029 | $4M | +1,394 | +3.6% | 30Q | SEC ↗ |
| 20 | Kestra Advisory Services, LLC | 38,521 | $4M | -250 | -0.6% | 24Q | SEC ↗ |
| 21 | Wealth Management Partners, LLC | 36,714 | $4M | +313 | +0.9% | 12Q | SEC ↗ |
| 22 | CITADEL ADVISORS LLC NEW | 34,999 | $4M | — | +0.0% | 1Q | SEC ↗ |
| 23 | Cambridge Investment Research Advisors | 34,267 | $3M | -100,945 | -74.7% | 50Q | SEC ↗ |
| 24 | KCM INVESTMENT ADVISORS LLC | 33,223 | $3M | -2,575 | -7.2% | 14Q | SEC ↗ |
| 25 | Anderson Financial Strategies, LLC | 30,550 | $3M | -1,379 | -4.3% | 2Q | SEC ↗ |
| 26 | JONES FINANCIAL COMPANIES LLLP | 25,248 | $3M | +1,984 | +8.5% | 9Q | SEC ↗ |
| 27 | WIN ADVISORS, INC NEW | 22,440 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 28 | BARNES PETTEY FINANCIAL ADVISORS, LLC | 21,630 | $2M | +7,385 | +51.8% | 2Q | SEC ↗ |
| 29 | Global Retirement Partners, LLC NEW | 21,399 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 30 | COMMONWEALTH EQUITY SERVICES, LLC | 20,313 | $2M | +370 | +1.9% | 35Q | SEC ↗ |
| 31 | CRUX WEALTH ADVISORS | 19,143 | $2M | +139 | +0.7% | 3Q | SEC ↗ |
| 32 | Empirical Asset Management, LLC | 18,745 | $2M | +797 | +4.4% | 4Q | SEC ↗ |
| 33 | Sylvest Advisors, LLC | 18,508 | $2M | -285 | -1.5% | 7Q | SEC ↗ |
| 34 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 18,469 | $2M | -223 | -1.2% | 12Q | SEC ↗ |
| 35 | MTM Investment Management, LLC | 17,586 | $2M | — | +0.0% | 23Q | SEC ↗ |
| 36 | CARY STREET PARTNERS FINANCIAL LLC NEW | 16,931 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 37 | Worthington Financial Partners, LLC | 16,926 | $2M | +51 | +0.3% | 3Q | SEC ↗ |
| 38 | HARBOUR INVESTMENTS, INC. | 12,049 | $1M | +8,450 | +234.8% | 17Q | SEC ↗ |
| 39 | FIFTH THIRD BANCORP | 11,434 | $1M | — | +0.0% | 2Q | SEC ↗ |
| 40 | AssuredPartners Investment Advisors, L | 11,245 | $1M | — | +0.0% | 7Q | SEC ↗ |
| 41 | Stratos Wealth Partners, LTD. | 10,477 | $1M | -17 | -0.2% | 39Q | SEC ↗ |
| 42 | PCG Wealth Advisors, LLC | 9,408 | $946K | +345 | +3.8% | 10Q | SEC ↗ |
| 43 | IFP Advisors, Inc | 9,164 | $921K | +374 | +4.3% | 28Q | SEC ↗ |
| 44 | Rockefeller Capital Management L.P. | 8,957 | $900K | +2,177 | +32.1% | 4Q | SEC ↗ |
| 45 | GREAT VALLEY ADVISOR GROUP, INC. | 8,349 | $839K | — | +0.0% | 25Q | SEC ↗ |
| 46 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 8,206 | $825K | +5,580 | +212.5% | 4Q | SEC ↗ |
| 47 | Baird Financial Group, Inc. | 7,967 | $801K | -186 | -2.3% | 26Q | SEC ↗ |
| 48 | World Investment Advisors | 7,830 | $787K | — | +0.0% | 7Q | SEC ↗ |
| 49 | Dominguez Wealth Management Solutions, | 7,529 | $757K | -26 | -0.3% | 15Q | SEC ↗ |
| 50 | Transamerica Financial Advisors, LLC | 7,448 | $749K | +7,321 | +5764.6% | 17Q | SEC ↗ |
Recent Activity
New Positions (15)
| Holder | Shares | Value |
|---|---|---|
| FIRST TRUST ADVISORS LP | 40,709 | $4M |
| CITADEL ADVISORS LLC | 34,999 | $4M |
| WIN ADVISORS, INC | 22,440 | $2M |
| Global Retirement Partners, LLC | 21,399 | $2M |
| CARY STREET PARTNERS FINANCIAL LLC | 16,931 | $2M |
| Wealthcare Advisory Partners LLC | 4,473 | $450K |
| Clear Point Advisors Inc. | 4,471 | $449K |
| LEVEL FOUR ADVISORY SERVICES, LLC | 1,943 | $195K |
| NICOLET BANKSHARES INC | 1,925 | $194K |
| Integrated Wealth Concepts LLC | 799 | $80K |
| Central Pacific Bank - Trust Divisi | 400 | $40K |
| Plante Moran Financial Advisors, LL | 214 | $22K |
| MCF Advisors LLC | 155 | $16K |
| IFG Advisory, LLC | 144 | $14K |
| Aptus Capital Advisors, LLC | 27 | $3K |
Sold Out (16)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| G&S Capital LLC | 12,303 | $1M |
| NEW WAVE WEALTH ADVISORS LLC | 4,488 | $451K |
| Independent Advisor Alliance | 3,116 | $313K |
| TKG Advisors, LLC | 3,044 | $306K |
| QUADRANT CAPITAL GROUP LLC | 3,000 | $302K |
| C2P Capital Advisory Group, LLC d.b | 2,756 | $277K |
| Arete Wealth Advisors, LLC | 2,650 | $266K |
| Richmond Investment Services, LLC | 2,464 | $248K |
| BANK OF MONTREAL /CAN | 629 | $63K |
| Pinnacle Wealth Planning Services, | 463 | $47K |
| Western Wealth Management, LLC | 420 | $42K |
| Ascentis Independent Advisors | 310 | $31K |
| Hilltop National Bank | 91 | $9K |
| VANGUARD ADVISERS INC | 10 | $1K |
| Darwin Wealth Management, LLC | 8 | $1K |
| Hilton Head Capital Partners, LLC | 1 | $0K |
Biggest Increases (20)
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| WELLS FARGO & COMPANY/MN | -119,641 | -19.9% | 482,443 |
| RAYMOND JAMES FINANCIAL INC | -106,564 | -52.5% | 96,560 |
| NewEdge Advisors, LLC | -105,821 | -36.6% | 182,925 |
| Cambridge Investment Research Advis | -100,945 | -74.7% | 34,267 |
| D.A. DAVIDSON & CO. | -12,638 | -74.8% | 4,251 |
| MERCER GLOBAL ADVISORS INC /ADV | -6,088 | -52.5% | 5,498 |
| GTS SECURITIES LLC | -4,343 | -44.3% | 5,462 |
| Gateway Wealth Partners, LLC | -3,287 | -48.0% | 3,565 |
| KCM INVESTMENT ADVISORS LLC | -2,575 | -7.2% | 33,223 |
| UBS Group AG | -2,247 | -1.7% | 130,332 |
| Pinnacle Financial Partners, Inc. | -1,424 | -26.4% | 3,960 |
| Anderson Financial Strategies, LLC | -1,379 | -4.3% | 30,550 |
| Tower Research Capital LLC (TRC) | -1,034 | -90.6% | 107 |
| Purus Wealth Management, LLC | -920 | -12.7% | 6,327 |
| MML INVESTORS SERVICES, LLC | -774 | -11.3% | 6,102 |
| IHT Wealth Management, LLC | -608 | -24.4% | 1,888 |
| US BANCORP \DE | -514 | -42.7% | 689 |
| Mutual Advisors, LLC | -490 | -17.3% | 2,343 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | -338 | -43.2% | 445 |
| Sylvest Advisors, LLC | -285 | -1.5% | 18,508 |