FSMB Institutional Ownership
First Trust Short Duration Managed Municipal ETF
1W: +0.2%
1M: -1.6%
3M: -2.5%
YTD: -2.2%
1Y: -1.8%
3Y: +7.5%
5Y: +3.5%
$19.52
+0.00 (+0.00%)
Weekly Expected Move ±0.5%
$19
$19
$20
$20
$20
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
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Short Interest
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Institutional Ownership — FSMB
157
Institutional Holders
+3 vs prior quarter
0.0%
Ownership
+0.00pp
523M
Total Invested
18
New Positions
67
Increased
46
Reduced
16
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (170 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 5,246,393 | 102M | +99,859 | +1.9% | 20Q | SEC ↗ |
| 2 | LPL Financial LLC | 2,496,609 | 49M | +229,136 | +10.1% | 26Q | SEC ↗ |
| 3 | RMR Wealth Builders | 1,151,454 | 22M | +74,187 | +6.9% | 19Q | SEC ↗ |
| 4 | HighTower Advisors, LLC | 896,202 | 17M | -53,166 | -5.6% | 21Q | SEC ↗ |
| 5 | Corient Private Wealth LP | 857,020 | 17M | -195,610 | -18.6% | 4Q | SEC ↗ |
| 6 | COMMONWEALTH EQUITY SERVICES, LLC | 730,841 | 14M | +457,669 | +167.5% | 26Q | SEC ↗ |
| 7 | UBS Group AG | 713,289 | 14M | +35,165 | +5.2% | 17Q | SEC ↗ |
| 8 | Waverly Advisors, LLC NEW | 701,965 | 14M | — | +0.0% | 1Q | SEC ↗ |
| 9 | PFS Partners, LLC | 674,660 | 13M | -10,635 | -1.6% | 14Q | SEC ↗ |
| 10 | TruWealth Advisors, LLC | 668,643 | 13M | +49,075 | +7.9% | 15Q | SEC ↗ |
| 11 | RAYMOND JAMES FINANCIAL INC | 657,968 | 13M | +197,450 | +42.9% | 7Q | SEC ↗ |
| 12 | VAQUERO PRIVATE WEALTH, LTD NEW | 601,749 | 12M | — | +0.0% | 1Q | SEC ↗ |
| 13 | Cetera Investment Advisers | 593,655 | 12M | +41,659 | +7.5% | 21Q | SEC ↗ |
| 14 | Rockefeller Capital Management L.P. | 523,415 | 10M | +13,627 | +2.7% | 17Q | SEC ↗ |
| 15 | XML Financial, LLC NEW | 519,295 | 10M | — | +0.0% | 1Q | SEC ↗ |
| 16 | NewEdge Advisors, LLC | 511,049 | 10M | -20,096 | -3.8% | 19Q | SEC ↗ |
| 17 | OSAIC HOLDINGS, INC. | 447,272 | 9M | +242,736 | +118.7% | 26Q | SEC ↗ |
| 18 | EnRich Financial Partners LLC | 440,062 | 9M | +24,443 | +5.9% | 11Q | SEC ↗ |
| 19 | WELLS FARGO & COMPANY/MN | 418,603 | 8M | +4,480 | +1.1% | 16Q | SEC ↗ |
| 20 | ENVESTNET ASSET MANAGEMENT INC | 389,403 | 8M | +11,572 | +3.1% | 20Q | SEC ↗ |
| 21 | Francis Financial, Inc. | 357,852 | 7M | +501 | +0.1% | 11Q | SEC ↗ |
| 22 | ROYAL BANK OF CANADA | 354,639 | 7M | +31,624 | +9.8% | 27Q | SEC ↗ |
| 23 | Per Stirling Capital Management, LLC. | 314,616 | 6M | +16,454 | +5.5% | 15Q | SEC ↗ |
| 24 | JPMORGAN CHASE & CO | 297,628 | 6M | +87,373 | +41.6% | 15Q | SEC ↗ |
| 25 | Cambridge Investment Research Advisors | 296,619 | 6M | +19,097 | +6.9% | 25Q | SEC ↗ |
| 26 | Allworth Financial LP | 283,413 | 6M | +63,601 | +28.9% | 16Q | SEC ↗ |
| 27 | Nilsine Partners, LLC | 281,292 | 5M | -757 | -0.3% | 14Q | SEC ↗ |
| 28 | CONDOR CAPITAL MANAGEMENT | 248,150 | 5M | -496 | -0.2% | 22Q | SEC ↗ |
| 29 | True Blue Financial, LLC | 238,019 | 5M | +26,857 | +12.7% | 3Q | SEC ↗ |
| 30 | Principle Wealth Partners LLC | 231,493 | 5M | +200,000 | +635.1% | 26Q | SEC ↗ |
| 31 | STIFEL FINANCIAL CORP | 221,365 | 4M | +28,793 | +15.0% | 16Q | SEC ↗ |
| 32 | JANE STREET GROUP, LLC | 200,133 | 4M | +182,989 | +1067.4% | 3Q | SEC ↗ |
| 33 | Gateway Wealth Partners, LLC | 176,814 | 3M | -57,226 | -24.5% | 4Q | SEC ↗ |
| 34 | MML INVESTORS SERVICES, LLC | 158,133 | 3M | +20,703 | +15.1% | 13Q | SEC ↗ |
| 35 | IFP Advisors, Inc | 136,134 | 3M | -1,112 | -0.8% | 21Q | SEC ↗ |
| 36 | RFG Advisory, LLC | 133,263 | 3M | +13,355 | +11.1% | 17Q | SEC ↗ |
| 37 | Elequin Capital, LP NEW | 133,130 | 3M | — | +0.0% | 1Q | SEC ↗ |
| 38 | CARY STREET PARTNERS FINANCIAL LLC NEW | 122,620 | 2M | — | +0.0% | 1Q | SEC ↗ |
| 39 | Kestra Advisory Services, LLC | 121,636 | 2M | +10,454 | +9.4% | 24Q | SEC ↗ |
| 40 | Copper Harbor Investment Advisors, LLC NEW | 119,960 | 2M | — | +0.0% | 1Q | SEC ↗ |
| 41 | Dynamic Advisor Solutions LLC | 112,127 | 2M | +8,356 | +8.1% | 7Q | SEC ↗ |
| 42 | Sanctuary Advisors, LLC | 108,917 | 2M | +278 | +0.3% | 9Q | SEC ↗ |
| 43 | Envestnet Portfolio Solutions, Inc. | 103,456 | 2M | +5,428 | +5.5% | 12Q | SEC ↗ |
| 44 | Orion Porfolio Solutions, LLC | 101,268 | 2M | -8,041 | -7.4% | 16Q | SEC ↗ |
| 45 | MGO ONE SEVEN LLC | 99,856 | 2M | +5,146 | +5.4% | 3Q | SEC ↗ |
| 46 | Tower Research Capital LLC (TRC) | 92,068 | 2M | +89,874 | +4096.4% | 5Q | SEC ↗ |
| 47 | Insight Inv LLC | 91,485 | 2M | +4,675 | +5.4% | 16Q | SEC ↗ |
| 48 | Equitable Holdings, Inc. | 88,077 | 2M | +7,497 | +9.3% | 12Q | SEC ↗ |
| 49 | Hobart Private Capital, LLC | 86,093 | 2M | +19,221 | +28.7% | 11Q | SEC ↗ |
| 50 | STEPHENS INC /AR | 81,821 | 2M | -20,304 | -19.9% | 13Q | SEC ↗ |
Recent Activity
New Positions (18)
| Holder | Shares | Value |
|---|---|---|
| Waverly Advisors, LLC | 701,965 | 14M |
| VAQUERO PRIVATE WEALTH, LTD | 601,749 | 12M |
| XML Financial, LLC | 519,295 | 10M |
| Elequin Capital, LP | 133,130 | 3M |
| CARY STREET PARTNERS FINANCIAL LLC | 122,620 | 2M |
| Copper Harbor Investment Advisors, | 119,960 | 2M |
| IHT Wealth Management, LLC | 29,104 | 568K |
| GeoWealth Management, LLC | 24,129 | 471K |
| Coppell Advisory Solutions LLC | 17,345 | 339K |
| BENJAMIN EDWARDS INC | 17,258 | 337K |
| Arkadios Wealth Advisors | 14,427 | 282K |
| Integrated Wealth Concepts LLC | 12,630 | 247K |
| IFG Advisory, LLC | 10,342 | 202K |
| Advisory Resource Group | 10,280 | 201K |
| JPL Wealth Management, LLC | 6,767 | 132K |
| LFA - Lugano Financial Advisors SA | 3,000 | 59K |
| BANK OF MONTREAL /CAN | 920 | 18K |
| MERCER GLOBAL ADVISORS INC /ADV | 69 | 1K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| TrueWealth Financial Partners | 201,726 | 4M |
| Independent Advisor Alliance | 86,209 | 2M |
| StoneX Group Inc. | 63,191 | 1M |
| Security Financial Services, INC. | 54,846 | 1M |
| Summit Financial, LLC | 50,384 | 983K |
| WADDELL & ASSOCIATES, LLC | 39,682 | 775K |
| FLOW TRADERS U.S. LLC | 32,291 | 630K |
| OLD MISSION CAPITAL LLC | 23,164 | 452K |
| Fifth Third Securities, Inc. | 21,880 | 427K |
| Western Wealth Management, LLC | 20,500 | 400K |
| FORONJY FINANCIAL LLC | 15,757 | 308K |
| STRATEGY ASSET MANAGERS LLC | 14,330 | 280K |
| Hedeker Wealth, LLC | 13,911 | 272K |
| Redhawk Wealth Advisors, Inc. | 12,734 | 249K |
| Modern Wealth Management, LLC | 12,293 | 240K |
| NAPLES GLOBAL ADVISORS, LLC | 12,000 | 234K |
| Hilltop Holdings Inc. | 11,545 | 225K |
| Core Wealth Partners LLC | 11,230 | 219K |
| INDEPENDENT FINANCIAL GROUP, LLC | 10,866 | 212K |
| Shade Tree Advisors LLC | 10,866 | 212K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | +457,669 | +167.5% | 730,841 |
| OSAIC HOLDINGS, INC. | +242,736 | +118.7% | 447,272 |
| LPL Financial LLC | +229,136 | +10.1% | 2,496,609 |
| Principle Wealth Partners LLC | +200,000 | +635.1% | 231,493 |
| RAYMOND JAMES FINANCIAL INC | +197,450 | +42.9% | 657,968 |
| JANE STREET GROUP, LLC | +182,989 | +1067.4% | 200,133 |
| MORGAN STANLEY | +99,859 | +1.9% | 5,246,393 |
| Tower Research Capital LLC (TRC) | +89,874 | +4096.4% | 92,068 |
| JPMORGAN CHASE & CO | +87,373 | +41.6% | 297,628 |
| RMR Wealth Builders | +74,187 | +6.9% | 1,151,454 |
| Allworth Financial LP | +63,601 | +28.9% | 283,413 |
| TruWealth Advisors, LLC | +49,075 | +7.9% | 668,643 |
| Cetera Investment Advisers | +41,659 | +7.5% | 593,655 |
| UBS Group AG | +35,165 | +5.2% | 713,289 |
| ROYAL BANK OF CANADA | +31,624 | +9.8% | 354,639 |
| STIFEL FINANCIAL CORP | +28,793 | +15.0% | 221,365 |
| True Blue Financial, LLC | +26,857 | +12.7% | 238,019 |
| EnRich Financial Partners LLC | +24,443 | +5.9% | 440,062 |
| Occidental Asset Management, LLC | +22,247 | +50.4% | 66,358 |
| MML INVESTORS SERVICES, LLC | +20,703 | +15.1% | 158,133 |