FTA Institutional Ownership
First Trust Large Cap Value AlphaDEX Fund
1W: -1.1%
1M: -7.0%
3M: -2.2%
YTD: +2.5%
1Y: +16.9%
3Y: +48.1%
5Y: +48.4%
$95.85
-0.04 (-0.04%)
Weekly Expected Move ±1.3%
$93
$95
$96
$97
$98
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — FTA
244
Institutional Holders
+13 vs prior quarter
0.0%
Ownership
+0.00pp
918M
Total Invested
29
New Positions
67
Increased
103
Reduced
14
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (252 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,768,703 | $170M | -37,420 | -2.1% | 60Q | SEC ↗ |
| 2 | LPL Financial LLC | 1,122,896 | $108M | +52,150 | +4.9% | 61Q | SEC ↗ |
| 3 | UBS Group AG | 779,039 | $75M | -189,394 | -19.6% | 47Q | SEC ↗ |
| 4 | ROYAL BANK OF CANADA | 455,882 | $44M | +156,933 | +52.5% | 64Q | SEC ↗ |
| 5 | ENVESTNET ASSET MANAGEMENT INC | 387,452 | $37M | -13,967 | -3.5% | 44Q | SEC ↗ |
| 6 | BANK OF AMERICA CORP /DE | 383,334 | $37M | -7,973 | -2.0% | 15Q | SEC ↗ |
| 7 | Cetera Investment Advisers | 343,878 | $33M | -1,297 | -0.4% | 43Q | SEC ↗ |
| 8 | RAYMOND JAMES FINANCIAL INC | 311,921 | $30M | +16,819 | +5.7% | 7Q | SEC ↗ |
| 9 | WELLS FARGO & COMPANY/MN | 197,703 | $19M | +366 | +0.2% | 67Q | SEC ↗ |
| 10 | Integrated Wealth Concepts LLC | 196,711 | $19M | -1,767 | -0.9% | 21Q | SEC ↗ |
| 11 | Kingsview Wealth Management, LLC | 183,956 | $18M | +7,201 | +4.1% | 25Q | SEC ↗ |
| 12 | NewEdge Advisors, LLC | 160,678 | $15M | +4,496 | +2.9% | 17Q | SEC ↗ |
| 13 | ASSETMARK, INC | 147,384 | $14M | +8,663 | +6.2% | 43Q | SEC ↗ |
| 14 | Cambridge Investment Research Advisors | 142,095 | $14M | -4,165 | -2.8% | 51Q | SEC ↗ |
| 15 | Private Advisor Group, LLC | 132,874 | $13M | -11,311 | -7.8% | 51Q | SEC ↗ |
| 16 | OSAIC HOLDINGS, INC. | 125,213 | $12M | +8,402 | +7.2% | 26Q | SEC ↗ |
| 17 | BENJAMIN EDWARDS INC | 113,868 | $11M | +9,090 | +8.7% | 26Q | SEC ↗ |
| 18 | GOLDMAN SACHS GROUP INC | 102,990 | $10M | +619 | +0.6% | 9Q | SEC ↗ |
| 19 | COMMONWEALTH EQUITY SERVICES, LLC | 91,587 | $9M | -37,654 | -29.1% | 35Q | SEC ↗ |
| 20 | Kaydan Wealth Management, Inc. | 86,611 | $8M | -2,213 | -2.5% | 10Q | SEC ↗ |
| 21 | TRUIST FINANCIAL CORP | 83,727 | $8M | +13,305 | +18.9% | 27Q | SEC ↗ |
| 22 | IHT Wealth Management, LLC | 80,891 | $8M | +481 | +0.6% | 39Q | SEC ↗ |
| 23 | HARBOUR INVESTMENTS, INC. | 80,159 | $8M | +4,145 | +5.5% | 17Q | SEC ↗ |
| 24 | Holistic Financial Partners | 78,335 | $8M | -62,309 | -44.3% | 14Q | SEC ↗ |
| 25 | STIFEL FINANCIAL CORP | 77,765 | $7M | +8,650 | +12.5% | 49Q | SEC ↗ |
| 26 | Baird Financial Group, Inc. | 74,776 | $7M | -1,081 | -1.4% | 45Q | SEC ↗ |
| 27 | Vestmark Advisory Solutions, Inc. | 70,116 | $7M | — | +0.0% | 17Q | SEC ↗ |
| 28 | Janney Montgomery Scott LLC | 69,126 | $7M | -3,003 | -4.2% | 52Q | SEC ↗ |
| 29 | Snowden Capital Advisors LLC | 58,969 | $6M | +1,561 | +2.7% | 42Q | SEC ↗ |
| 30 | COTTONWOOD CAPITAL ADVISORS, LLC | 57,559 | $6M | -250 | -0.4% | 19Q | SEC ↗ |
| 31 | GREENUP STREET WEALTH MANAGEMENT LLC NEW | 44,827 | $4M | — | +0.0% | 1Q | SEC ↗ |
| 32 | Midwest Heritage Bank, FSB | 43,674 | $4M | -2,590 | -5.6% | 19Q | SEC ↗ |
| 33 | Prospera Financial Services Inc | 42,540 | $4M | -1,343 | -3.1% | 22Q | SEC ↗ |
| 34 | Creative Planning | 41,949 | $4M | +239 | +0.6% | 6Q | SEC ↗ |
| 35 | Trueblood Wealth Management, LLC | 41,476 | $4M | +518 | +1.3% | 11Q | SEC ↗ |
| 36 | IFP Advisors, Inc | 40,377 | $4M | -1,367 | -3.3% | 28Q | SEC ↗ |
| 37 | Gateway Wealth Partners, LLC | 37,826 | $4M | -31,551 | -45.5% | 15Q | SEC ↗ |
| 38 | Bank of New York Mellon Corp | 37,579 | $4M | -4,743 | -11.2% | 24Q | SEC ↗ |
| 39 | Atria Investments, Inc | 36,380 | $3M | -1,201 | -3.2% | 14Q | SEC ↗ |
| 40 | D.A. DAVIDSON & CO. | 35,989 | $3M | -1,419 | -3.8% | 64Q | SEC ↗ |
| 41 | JONES FINANCIAL COMPANIES LLLP | 29,337 | $3M | +6,651 | +29.3% | 9Q | SEC ↗ |
| 42 | IAMS WEALTH MANAGEMENT, LLC | 28,642 | $3M | +1,221 | +4.5% | 12Q | SEC ↗ |
| 43 | Virtu Financial LLC | 28,478 | $3M | +16,113 | +130.3% | 2Q | SEC ↗ |
| 44 | AE Wealth Management LLC | 28,235 | $3M | -2,169 | -7.1% | 29Q | SEC ↗ |
| 45 | Regal Investment Advisors LLC | 27,881 | $3M | -26 | -0.1% | 21Q | SEC ↗ |
| 46 | Orion Porfolio Solutions, LLC | 23,955 | $2M | -1,625 | -6.4% | 14Q | SEC ↗ |
| 47 | Triton Wealth Management, PLLC | 23,058 | $2M | -97 | -0.4% | 5Q | SEC ↗ |
| 48 | FSB PREMIER WEALTH MANAGEMENT, INC. | 20,892 | $2M | -501 | -2.3% | 15Q | SEC ↗ |
| 49 | PARK AVENUE SECURITIES LLC | 20,500 | $2M | -1,373 | -6.3% | 15Q | SEC ↗ |
| 50 | Kestra Advisory Services, LLC | 20,485 | $2M | +12 | +0.1% | 24Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| GREENUP STREET WEALTH MANAGEMENT LL | 44,827 | $4M |
| Coppell Advisory Solutions LLC | 11,720 | $1M |
| Vise Technologies, Inc. | 6,503 | $623K |
| IFG Advisory, LLC | 6,141 | $589K |
| Tradewinds, LLC. | 5,772 | $553K |
| Beacon Pointe Advisors, LLC | 5,538 | $531K |
| Global Retirement Partners, LLC | 4,911 | $471K |
| VAQUERO PRIVATE WEALTH, LTD | 4,697 | $450K |
| HRT FINANCIAL LP | 4,674 | $448K |
| Tower Research Capital LLC (TRC) | 3,968 | $380K |
| First Heartland Consultants, Inc. | 2,575 | $247K |
| C2P Capital Advisory Group, LLC d.b | 2,207 | $212K |
| SIGNATURE ESTATE & INVESTMENT ADVIS | 2,070 | $198K |
| Continuum Advisory, LLC | 1,982 | $190K |
| NBH Bank | 1,485 | $142K |
| Spectrum Wealth Advisory Group, LLC | 1,462 | $140K |
| Mowery & Schoenfeld Wealth Manageme | 951 | $91K |
| TOUNJIAN ADVISORY PARTNERS, LLC | 793 | $76K |
| Plante Moran Financial Advisors, LL | 448 | $43K |
| FIDUCIARY FINANCIAL ADVISORS | 342 | $33K |
Sold Out (19)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| BNP PARIBAS FINANCIAL MARKETS | 50,000 | $5M |
| Independent Advisor Alliance | 39,710 | $4M |
| Pacific Excel Wealth Advisors, Inc. | 16,139 | $2M |
| FLOW TRADERS U.S. LLC | 7,596 | $728K |
| DAVENPORT & Co LLC | 4,341 | $416K |
| Quantum Portfolio Management LLC | 4,182 | $401K |
| Patriot Financial Group Insurance A | 3,786 | $363K |
| Index Technologies Group LLC | 3,438 | $330K |
| Wealthcare Advisory Partners LLC | 2,880 | $276K |
| Compound Planning, Inc. | 2,812 | $270K |
| Arete Wealth Advisors, LLC | 2,383 | $228K |
| TWO SIGMA SECURITIES, LLC | 2,173 | $208K |
| MAI Capital Management | 2,120 | $203K |
| Sound Income Strategies, LLC | 1,548 | $148K |
| Advisory Services Network, LLC | 1,298 | $124K |
| CLEAR INVESTMENT RESEARCH, LLC | 537 | $51K |
| CITIGROUP INC | 227 | $22K |
| FLAGSHIP HARBOR ADVISORS, LLC | 19 | $2K |
| Lifetime Wealth Management P.C. | 17 | $2K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| ROYAL BANK OF CANADA | +156,933 | +52.5% | 455,882 |
| LPL Financial LLC | +52,150 | +4.9% | 1,122,896 |
| RAYMOND JAMES FINANCIAL INC | +16,819 | +5.7% | 311,921 |
| Virtu Financial LLC | +16,113 | +130.3% | 28,478 |
| TRUIST FINANCIAL CORP | +13,305 | +18.9% | 83,727 |
| DAYMARK WEALTH PARTNERS, LLC | +11,767 | +326.0% | 15,377 |
| BENJAMIN EDWARDS INC | +9,090 | +8.7% | 113,868 |
| ASSETMARK, INC | +8,663 | +6.2% | 147,384 |
| STIFEL FINANCIAL CORP | +8,650 | +12.5% | 77,765 |
| OSAIC HOLDINGS, INC. | +8,402 | +7.2% | 125,213 |
| Kingsview Wealth Management, LLC | +7,201 | +4.1% | 183,956 |
| JONES FINANCIAL COMPANIES LLLP | +6,651 | +29.3% | 29,337 |
| NewEdge Advisors, LLC | +4,496 | +2.9% | 160,678 |
| HARBOUR INVESTMENTS, INC. | +4,145 | +5.5% | 80,159 |
| Asset Allocation Strategies LLC | +2,695 | +59.7% | 7,208 |
| AdvisorNet Financial, Inc | +2,350 | +1327.7% | 2,527 |
| &PARTNERS | +2,304 | +64.8% | 5,861 |
| MML INVESTORS SERVICES, LLC | +1,603 | +11.7% | 15,309 |
| Snowden Capital Advisors LLC | +1,561 | +2.7% | 58,969 |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | +1,273 | +17.0% | 8,772 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| UBS Group AG | -189,394 | -19.6% | 779,039 |
| Holistic Financial Partners | -62,309 | -44.3% | 78,335 |
| COMMONWEALTH EQUITY SERVICES, LLC | -37,654 | -29.1% | 91,587 |
| MORGAN STANLEY | -37,420 | -2.1% | 1,768,703 |
| Gateway Wealth Partners, LLC | -31,551 | -45.5% | 37,826 |
| CITADEL ADVISORS LLC | -22,677 | -64.1% | 12,699 |
| ENVESTNET ASSET MANAGEMENT INC | -13,967 | -3.5% | 387,452 |
| Private Advisor Group, LLC | -11,311 | -7.8% | 132,874 |
| BANK OF AMERICA CORP /DE | -7,973 | -2.0% | 383,334 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | -7,171 | -29.9% | 16,788 |
| Richmond Investment Services, LLC | -6,934 | -55.5% | 5,560 |
| RFG Advisory, LLC | -6,718 | -31.1% | 14,854 |
| Farther Finance Advisors, LLC | -5,214 | -80.7% | 1,250 |
| Bank of New York Mellon Corp | -4,743 | -11.2% | 37,579 |
| Cambridge Investment Research Advis | -4,165 | -2.8% | 142,095 |
| NewEdge Wealth, LLC | -4,148 | -24.7% | 12,658 |
| JANE STREET GROUP, LLC | -4,051 | -25.0% | 12,134 |
| Midwest Financial Network, LLC | -4,039 | -18.6% | 17,658 |
| Janney Montgomery Scott LLC | -3,003 | -4.2% | 69,126 |
| FIRST TRUST ADVISORS LP | -2,950 | -22.8% | 9,994 |