FYC Institutional Ownership
First Trust Small Cap Growth AlphaDEX Fund
1W: -0.2%
1M: -2.1%
3M: -6.1%
YTD: +20.1%
1Y: +28.1%
3Y: +109.5%
5Y: +63.2%
$116.46
+0.95 (+0.82%)
Weekly Expected Move ±1.7%
$113
$115
$116
$118
$120
Overview
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Holdings
Changes
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Analysis
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Institutions
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Short Interest
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Institutional Ownership — FYC
191
Institutional Holders
+21 vs prior quarter
0.0%
Ownership
+0.00pp
956M
Total Invested
35
New Positions
68
Increased
60
Reduced
13
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (201 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 1,503,733 | $175M | +143,449 | +10.5% | 52Q | SEC ↗ |
| 2 | RAYMOND JAMES FINANCIAL INC | 649,982 | $76M | +105,020 | +19.3% | 7Q | SEC ↗ |
| 3 | MORGAN STANLEY | 606,270 | $71M | +211,723 | +53.7% | 60Q | SEC ↗ |
| 4 | WELLS FARGO & COMPANY/MN | 472,349 | $55M | +28,777 | +6.5% | 61Q | SEC ↗ |
| 5 | Cetera Investment Advisers | 313,216 | $36M | +23,532 | +8.1% | 10Q | SEC ↗ |
| 6 | BANK OF AMERICA CORP /DE | 248,567 | $29M | +4,301 | +1.8% | 15Q | SEC ↗ |
| 7 | STIFEL FINANCIAL CORP | 196,711 | $23M | +98 | +0.0% | 49Q | SEC ↗ |
| 8 | ENVESTNET ASSET MANAGEMENT INC | 193,051 | $22M | +7,626 | +4.1% | 24Q | SEC ↗ |
| 9 | ROYAL BANK OF CANADA | 175,628 | $20M | +4,488 | +2.6% | 52Q | SEC ↗ |
| 10 | ECLECTIC ASSOCIATES INC /ADV | 158,288 | $18M | -955 | -0.6% | 8Q | SEC ↗ |
| 11 | OSAIC HOLDINGS, INC. | 156,279 | $18M | +53,792 | +52.5% | 26Q | SEC ↗ |
| 12 | UBS Group AG | 154,862 | $18M | -19,752 | -11.3% | 45Q | SEC ↗ |
| 13 | Baird Financial Group, Inc. | 124,071 | $14M | +51,154 | +70.2% | 11Q | SEC ↗ |
| 14 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 112,865 | $13M | +52,001 | +85.4% | 8Q | SEC ↗ |
| 15 | NEW WAVE WEALTH ADVISORS LLC | 102,390 | $12M | +927 | +0.9% | 8Q | SEC ↗ |
| 16 | MML INVESTORS SERVICES, LLC | 100,218 | $12M | +12,482 | +14.2% | 34Q | SEC ↗ |
| 17 | PNC Financial Services Group, Inc. | 99,874 | $12M | +7,359 | +8.0% | 15Q | SEC ↗ |
| 18 | Integrity Advisory Solutions, LLC | 99,486 | $12M | +1,779 | +1.8% | 2Q | SEC ↗ |
| 19 | Concurrent Investment Advisors, LLC | 99,023 | $12M | -1,356 | -1.4% | 11Q | SEC ↗ |
| 20 | Cambridge Investment Research Advisors | 95,479 | $11M | +4,172 | +4.6% | 46Q | SEC ↗ |
| 21 | IFP Advisors, Inc | 90,820 | $11M | +3,974 | +4.6% | 28Q | SEC ↗ |
| 22 | Bedel Financial Consulting, Inc. | 78,032 | $9M | +859 | +1.1% | 17Q | SEC ↗ |
| 23 | Richmond Investment Services, LLC | 77,150 | $9M | -69,794 | -47.5% | 7Q | SEC ↗ |
| 24 | ELEVATION POINT WEALTH PARTNERS, LLC NEW | 75,497 | $9M | — | +0.0% | 1Q | SEC ↗ |
| 25 | Vestmark Advisory Solutions, Inc. NEW | 75,240 | $9M | — | +0.0% | 1Q | SEC ↗ |
| 26 | JONES FINANCIAL COMPANIES LLLP | 64,324 | $7M | +13,136 | +25.7% | 9Q | SEC ↗ |
| 27 | Warner Group LLC | 63,773 | $7M | +44,704 | +234.4% | 4Q | SEC ↗ |
| 28 | Janney Montgomery Scott LLC | 59,018 | $7M | +5,933 | +11.2% | 36Q | SEC ↗ |
| 29 | Equitable Holdings, Inc. | 54,971 | $6M | -2,541 | -4.4% | 18Q | SEC ↗ |
| 30 | COMMONWEALTH EQUITY SERVICES, LLC | 53,629 | $6M | +7,535 | +16.3% | 35Q | SEC ↗ |
| 31 | Steward Partners Investment Advisory, | 48,899 | $6M | +11,573 | +31.0% | 34Q | SEC ↗ |
| 32 | Financial Management, Inc. | 48,568 | $6M | +516 | +1.1% | 3Q | SEC ↗ |
| 33 | Kingsview Wealth Management, LLC | 46,302 | $5M | +2,834 | +6.5% | 25Q | SEC ↗ |
| 34 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 45,364 | $5M | +17,899 | +65.2% | 2Q | SEC ↗ |
| 35 | Integrated Wealth Concepts LLC | 45,218 | $5M | -4,291 | -8.7% | 4Q | SEC ↗ |
| 36 | GREENUP STREET WEALTH MANAGEMENT LLC | 41,634 | $5M | +1,109 | +2.7% | 3Q | SEC ↗ |
| 37 | Redhawk Wealth Advisors, Inc. NEW | 39,716 | $5M | — | +0.0% | 1Q | SEC ↗ |
| 38 | &PARTNERS | 37,935 | $4M | +2,044 | +5.7% | 3Q | SEC ↗ |
| 39 | Paller Financial Services Inc | 30,264 | $4M | -1,529 | -4.8% | 3Q | SEC ↗ |
| 40 | CITADEL ADVISORS LLC | 27,644 | $3M | +14,933 | +117.5% | 2Q | SEC ↗ |
| 41 | CARY STREET PARTNERS FINANCIAL LLC NEW | 27,275 | $3M | — | +0.0% | 1Q | SEC ↗ |
| 42 | HARBOUR INVESTMENTS, INC. | 26,063 | $3M | +361 | +1.4% | 17Q | SEC ↗ |
| 43 | ROMAN BUTLER FULLERTON & CO NEW | 25,428 | $3M | — | +0.0% | 1Q | SEC ↗ |
| 44 | HFG Advisors, Inc. | 23,784 | $3M | +656 | +2.8% | 19Q | SEC ↗ |
| 45 | Proactive Wealth Strategies LLC | 23,024 | $3M | +1,215 | +5.6% | 5Q | SEC ↗ |
| 46 | StoryOne LLC | 22,632 | $3M | +22,632 | — | 3Q | SEC ↗ |
| 47 | US BANCORP \DE | 22,007 | $3M | +6,085 | +38.2% | 15Q | SEC ↗ |
| 48 | Kestra Advisory Services, LLC | 21,469 | $3M | +1,338 | +6.6% | 24Q | SEC ↗ |
| 49 | Geneos Wealth Management Inc. | 20,033 | $2M | -516 | -2.5% | 42Q | SEC ↗ |
| 50 | Certified Advisory Corp | 19,569 | $2M | -68 | -0.3% | 5Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| ELEVATION POINT WEALTH PARTNERS, LL | 75,497 | $9M |
| Vestmark Advisory Solutions, Inc. | 75,240 | $9M |
| Redhawk Wealth Advisors, Inc. | 39,716 | $5M |
| CARY STREET PARTNERS FINANCIAL LLC | 27,275 | $3M |
| ROMAN BUTLER FULLERTON & CO | 25,428 | $3M |
| OneAscent Financial Services LLC | 18,932 | $2M |
| NICOLET BANKSHARES INC | 11,335 | $1M |
| Private Advisory Group LLC | 9,846 | $1M |
| TruNorth Capital Management, LLC | 6,720 | $783K |
| Wealthcare Advisory Partners LLC | 5,720 | $666K |
| LYELL WEALTH MANAGEMENT, LP | 3,496 | $407K |
| THOROUGHBRED FINANCIAL SERVICES, LL | 2,963 | $345K |
| Worth Asset Management, LLC | 2,484 | $289K |
| Strategic Blueprint, LLC | 2,252 | $262K |
| COMPASS CAPITAL CORP /MA/ /ADV | 2,235 | $260K |
| Csenge Advisory Group | 2,110 | $246K |
| Aptus Capital Advisors, LLC | 2,020 | $235K |
| LaSalle St. Investment Advisors, LL | 2,000 | $233K |
| Fulcrum Equity Management | 1,959 | $228K |
| Symphony Financial Services, Inc. | 1,819 | $212K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| FIRST TRUST ADVISORS LP | 216,354 | $25M |
| TWO SIGMA INVESTMENTS, LP | 67,700 | $8M |
| GOLDMAN SACHS GROUP INC | 15,019 | $2M |
| Ferguson Shapiro LLC | 9,411 | $1M |
| Clear Point Advisors Inc. | 7,753 | $903K |
| Independent Advisor Alliance | 6,077 | $708K |
| MILLENNIUM MANAGEMENT LLC | 4,733 | $551K |
| Orion Porfolio Solutions, LLC | 4,184 | $487K |
| Mutual Advisors, LLC | 3,439 | $401K |
| Mariner, LLC | 3,045 | $355K |
| AMERIPRISE FINANCIAL INC | 2,694 | $314K |
| Arkadios Wealth Advisors | 2,610 | $304K |
| Advisory Services Network, LLC | 2,122 | $247K |
| TWIN PEAKS WEALTH ADVISORS, LLC | 194 | $23K |
| Pinnacle Wealth Planning Services, | 134 | $16K |
| Russell Investments Group, Ltd. | 130 | $15K |
| BANK OF MONTREAL /CAN | 128 | $15K |
| OPTIMA CAPITAL LLC | 122 | $14K |
| Hilltop National Bank | 98 | $11K |
| Lifetime Wealth Management P.C. | 31 | $4K |