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FXU Institutional Ownership

First Trust Utilities AlphaDEX Fund
1W: +0.9% 1M: -5.0% 3M: -10.1% YTD: -2.5% 1Y: -2.3% 3Y: +62.1% 5Y: +63.5%
$44.36
+0.24 (+0.54%)
 
Weekly Expected Move ±1.8%
$43 $44 $44 $45 $46
ETF AMEX · AUM $1.7B

Institutional Ownership — FXU

224
Institutional Holders
-5 vs prior quarter
0.0%
Ownership
+0.00pp
566M
Total Invested
30
New Positions
75
Increased
88
Reduced
25
Closed
0.00
Put/Call Ratio

Ownership Trends

Top Institutional Holders (248 total)

# Holder Shares Value Change Change % Holding Period Filing
1 LPL Financial LLC 2,002,915 89M +212,666 +11.9% 54Q SEC ↗
2 MORGAN STANLEY 1,700,608 75M -171,850 -9.2% 60Q SEC ↗
3 BANK OF AMERICA CORP /DE 796,922 35M +32,906 +4.3% 15Q SEC ↗
4 WELLS FARGO & COMPANY/MN 778,487 35M -126,494 -14.0% 71Q SEC ↗
5 RAYMOND JAMES FINANCIAL INC 616,213 27M -79,111 -11.4% 7Q SEC ↗
6 EARNED WEALTH ADVISORS, LLC 368,598 16M -10,659 -2.8% 3Q SEC ↗
7 Cetera Investment Advisers 346,285 15M +10,316 +3.1% 16Q SEC ↗
8 TRUIST FINANCIAL CORP 310,849 14M -62,333 -16.7% 27Q SEC ↗
9 UBS Group AG 299,657 13M -272,139 -47.6% 47Q SEC ↗
10 Csenge Advisory Group 261,881 12M +9,561 +3.8% 16Q SEC ↗
11 ENVESTNET ASSET MANAGEMENT INC 261,024 12M -11,570 -4.2% 54Q SEC ↗
12 Rockport Wealth LLC 219,489 10M -8,949 -3.9% 5Q SEC ↗
13 STIFEL FINANCIAL CORP 212,830 9M -1,916 -0.9% 47Q SEC ↗
14 NORTHWESTERN MUTUAL WEALTH MANAGEMENT 179,897 8M +32,494 +22.0% 17Q SEC ↗
15 Delos Wealth Advisors, LLC 169,859 8M +6,418 +3.9% 14Q SEC ↗
16 PGIM Custom Harvest LLC 165,819 7M -6,159 -3.6% 12Q SEC ↗
17 OSAIC HOLDINGS, INC. 164,962 7M -11,461 -6.5% 26Q SEC ↗
18 Cambridge Investment Research Advisors 155,195 7M +2,785 +1.8% 53Q SEC ↗
19 COMMONWEALTH EQUITY SERVICES, LLC 145,797 6M -15,944 -9.9% 35Q SEC ↗
20 Janney Montgomery Scott LLC 136,146 6M -21,922 -13.9% 40Q SEC ↗
21 ROYAL BANK OF CANADA 100,919 4M +13,336 +15.2% 67Q SEC ↗
22 Fiduciary Alliance LLC 97,807 4M +10,663 +12.2% 3Q SEC ↗
23 Foundations Investment Advisors, LLC 96,123 4M +2,962 +3.2% 6Q SEC ↗
24 HARBOUR INVESTMENTS, INC. 71,904 3M +44,228 +159.8% 17Q SEC ↗
25 Equitable Holdings, Inc. 65,156 3M -4,861 -6.9% 7Q SEC ↗
26 MML INVESTORS SERVICES, LLC 55,157 2M +27,907 +102.4% 37Q SEC ↗
27 Sigma Planning Corp 52,752 2M +6,437 +13.9% 9Q SEC ↗
28 BNP PARIBAS FINANCIAL MARKETS 50,425 2M +46,567 +1207.0% 4Q SEC ↗
29 Integrated Wealth Concepts LLC 46,019 2M +5,439 +13.4% 2Q SEC ↗
30 PKS Advisory Services, LLC 39,106 2M +971 +2.5% 7Q SEC ↗
31 BENJAMIN EDWARDS INC 38,756 2M -11,784 -23.3% 8Q SEC ↗
32 Cyndeo Wealth Partners, LLC 38,597 2M +3,664 +10.5% 5Q SEC ↗
33 Proactive Wealth Strategies LLC 35,797 2M -94 -0.3% 8Q SEC ↗
34 NewEdge Advisors, LLC 33,280 1M -10,436 -23.9% 42Q SEC ↗
35 Gateway Wealth Partners, LLC 33,171 1M +3,067 +10.2% 5Q SEC ↗
36 Tower Research Capital LLC (TRC) 32,750 1M -10,658 -24.6% 2Q SEC ↗
37 Arkadios Wealth Advisors 32,376 1M -575 -1.7% 4Q SEC ↗
38 GOLDMAN SACHS GROUP INC 31,894 1M +25,978 +439.1% 8Q SEC ↗
39 WEALTH ENHANCEMENT ADVISORY SERVICES, 30,030 1M -1,345 -4.3% 7Q SEC ↗
40 Envestnet Portfolio Solutions, Inc. 29,309 1M +15,136 +106.8% 2Q SEC ↗
41 Regal Investment Advisors LLC 28,897 1M -3,637 -11.2% 21Q SEC ↗
42 Ausdal Financial Partners, Inc. 28,883 1M +1,222 +4.4% 7Q SEC ↗
43 Asset Allocation Strategies LLC 28,721 1M -737 -2.5% 7Q SEC ↗
44 &PARTNERS 28,110 1M +3,250 +13.1% 3Q SEC ↗
45 J.W. COLE ADVISORS, INC. 27,068 1M +258 +1.0% 10Q SEC ↗
46 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 27,060 1M +305 +1.1% 7Q SEC ↗
47 D.A. DAVIDSON & CO. 26,752 1M +2,034 +8.2% 6Q SEC ↗
48 Kovack Advisors, Inc. 26,627 1M +6,463 +32.1% 6Q SEC ↗
49 Private Advisor Group, LLC 26,171 1M -22,572 -46.3% 25Q SEC ↗
50 Quantinno Capital Management LP 26,039 1M +1,051 +4.2% 9Q SEC ↗

Recent Activity

Sold Out (20)
Biggest Increases (20)
HolderAddedChange %Total Shares
LPL Financial LLC +212,666 +11.9% 2,002,915
BNP PARIBAS FINANCIAL MARKETS +46,567 +1207.0% 50,425
HARBOUR INVESTMENTS, INC. +44,228 +159.8% 71,904
BANK OF AMERICA CORP /DE +32,906 +4.3% 796,922
NORTHWESTERN MUTUAL WEALTH MANAGEME +32,494 +22.0% 179,897
MML INVESTORS SERVICES, LLC +27,907 +102.4% 55,157
GOLDMAN SACHS GROUP INC +25,978 +439.1% 31,894
Arax Advisory Partners +16,308 +20385.0% 16,388
Envestnet Portfolio Solutions, Inc. +15,136 +106.8% 29,309
ROYAL BANK OF CANADA +13,336 +15.2% 100,919
Orion Porfolio Solutions, LLC +11,410 +115.3% 21,310
KINGSWOOD WEALTH ADVISORS, LLC +10,859 +76.3% 25,095
Fiduciary Alliance LLC +10,663 +12.2% 97,807
Cetera Investment Advisers +10,316 +3.1% 346,285
Csenge Advisory Group +9,561 +3.8% 261,881
Kovack Advisors, Inc. +6,463 +32.1% 26,627
Sigma Planning Corp +6,437 +13.9% 52,752
Delos Wealth Advisors, LLC +6,418 +3.9% 169,859
JONES FINANCIAL COMPANIES LLLP +5,605 +28.3% 25,441
Integrated Wealth Concepts LLC +5,439 +13.4% 46,019
Biggest Decreases (20)
HolderReducedChange %Total Shares
UBS Group AG -272,139 -47.6% 299,657
MORGAN STANLEY -171,850 -9.2% 1,700,608
Summit Financial, LLC -141,142 -90.2% 15,331
WELLS FARGO & COMPANY/MN -126,494 -14.0% 778,487
Milestones Private Investment Advis -111,116 -90.9% 11,154
RAYMOND JAMES FINANCIAL INC -79,111 -11.4% 616,213
TRUIST FINANCIAL CORP -62,333 -16.7% 310,849
CWM, LLC -62,236 -99.2% 491
OPPENHEIMER & CO INC -56,814 -79.8% 14,411
Merit Financial Group, LLC -34,742 -65.5% 18,286
Mutual Advisors, LLC -25,441 -75.2% 8,388
Nilsine Partners, LLC -23,232 -79.8% 5,876
Private Advisor Group, LLC -22,572 -46.3% 26,171
Janney Montgomery Scott LLC -21,922 -13.9% 136,146
Kestra Advisory Services, LLC -21,038 -46.7% 24,005
HB Wealth Management, LLC -16,244 -63.5% 9,357
COMMONWEALTH EQUITY SERVICES, LLC -15,944 -9.9% 145,797
WCG Wealth Advisors LLC -14,038 -43.5% 18,250
Baird Financial Group, Inc. -12,735 -64.1% 7,120
BENJAMIN EDWARDS INC -11,784 -23.3% 38,756

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms