FUMB Institutional Ownership
First Trust Ultra Short Duration Municipal ETF
1W: +0.1%
1M: -0.6%
3M: -0.8%
YTD: -0.3%
1Y: +0.1%
3Y: +7.0%
5Y: +8.6%
$19.93
+0.01 (+0.03%)
Weekly Expected Move ±0.1%
$20
$20
$20
$20
$20
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — FUMB
96
Institutional Holders
+0 vs prior quarter
0.0%
Ownership
+0.00pp
159M
Total Invested
9
New Positions
35
Increased
37
Reduced
11
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (104 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 778,240 | $16M | +117,030 | +17.7% | 26Q | SEC ↗ |
| 2 | WELLS FARGO & COMPANY/MN | 669,696 | $13M | +20,275 | +3.1% | 17Q | SEC ↗ |
| 3 | LPL Financial LLC | 652,475 | $13M | -227,067 | -25.8% | 26Q | SEC ↗ |
| 4 | COMMONWEALTH EQUITY SERVICES, LLC | 646,309 | $13M | +354,856 | +121.8% | 29Q | SEC ↗ |
| 5 | GSG Advisors LLC | 517,719 | $10M | +501,234 | +3040.5% | 12Q | SEC ↗ |
| 6 | ROYAL BANK OF CANADA | 348,015 | $7M | +2,016 | +0.6% | 31Q | SEC ↗ |
| 7 | OSAIC HOLDINGS, INC. | 344,084 | $7M | +162,246 | +89.2% | 26Q | SEC ↗ |
| 8 | RAYMOND JAMES FINANCIAL INC | 337,934 | $7M | +61,009 | +22.0% | 7Q | SEC ↗ |
| 9 | NewEdge Advisors, LLC | 256,610 | $5M | -16,896 | -6.2% | 26Q | SEC ↗ |
| 10 | VAQUERO PRIVATE WEALTH, LTD NEW | 237,797 | $5M | — | +0.0% | 1Q | SEC ↗ |
| 11 | UBS Group AG | 229,246 | $5M | +17,053 | +8.0% | 18Q | SEC ↗ |
| 12 | JPMORGAN CHASE & CO | 171,091 | $3M | -104,261 | -37.9% | 11Q | SEC ↗ |
| 13 | J.W. COLE ADVISORS, INC. | 158,631 | $3M | +4,997 | +3.3% | 16Q | SEC ↗ |
| 14 | KESTRA PRIVATE WEALTH SERVICES, LLC | 157,770 | $3M | +9,028 | +6.1% | 8Q | SEC ↗ |
| 15 | Kestra Advisory Services, LLC | 141,231 | $3M | +16,651 | +13.4% | 24Q | SEC ↗ |
| 16 | Rockefeller Capital Management L.P. | 125,283 | $2M | -5,111 | -3.9% | 17Q | SEC ↗ |
| 17 | Baird Financial Group, Inc. | 124,370 | $2M | — | +0.0% | 7Q | SEC ↗ |
| 18 | Gateway Wealth Partners, LLC | 109,033 | $2M | -151,033 | -58.1% | 4Q | SEC ↗ |
| 19 | Insight Inv LLC | 108,495 | $2M | -450 | -0.4% | 19Q | SEC ↗ |
| 20 | Thrivent Financial for Lutherans | 99,686 | $2M | +7,536 | +8.2% | 4Q | SEC ↗ |
| 21 | TRUIST FINANCIAL CORP | 94,740 | $2M | -15,426 | -14.0% | 6Q | SEC ↗ |
| 22 | Cambridge Investment Research Advisors | 93,438 | $2M | +1,290 | +1.4% | 25Q | SEC ↗ |
| 23 | Cetera Investment Advisers | 89,304 | $2M | -2,627 | -2.9% | 23Q | SEC ↗ |
| 24 | CAPITAL FINANCIAL GROUP INC\CO\ /ADV | 82,431 | $2M | +1,490 | +1.8% | 3Q | SEC ↗ |
| 25 | White Wing Wealth Management NEW | 79,877 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 26 | ENVESTNET ASSET MANAGEMENT INC | 79,473 | $2M | -14,519 | -15.4% | 26Q | SEC ↗ |
| 27 | Sanctuary Advisors, LLC | 69,073 | $1M | +4,025 | +6.2% | 9Q | SEC ↗ |
| 28 | Summit Financial, LLC | 66,504 | $1M | +14,943 | +29.0% | 4Q | SEC ↗ |
| 29 | Mainsail Financial Group, LLC | 62,540 | $1M | -32,754 | -34.4% | 15Q | SEC ↗ |
| 30 | Rothschild Wealth LLC | 62,524 | $1M | — | +0.0% | 3Q | SEC ↗ |
| 31 | STEWARDSHIP CONCEPTS FINANCIAL SERVICE | 59,548 | $1M | -39,905 | -40.1% | 2Q | SEC ↗ |
| 32 | WealthBridge Capital Management, LLC | 57,274 | $1M | +2,509 | +4.6% | 9Q | SEC ↗ |
| 33 | Ashton Thomas Private Wealth, LLC | 55,032 | $1M | — | +0.0% | 16Q | SEC ↗ |
| 34 | INSPIRION WEALTH ADVISORS, LLC | 48,882 | $974K | -5,000 | -9.3% | 17Q | SEC ↗ |
| 35 | Prospera Financial Services Inc | 45,907 | $915K | +1,337 | +3.0% | 8Q | SEC ↗ |
| 36 | JAMES INVESTMENT RESEARCH, INC. | 45,571 | $908K | — | +0.0% | 13Q | SEC ↗ |
| 37 | GOLDMAN SACHS GROUP INC | 44,651 | $890K | +20,124 | +82.0% | 2Q | SEC ↗ |
| 38 | MCDONALD PARTNERS LLC | 42,500 | $847K | — | +0.0% | 16Q | SEC ↗ |
| 39 | Occidental Asset Management, LLC | 41,526 | $827K | +16,381 | +65.1% | 18Q | SEC ↗ |
| 40 | Private Advisor Group, LLC | 39,887 | $795K | -3,437 | -7.9% | 18Q | SEC ↗ |
| 41 | Meridian Wealth Management, LLC | 35,742 | $712K | +4,840 | +15.7% | 5Q | SEC ↗ |
| 42 | Dynamic Advisor Solutions LLC | 35,427 | $706K | +5,890 | +19.9% | 12Q | SEC ↗ |
| 43 | BENJAMIN EDWARDS INC | 28,571 | $569K | +7,036 | +32.7% | 5Q | SEC ↗ |
| 44 | Capital Investment Advisory Services, | 27,975 | $557K | +250 | +0.9% | 11Q | SEC ↗ |
| 45 | Concurrent Investment Advisors, LLC | 26,411 | $526K | +344 | +1.3% | 3Q | SEC ↗ |
| 46 | Norris Financial Group, LLC | 24,715 | $492K | -2,450 | -9.0% | 9Q | SEC ↗ |
| 47 | Envestnet Portfolio Solutions, Inc. | 23,513 | $468K | +758 | +3.3% | 12Q | SEC ↗ |
| 48 | HARBOUR INVESTMENTS, INC. | 22,384 | $446K | -2,500 | -10.0% | 17Q | SEC ↗ |
| 49 | MGO ONE SEVEN LLC | 20,515 | $409K | +1,140 | +5.9% | 3Q | SEC ↗ |
| 50 | Keating Financial Advisory Services, I | 20,148 | $401K | +3,019 | +17.6% | 3Q | SEC ↗ |
Recent Activity
New Positions (10)
| Holder | Shares | Value |
|---|---|---|
| VAQUERO PRIVATE WEALTH, LTD | 237,797 | $5M |
| White Wing Wealth Management | 79,877 | $2M |
| HRT FINANCIAL LP | 19,121 | $381K |
| Tower Research Capital LLC (TRC) | 14,751 | $294K |
| COMPASS FINANCIAL MANAGEMENT LLC | 9,111 | $182K |
| Integrated Wealth Concepts LLC | 4,004 | $80K |
| IFG Advisory, LLC | 2,689 | $54K |
| Global Retirement Partners, LLC | 1,200 | $24K |
| VIMA LLC | 436 | $9K |
| CWM, LLC | 333 | $7K |
Sold Out (18)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Thomas J. Herzfeld Advisors, Inc. | 109,973 | $2M |
| Independent Advisor Alliance | 66,445 | $1M |
| OLD MISSION CAPITAL LLC | 54,794 | $1M |
| STEPHENS INC /AR | 41,611 | $829K |
| CITADEL ADVISORS LLC | 41,537 | $828K |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 35,797 | $713K |
| TRANSCEND CAPITAL ADVISORS, LLC | 32,386 | $645K |
| Westside Investment Management, Inc | 30,000 | $598K |
| Security Financial Services, INC. | 27,413 | $546K |
| ONE PLUS ONE WEALTH MANAGEMENT, LLC | 18,147 | $362K |
| NewEdge Wealth, LLC | 16,639 | $332K |
| Schwallier Wealth Management LLC | 14,106 | $281K |
| Csenge Advisory Group | 11,500 | $229K |
| Ascentis Independent Advisors | 10,186 | $203K |
| Total Clarity Wealth Management, In | 10,139 | $202K |
| FLAGSHIP HARBOR ADVISORS, LLC | 2,500 | $50K |
| TUCKER ASSET MANAGEMENT LLC | 2,045 | $41K |
| Archer Investment Corp | 1 | $0K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| GSG Advisors LLC | +501,234 | +3040.5% | 517,719 |
| COMMONWEALTH EQUITY SERVICES, LLC | +354,856 | +121.8% | 646,309 |
| OSAIC HOLDINGS, INC. | +162,246 | +89.2% | 344,084 |
| MORGAN STANLEY | +117,030 | +17.7% | 778,240 |
| RAYMOND JAMES FINANCIAL INC | +61,009 | +22.0% | 337,934 |
| WELLS FARGO & COMPANY/MN | +20,275 | +3.1% | 669,696 |
| GOLDMAN SACHS GROUP INC | +20,124 | +82.0% | 44,651 |
| UBS Group AG | +17,053 | +8.0% | 229,246 |
| Kestra Advisory Services, LLC | +16,651 | +13.4% | 141,231 |
| Occidental Asset Management, LLC | +16,381 | +65.1% | 41,526 |
| Summit Financial, LLC | +14,943 | +29.0% | 66,504 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | +9,028 | +6.1% | 157,770 |
| Thrivent Financial for Lutherans | +7,536 | +8.2% | 99,686 |
| BENJAMIN EDWARDS INC | +7,036 | +32.7% | 28,571 |
| RFG Advisory, LLC | +6,635 | +54.8% | 18,736 |
| Dynamic Advisor Solutions LLC | +5,890 | +19.9% | 35,427 |
| J.W. COLE ADVISORS, INC. | +4,997 | +3.3% | 158,631 |
| Meridian Wealth Management, LLC | +4,840 | +15.7% | 35,742 |
| AE Wealth Management LLC | +4,170 | +26.6% | 19,864 |
| Sanctuary Advisors, LLC | +4,025 | +6.2% | 69,073 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| XML Financial, LLC | -514,406 | -97.8% | 11,618 |
| LPL Financial LLC | -227,067 | -25.8% | 652,475 |
| Gateway Wealth Partners, LLC | -151,033 | -58.1% | 109,033 |
| JPMORGAN CHASE & CO | -104,261 | -37.9% | 171,091 |
| STEWARDSHIP CONCEPTS FINANCIAL SERV | -39,905 | -40.1% | 59,548 |
| JANE STREET GROUP, LLC | -39,062 | -67.2% | 19,031 |
| Mainsail Financial Group, LLC | -32,754 | -34.4% | 62,540 |
| NewEdge Advisors, LLC | -16,896 | -6.2% | 256,610 |
| TRUIST FINANCIAL CORP | -15,426 | -14.0% | 94,740 |
| ENVESTNET ASSET MANAGEMENT INC | -14,519 | -15.4% | 79,473 |
| Rockefeller Capital Management L.P. | -5,111 | -3.9% | 125,283 |
| INSPIRION WEALTH ADVISORS, LLC | -5,000 | -9.3% | 48,882 |
| Private Advisor Group, LLC | -3,437 | -7.9% | 39,887 |
| Capital Analysts, LLC | -3,321 | -17.5% | 15,691 |
| INTERNATIONAL ASSETS INVESTMENT MAN | -3,000 | -13.3% | 19,500 |
| Cetera Investment Advisers | -2,627 | -2.9% | 89,304 |
| FIFTH THIRD BANCORP | -2,549 | -26.8% | 6,945 |
| HARBOUR INVESTMENTS, INC. | -2,500 | -10.0% | 22,384 |
| Farther Finance Advisors, LLC | -2,500 | -24.8% | 7,600 |
| Norris Financial Group, LLC | -2,450 | -9.0% | 24,715 |