FTSM Institutional Ownership
First Trust Enhanced Short Maturity ETF
1W: +0.0%
1M: -0.2%
3M: -0.4%
YTD: -0.0%
1Y: -0.3%
3Y: +10.5%
5Y: +15.2%
$59.54
-0.02 (-0.03%)
Weekly Expected Move ±0.2%
$59
$59
$60
$60
$60
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — FTSM
463
Institutional Holders
+9 vs prior quarter
0.0%
Ownership
+0.00pp
5B
Total Invested
45
New Positions
176
Increased
198
Reduced
37
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (488 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 13,667,911 | $814M | -532,963 | -3.8% | 47Q | SEC ↗ |
| 2 | LPL Financial LLC | 8,891,506 | $529M | -3,181 | -0.0% | 46Q | SEC ↗ |
| 3 | WELLS FARGO & COMPANY/MN | 7,553,673 | $450M | -373,605 | -4.7% | 47Q | SEC ↗ |
| 4 | ROYAL BANK OF CANADA | 3,142,222 | $187M | +212,683 | +7.3% | 47Q | SEC ↗ |
| 5 | UBS Group AG | 2,793,368 | $166M | -281,118 | -9.1% | 41Q | SEC ↗ |
| 6 | RAYMOND JAMES FINANCIAL INC | 2,731,058 | $163M | +273,939 | +11.1% | 7Q | SEC ↗ |
| 7 | BANK OF AMERICA CORP /DE | 2,470,705 | $147M | +186,476 | +8.2% | 15Q | SEC ↗ |
| 8 | Csenge Advisory Group | 1,901,343 | $113M | +6,008 | +0.3% | 36Q | SEC ↗ |
| 9 | Cetera Investment Advisers | 1,696,631 | $101M | +119,227 | +7.6% | 35Q | SEC ↗ |
| 10 | COMMONWEALTH EQUITY SERVICES, LLC | 1,247,022 | $74M | +610,363 | +95.9% | 35Q | SEC ↗ |
| 11 | OSAIC HOLDINGS, INC. | 1,212,790 | $72M | +63,818 | +5.6% | 26Q | SEC ↗ |
| 12 | STIFEL FINANCIAL CORP | 1,196,740 | $71M | +11,298 | +1.0% | 41Q | SEC ↗ |
| 13 | BDFS Capital LLC | 1,148,473 | $68M | +34,133 | +3.1% | 3Q | SEC ↗ |
| 14 | Cambridge Investment Research Advisors | 891,177 | $53M | -125,035 | -12.3% | 43Q | SEC ↗ |
| 15 | ENVESTNET ASSET MANAGEMENT INC | 865,066 | $52M | +37,830 | +4.6% | 45Q | SEC ↗ |
| 16 | Gradient Investments LLC | 733,976 | $44M | +71,051 | +10.7% | 13Q | SEC ↗ |
| 17 | &PARTNERS | 714,646 | $43M | +52,367 | +7.9% | 8Q | SEC ↗ |
| 18 | Bramshill Investments, LLC | 659,483 | $39M | +3,681 | +0.6% | 2Q | SEC ↗ |
| 19 | Hansen & Associates Financial Group, I | 639,953 | $38M | -154,131 | -19.4% | 2Q | SEC ↗ |
| 20 | TCP Asset Management, LLC | 629,760 | $37M | +56,443 | +9.8% | 7Q | SEC ↗ |
| 21 | Guided Capital Wealth Management, LLC | 628,737 | $37M | +77,114 | +14.0% | 7Q | SEC ↗ |
| 22 | TUCKER ASSET MANAGEMENT LLC | 591,007 | $35M | -422,978 | -41.7% | 23Q | SEC ↗ |
| 23 | TRUIST FINANCIAL CORP | 590,592 | $35M | +34,130 | +6.1% | 27Q | SEC ↗ |
| 24 | Accurate Wealth Management, LLC | 575,587 | $34M | +371,004 | +181.3% | 3Q | SEC ↗ |
| 25 | Kirkwood Financial Services | 436,651 | $26M | +43,204 | +11.0% | 1Q | SEC ↗ |
| 26 | HBK Sorce Advisory LLC | 431,875 | $26M | +100,916 | +30.5% | 25Q | SEC ↗ |
| 27 | Kingsview Wealth Management, LLC | 427,797 | $25M | +4,798 | +1.1% | 30Q | SEC ↗ |
| 28 | Janney Montgomery Scott LLC | 426,368 | $25M | +27,714 | +7.0% | 39Q | SEC ↗ |
| 29 | Private Advisor Group, LLC | 417,488 | $25M | +155,481 | +59.3% | 39Q | SEC ↗ |
| 30 | IFP Advisors, Inc | 412,661 | $25M | -22,873 | -5.3% | 28Q | SEC ↗ |
| 31 | Kaydan Wealth Management, Inc. | 412,387 | $25M | -7,159 | -1.7% | 5Q | SEC ↗ |
| 32 | Western Wealth Management, LLC | 409,290 | $24M | +117,879 | +40.5% | 19Q | SEC ↗ |
| 33 | Mariner, LLC | 390,516 | $23M | -96,048 | -19.7% | 19Q | SEC ↗ |
| 34 | UPTICK PARTNERS, LLC | 386,777 | $23M | +730 | +0.2% | 8Q | SEC ↗ |
| 35 | Atria Investments, Inc | 383,115 | $23M | +24,592 | +6.9% | 27Q | SEC ↗ |
| 36 | Mainsail Financial Group, LLC | 380,580 | $23M | +67,372 | +21.5% | 15Q | SEC ↗ |
| 37 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 365,601 | $22M | +185,384 | +102.9% | 32Q | SEC ↗ |
| 38 | Aptus Capital Advisors, LLC | 358,609 | $21M | +327,434 | +1050.3% | 18Q | SEC ↗ |
| 39 | NewEdge Advisors, LLC | 355,145 | $21M | +22,340 | +6.7% | 39Q | SEC ↗ |
| 40 | Second Line Capital, LLC | 351,126 | $21M | +330,326 | +1588.1% | 4Q | SEC ↗ |
| 41 | Balboa Wealth Partners | 330,361 | $20M | +25,509 | +8.4% | 3Q | SEC ↗ |
| 42 | PARK NATIONAL CORP /OH | 327,244 | $19M | -11,989 | -3.5% | 15Q | SEC ↗ |
| 43 | Financial Enhancement Group LLC | 310,065 | $18M | +46,726 | +17.7% | 37Q | SEC ↗ |
| 44 | Prospera Financial Services Inc | 309,875 | $18M | -23,097 | -6.9% | 37Q | SEC ↗ |
| 45 | LAKE STREET PRIVATE WEALTH, LLC | 299,101 | $18M | +5,532 | +1.9% | 16Q | SEC ↗ |
| 46 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 292,458 | $17M | -31,457 | -9.7% | 17Q | SEC ↗ |
| 47 | Summit Financial Wealth Advisors, LLC NEW | 291,444 | $17M | — | +0.0% | 1Q | SEC ↗ |
| 48 | HighTower Advisors, LLC | 284,367 | $17M | -9,330 | -3.2% | 40Q | SEC ↗ |
| 49 | HARBOUR INVESTMENTS, INC. | 281,951 | $17M | -898 | -0.3% | 17Q | SEC ↗ |
| 50 | WESBANCO BANK INC | 270,711 | $16M | +15,161 | +5.9% | 5Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| Summit Financial Wealth Advisors, L | 291,444 | $17M |
| Cedrus Wealth Group LLC | 144,864 | $9M |
| Blueprint Financial Advisors LLC | 99,398 | $6M |
| BNP PARIBAS FINANCIAL MARKETS | 92,279 | $5M |
| CITADEL ADVISORS LLC | 81,187 | $5M |
| Commonwealth Financial Services, LL | 74,885 | $4M |
| Blueprint Investment Partners LLC | 64,340 | $4M |
| IFG Advisory, LLC | 56,552 | $3M |
| Clear Point Advisors Inc. | 26,074 | $2M |
| AXXCESS WEALTH MANAGEMENT, LLC | 20,694 | $1M |
| Paragon Private Wealth Management, | 17,991 | $1M |
| GOLDMAN SACHS GROUP INC | 16,968 | $1M |
| Integrity Advisory Solutions, LLC | 14,438 | $860K |
| Global Assets Advisory, LLC | 13,881 | $826K |
| Modern Wealth Management, LLC | 13,580 | $809K |
| Nuveen, LLC | 13,343 | $794K |
| COMPASS FINANCIAL MANAGEMENT LLC | 13,207 | $786K |
| Coppell Advisory Solutions LLC | 11,880 | $707K |
| HRT FINANCIAL LP | 11,168 | $665K |
| TWO SIGMA SECURITIES, LLC | 9,690 | $577K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Independent Advisor Alliance | 315,220 | $19M |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 154,767 | $9M |
| Moment Partners, LLC | 47,809 | $3M |
| Concorde Asset Management, LLC | 34,537 | $2M |
| GTS SECURITIES LLC | 30,695 | $2M |
| Cannon Advisors, Inc. | 23,929 | $1M |
| Ascentis Independent Advisors | 22,719 | $1M |
| Paragon Advisors, LLC | 14,590 | $869K |
| Smith Partners Wealth Management, L | 12,790 | $762K |
| FARMERS & MERCHANTS TRUST Co OF LON | 12,116 | $721K |
| IAMS WEALTH MANAGEMENT, LLC | 12,098 | $720K |
| TCV Trust & Wealth Management, Inc. | 10,125 | $603K |
| Crumly & Associates Inc. | 9,324 | $555K |
| FSC Wealth Advisors, LLC | 9,116 | $543K |
| Orion Porfolio Solutions, LLC | 8,135 | $484K |
| Collaborative Wealth Managment Inc. | 8,118 | $483K |
| FLOW TRADERS U.S. LLC | 7,077 | $421K |
| Quadrature Capital Ltd | 6,900 | $411K |
| Certified Advisory Corp | 6,842 | $407K |
| San Luis Wealth Advisors LLC | 6,132 | $365K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | +610,363 | +95.9% | 1,247,022 |
| Accurate Wealth Management, LLC | +371,004 | +181.3% | 575,587 |
| Second Line Capital, LLC | +330,326 | +1588.1% | 351,126 |
| Aptus Capital Advisors, LLC | +327,434 | +1050.3% | 358,609 |
| RAYMOND JAMES FINANCIAL INC | +273,939 | +11.1% | 2,731,058 |
| ROYAL BANK OF CANADA | +212,683 | +7.3% | 3,142,222 |
| BANK OF AMERICA CORP /DE | +186,476 | +8.2% | 2,470,705 |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | +185,384 | +102.9% | 365,601 |
| Forty-three Eighteen Advisors, LLC | +164,291 | +2494.9% | 170,876 |
| Private Advisor Group, LLC | +155,481 | +59.3% | 417,488 |
| TKG Advisors, LLC | +121,258 | +527.1% | 144,261 |
| Cetera Investment Advisers | +119,227 | +7.6% | 1,696,631 |
| Western Wealth Management, LLC | +117,879 | +40.5% | 409,290 |
| Ameritas Advisory Services, LLC | +115,617 | +82.3% | 256,025 |
| OPPENHEIMER & CO INC | +114,079 | +74.0% | 268,324 |
| HBK Sorce Advisory LLC | +100,916 | +30.5% | 431,875 |
| Altium Investment Strategies LLC | +84,247 | +45.4% | 269,789 |
| Guided Capital Wealth Management, L | +77,114 | +14.0% | 628,737 |
| G&S Capital LLC | +75,681 | +342.2% | 97,797 |
| Gradient Investments LLC | +71,051 | +10.7% | 733,976 |