FPEI Institutional Ownership
First Trust Institutional Preferred Securities & Income ETF
1W: -0.9%
1M: -2.9%
3M: -4.6%
YTD: -4.3%
1Y: -2.9%
3Y: +24.7%
5Y: +12.9%
$18.43
+0.03 (+0.16%)
Weekly Expected Move ±0.8%
$18
$18
$18
$19
$19
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — FPEI
228
Institutional Holders
-8 vs prior quarter
0.0%
Ownership
+0.00pp
2B
Total Invested
21
New Positions
81
Increased
93
Reduced
14
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (255 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 19,791,490 | $365M | -139,398 | -0.7% | 33Q | SEC ↗ |
| 2 | UBS Group AG | 9,981,464 | $184M | +184,115 | +1.9% | 35Q | SEC ↗ |
| 3 | BANK OF AMERICA CORP /DE | 6,014,221 | $111M | -3,130 | -0.1% | 15Q | SEC ↗ |
| 4 | ROYAL BANK OF CANADA | 5,319,825 | $98M | -55,390 | -1.0% | 36Q | SEC ↗ |
| 5 | LPL Financial LLC | 4,503,954 | $83M | +220,173 | +5.1% | 36Q | SEC ↗ |
| 6 | SMITH CHAS P & ASSOCIATES PA CPAS | 2,373,953 | $44M | -50,814 | -2.1% | 11Q | SEC ↗ |
| 7 | NewEdge Advisors, LLC | 2,268,729 | $42M | +77,992 | +3.6% | 15Q | SEC ↗ |
| 8 | RAYMOND JAMES FINANCIAL INC | 2,073,078 | $38M | -3,541 | -0.2% | 7Q | SEC ↗ |
| 9 | Montis Financial, LLC | 1,903,858 | $35M | +87,045 | +4.8% | 5Q | SEC ↗ |
| 10 | ENVESTNET ASSET MANAGEMENT INC | 1,700,588 | $31M | +112,776 | +7.1% | 22Q | SEC ↗ |
| 11 | TRUIST FINANCIAL CORP | 1,605,335 | $30M | +137,870 | +9.4% | 27Q | SEC ↗ |
| 12 | Legacy Edge Advisors, LLC | 1,261,093 | $23M | +46,778 | +3.9% | 11Q | SEC ↗ |
| 13 | FUKOKU MUTUAL LIFE INSURANCE Co | 1,259,000 | $23M | — | +0.0% | 12Q | SEC ↗ |
| 14 | Annex Advisory Services, LLC | 1,146,209 | $21M | +120,692 | +11.8% | 5Q | SEC ↗ |
| 15 | CITIZENS FINANCIAL GROUP INC/RI | 997,535 | $18M | +1,500 | +0.2% | 9Q | SEC ↗ |
| 16 | OSAIC HOLDINGS, INC. | 770,219 | $14M | +67,050 | +9.5% | 26Q | SEC ↗ |
| 17 | Cetera Investment Advisers | 704,375 | $13M | +30,520 | +4.5% | 18Q | SEC ↗ |
| 18 | Essex LLC | 647,803 | $12M | +1,972 | +0.3% | 20Q | SEC ↗ |
| 19 | FIDUCIARY FINANCIAL ADVISORS NEW | 632,338 | $12M | — | +0.0% | 1Q | SEC ↗ |
| 20 | INTEGRAL INVESTMENT ADVISORS, INC. | 623,023 | $11M | +8,100 | +1.3% | 12Q | SEC ↗ |
| 21 | HighTower Advisors, LLC | 544,884 | $10M | +21,405 | +4.1% | 29Q | SEC ↗ |
| 22 | McAdam, LLC | 539,081 | $10M | +290,652 | +117.0% | 8Q | SEC ↗ |
| 23 | Geneos Wealth Management Inc. | 499,253 | $9M | +11,572 | +2.4% | 34Q | SEC ↗ |
| 24 | Baird Financial Group, Inc. | 470,809 | $9M | -161,177 | -25.5% | 13Q | SEC ↗ |
| 25 | PARK NATIONAL CORP /OH | 453,864 | $8M | +318,029 | +234.1% | 8Q | SEC ↗ |
| 26 | Legacy CG, LLC | 431,768 | $8M | +16,116 | +3.9% | 2Q | SEC ↗ |
| 27 | JPMORGAN CHASE & CO | 399,891 | $7M | -17,429 | -4.2% | 11Q | SEC ↗ |
| 28 | COMMONWEALTH EQUITY SERVICES, LLC | 378,955 | $7M | +29,279 | +8.4% | 23Q | SEC ↗ |
| 29 | Elevated Capital Advisors, LLC | 372,937 | $7M | +5,446 | +1.5% | 16Q | SEC ↗ |
| 30 | Key Financial Inc | 368,269 | $7M | -27,278 | -6.9% | 14Q | SEC ↗ |
| 31 | Prospera Financial Services Inc | 356,545 | $7M | +4,602 | +1.3% | 25Q | SEC ↗ |
| 32 | STIFEL FINANCIAL CORP | 355,978 | $7M | -12,292 | -3.3% | 22Q | SEC ↗ |
| 33 | Westview Management dba Westview Inves | 343,661 | $6M | -11,373 | -3.2% | 3Q | SEC ↗ |
| 34 | Rockefeller Capital Management L.P. | 332,355 | $6M | +25,898 | +8.5% | 24Q | SEC ↗ |
| 35 | CWM, LLC | 330,960 | $6M | +87,141 | +35.7% | 12Q | SEC ↗ |
| 36 | Cambridge Investment Research Advisors | 326,675 | $6M | +205,555 | +169.7% | 30Q | SEC ↗ |
| 37 | VISTA INVESTMENT MANAGEMENT | 295,710 | $5M | +16,032 | +5.7% | 24Q | SEC ↗ |
| 38 | Synergy Investment Management, LLC | 282,341 | $5M | +74,063 | +35.6% | 4Q | SEC ↗ |
| 39 | ADAMSBROWN WEALTH CONSULTANTS LLC | 278,397 | $5M | -176,649 | -38.8% | 19Q | SEC ↗ |
| 40 | FIRST TRUST ADVISORS LP | 210,613 | $4M | -2,887 | -1.4% | 33Q | SEC ↗ |
| 41 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 207,958 | $4M | +94,356 | +83.1% | 12Q | SEC ↗ |
| 42 | VICTORY FINANCIAL GROUP, LLC | 203,575 | $4M | +17,637 | +9.5% | 7Q | SEC ↗ |
| 43 | Vise Technologies, Inc. NEW | 194,637 | $4M | — | +0.0% | 1Q | SEC ↗ |
| 44 | Kingsview Wealth Management, LLC | 182,028 | $3M | -190,926 | -51.2% | 11Q | SEC ↗ |
| 45 | FLYNN ZITO CAPITAL MANAGEMENT, LLC | 181,273 | $3M | +10,792 | +6.3% | 4Q | SEC ↗ |
| 46 | Private Advisor Group, LLC | 180,264 | $3M | +2,861 | +1.6% | 20Q | SEC ↗ |
| 47 | Merit Financial Group, LLC | 175,242 | $3M | -318,465 | -64.5% | 6Q | SEC ↗ |
| 48 | J.W. COLE ADVISORS, INC. | 172,426 | $3M | +93,155 | +117.5% | 9Q | SEC ↗ |
| 49 | MARSHALL INVESTMENT MANAGEMENT, LLC | 155,197 | $3M | -3,213 | -2.0% | 7Q | SEC ↗ |
| 50 | Janney Montgomery Scott LLC | 138,259 | $3M | +16,337 | +13.4% | 19Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| FIDUCIARY FINANCIAL ADVISORS | 632,338 | $12M |
| Vise Technologies, Inc. | 194,637 | $4M |
| VAQUERO PRIVATE WEALTH, LTD | 131,822 | $2M |
| Bluespring Wealth Management, LLC | 106,353 | $2M |
| COMPASS FINANCIAL MANAGEMENT LLC | 51,485 | $949K |
| Flavin Financial Services, Inc. | 39,264 | $724K |
| XP Advisory US, Inc. | 18,046 | $333K |
| LaSalle St. Investment Advisors, LL | 16,691 | $308K |
| ORBA Wealth Advisors, L.L.C. | 16,393 | $302K |
| J. L. Bainbridge & Co., Inc. | 11,997 | $221K |
| Horizon Advisory Services, Inc. | 11,061 | $204K |
| Main Line Retirement Advisors, LLC | 10,488 | $193K |
| LEVEL FOUR ADVISORY SERVICES, LLC | 10,427 | $192K |
| Global Retirement Partners, LLC | 3,013 | $56K |
| Trask Adam Roland | 2,170 | $40K |
| Cassaday & Co Wealth Management LLC | 2,000 | $37K |
| Burnham & Co LLC | 1,000 | $18K |
| JONES FINANCIAL COMPANIES LLLP | 930 | $17K |
| Elequin Capital, LP | 622 | $11K |
| Coppell Advisory Solutions LLC | 302 | $6K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| JANE STREET GROUP, LLC | 1,428,742 | $26M |
| Ocean Park Asset Management, LLC | 355,500 | $7M |
| HRT FINANCIAL LP | 317,065 | $6M |
| Baer Investment Advisory LLC | 185,938 | $3M |
| Synergy Asset Management, LLC | 177,348 | $3M |
| TrueWealth Financial Partners | 111,376 | $2M |
| PRINCIPAL SECURITIES, INC. | 83,245 | $2M |
| Independent Advisor Alliance | 62,537 | $1M |
| SILVER OAK SECURITIES, INCORPORATED | 53,901 | $993K |
| StoneX Group Inc. | 47,800 | $881K |
| CITADEL ADVISORS LLC | 35,520 | $655K |
| STONEBRIDGE ADVISORS LLC | 25,826 | $476K |
| WEALTH ENHANCEMENT ADVISORY SERVICE | 21,809 | $402K |
| Main Street Financial Solutions, LL | 19,915 | $367K |
| US BANCORP \DE | 18,662 | $344K |
| Pinnacle Financial Partners, Inc. | 17,899 | $330K |
| AMERIPRISE FINANCIAL INC | 16,585 | $306K |
| Inscription Capital, LLC | 12,325 | $227K |
| ARS Wealth Advisors Group, LLC | 12,282 | $226K |
| Hilltop Holdings Inc. | 11,553 | $213K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| PARK NATIONAL CORP /OH | +318,029 | +234.1% | 453,864 |
| McAdam, LLC | +290,652 | +117.0% | 539,081 |
| LPL Financial LLC | +220,173 | +5.1% | 4,503,954 |
| Cambridge Investment Research Advis | +205,555 | +169.7% | 326,675 |
| UBS Group AG | +184,115 | +1.9% | 9,981,464 |
| TRUIST FINANCIAL CORP | +137,870 | +9.4% | 1,605,335 |
| Annex Advisory Services, LLC | +120,692 | +11.8% | 1,146,209 |
| ENVESTNET ASSET MANAGEMENT INC | +112,776 | +7.1% | 1,700,588 |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | +94,356 | +83.1% | 207,958 |
| J.W. COLE ADVISORS, INC. | +93,155 | +117.5% | 172,426 |
| CWM, LLC | +87,141 | +35.7% | 330,960 |
| Montis Financial, LLC | +87,045 | +4.8% | 1,903,858 |
| NewEdge Advisors, LLC | +77,992 | +3.6% | 2,268,729 |
| WELLS FARGO & COMPANY/MN | +75,953 | +2580.8% | 78,896 |
| Synergy Investment Management, LLC | +74,063 | +35.6% | 282,341 |
| OSAIC HOLDINGS, INC. | +67,050 | +9.5% | 770,219 |
| Legacy Edge Advisors, LLC | +46,778 | +3.9% | 1,261,093 |
| ROMAN BUTLER FULLERTON & CO | +38,600 | +61.3% | 101,592 |
| Cetera Investment Advisers | +30,520 | +4.5% | 704,375 |
| COMMONWEALTH EQUITY SERVICES, LLC | +29,279 | +8.4% | 378,955 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Merit Financial Group, LLC | -318,465 | -64.5% | 175,242 |
| Kingsview Wealth Management, LLC | -190,926 | -51.2% | 182,028 |
| ADAMSBROWN WEALTH CONSULTANTS LLC | -176,649 | -38.8% | 278,397 |
| Baird Financial Group, Inc. | -161,177 | -25.5% | 470,809 |
| MORGAN STANLEY | -139,398 | -0.7% | 19,791,490 |
| Visionary Wealth Advisors | -84,343 | -81.5% | 19,169 |
| ROYAL BANK OF CANADA | -55,390 | -1.0% | 5,319,825 |
| SMITH CHAS P & ASSOCIATES PA CPAS | -50,814 | -2.1% | 2,373,953 |
| Key Financial Inc | -27,278 | -6.9% | 368,269 |
| Arkadios Wealth Advisors | -22,597 | -56.7% | 17,232 |
| Integrated Advisors Network LLC | -21,108 | -58.9% | 14,755 |
| Gateway Wealth Partners, LLC | -18,374 | -49.8% | 18,499 |
| JPMORGAN CHASE & CO | -17,429 | -4.2% | 399,891 |
| Welch & Forbes LLC | -16,956 | -12.0% | 123,815 |
| PROTECTIVE LIFE CORP | -15,664 | -52.7% | 14,033 |
| Composition Wealth, LLC | -14,185 | -28.9% | 34,974 |
| TRUSTMARK BANK TRUST DEPARTMENT | -14,122 | -24.0% | 44,806 |
| Princeton Global Asset Management L | -12,561 | -21.2% | 46,710 |
| STIFEL FINANCIAL CORP | -12,292 | -3.3% | 355,978 |
| Kestra Advisory Services, LLC | -12,240 | -27.1% | 33,007 |