FYT Institutional Ownership
First Trust Small Cap Value AlphaDEX Fund
1W: -0.7%
1M: -5.8%
3M: -3.5%
YTD: +18.5%
1Y: +20.8%
3Y: +50.5%
5Y: +44.3%
$67.62
+0.18 (+0.26%)
Weekly Expected Move ±1.5%
$66
$67
$68
$69
$70
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — FYT
82
Institutional Holders
+11 vs prior quarter
0.0%
Ownership
+0.00pp
120M
Total Invested
17
New Positions
20
Increased
30
Reduced
8
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (87 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 260,096 | 18M | +40,492 | +18.4% | 51Q | SEC ↗ |
| 2 | MORGAN STANLEY | 185,118 | 13M | -19,161 | -9.4% | 57Q | SEC ↗ |
| 3 | WELLS FARGO & COMPANY/MN | 178,000 | 12M | +6,217 | +3.6% | 61Q | SEC ↗ |
| 4 | ROYAL BANK OF CANADA | 126,963 | 9M | +25,728 | +25.4% | 58Q | SEC ↗ |
| 5 | Kingsview Wealth Management, LLC | 122,159 | 8M | +681 | +0.6% | 25Q | SEC ↗ |
| 6 | Proactive Wealth Strategies LLC | 119,349 | 8M | -3,256 | -2.7% | 8Q | SEC ↗ |
| 7 | RAYMOND JAMES FINANCIAL INC | 100,999 | 7M | -7,326 | -6.8% | 7Q | SEC ↗ |
| 8 | Cetera Investment Advisers | 68,397 | 5M | +8,118 | +13.5% | 8Q | SEC ↗ |
| 9 | ROMAN BUTLER FULLERTON & CO NEW | 47,850 | 3M | — | +0.0% | 1Q | SEC ↗ |
| 10 | TRUIST FINANCIAL CORP | 46,570 | 3M | -1,182 | -2.5% | 24Q | SEC ↗ |
| 11 | COMMONWEALTH EQUITY SERVICES, LLC | 40,400 | 3M | +5,018 | +14.2% | 25Q | SEC ↗ |
| 12 | ENVESTNET ASSET MANAGEMENT INC | 40,028 | 3M | -3,393 | -7.8% | 23Q | SEC ↗ |
| 13 | UBS Group AG | 34,123 | 2M | -511 | -1.5% | 47Q | SEC ↗ |
| 14 | GOLDMAN SACHS GROUP INC | 29,611 | 2M | +20,543 | +226.5% | 15Q | SEC ↗ |
| 15 | NWAM LLC | 20,098 | 1M | +9 | +0.0% | 2Q | SEC ↗ |
| 16 | IFG Advisory, LLC NEW | 19,854 | 1M | — | +0.0% | 1Q | SEC ↗ |
| 17 | CITADEL ADVISORS LLC NEW | 16,678 | 1M | — | +0.0% | 1Q | SEC ↗ |
| 18 | Kestra Advisory Services, LLC | 15,714 | 1M | -17,806 | -53.1% | 22Q | SEC ↗ |
| 19 | OSAIC HOLDINGS, INC. | 14,508 | 981K | +1,218 | +9.2% | 26Q | SEC ↗ |
| 20 | TWO SIGMA INVESTMENTS, LP | 14,500 | 980K | -975 | -6.3% | 2Q | SEC ↗ |
| 21 | Cambridge Investment Research Advisors | 14,293 | 966K | -180,171 | -92.7% | 25Q | SEC ↗ |
| 22 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 12,558 | 849K | -7,599 | -37.7% | 22Q | SEC ↗ |
| 23 | JONES FINANCIAL COMPANIES LLLP | 12,412 | 839K | +6,079 | +96.0% | 10Q | SEC ↗ |
| 24 | Gateway Wealth Partners, LLC | 12,397 | 838K | -12,231 | -49.7% | 9Q | SEC ↗ |
| 25 | Pinnacle Bancorp, Inc. | 12,213 | 826K | — | +0.0% | 24Q | SEC ↗ |
| 26 | STIFEL FINANCIAL CORP | 9,614 | 650K | -2,625 | -21.4% | 25Q | SEC ↗ |
| 27 | TCFG WEALTH MANAGEMENT, LLC | 9,025 | 610K | +16 | +0.2% | 7Q | SEC ↗ |
| 28 | TCFG Investment Advisors, LLC | 9,025 | 610K | — | +0.0% | 2Q | SEC ↗ |
| 29 | Chicago Partners Investment Group LLC | 8,678 | 587K | -98 | -1.1% | 25Q | SEC ↗ |
| 30 | MML INVESTORS SERVICES, LLC | 8,425 | 570K | +800 | +10.5% | 13Q | SEC ↗ |
| 31 | Baird Financial Group, Inc. | 7,164 | 484K | +500 | +7.5% | 2Q | SEC ↗ |
| 32 | Private Advisor Group, LLC | 6,522 | 441K | -63 | -1.0% | 22Q | SEC ↗ |
| 33 | Waverly Advisors, LLC | 6,113 | 413K | -126 | -2.0% | 7Q | SEC ↗ |
| 34 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 5,496 | 372K | +46 | +0.8% | 7Q | SEC ↗ |
| 35 | JPMORGAN CHASE & CO | 5,280 | 357K | -713 | -11.9% | 6Q | SEC ↗ |
| 36 | Tower Research Capital LLC (TRC) | 5,260 | 356K | +4,066 | +340.5% | 21Q | SEC ↗ |
| 37 | HARBOUR INVESTMENTS, INC. | 5,093 | 344K | -145 | -2.8% | 17Q | SEC ↗ |
| 38 | Advisory Alpha, LLC | 5,013 | 339K | +22 | +0.4% | 3Q | SEC ↗ |
| 39 | C2P Capital Advisory Group, LLC d.b.a. NEW | 4,856 | 328K | — | +0.0% | 1Q | SEC ↗ |
| 40 | Advisory Advocates, LLC | 4,704 | 318K | +1 | +0.0% | 3Q | SEC ↗ |
| 41 | &PARTNERS NEW | 4,624 | 313K | — | +0.0% | 1Q | SEC ↗ |
| 42 | Medallion Wealth Advisors, LLC | 4,387 | 297K | -297 | -6.3% | 7Q | SEC ↗ |
| 43 | Prasad Wealth Partners, LLC | 4,382 | 296K | +17 | +0.4% | 7Q | SEC ↗ |
| 44 | Focus Partners Advisor Solutions, LLC | 3,657 | 247K | — | +0.0% | 3Q | SEC ↗ |
| 45 | NORTHWEST WEALTH MANAGEMENT, LLC | 3,657 | 247K | — | +0.0% | 4Q | SEC ↗ |
| 46 | LEVEL FOUR ADVISORY SERVICES, LLC | 3,591 | 243K | — | +0.0% | 4Q | SEC ↗ |
| 47 | Corient Private Wealth LP | 3,565 | 241K | — | +0.0% | 3Q | SEC ↗ |
| 48 | Janney Montgomery Scott LLC | 3,537 | 239K | -197 | -5.3% | 4Q | SEC ↗ |
| 49 | Belpointe Asset Management LLC NEW | 3,388 | 229K | — | +0.0% | 1Q | SEC ↗ |
| 50 | Warner Group LLC NEW | 3,360 | 227K | — | +0.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (17)
| Holder | Shares | Value |
|---|---|---|
| ROMAN BUTLER FULLERTON & CO | 47,850 | 3M |
| IFG Advisory, LLC | 19,854 | 1M |
| CITADEL ADVISORS LLC | 16,678 | 1M |
| C2P Capital Advisory Group, LLC d.b | 4,856 | 328K |
| &PARTNERS | 4,624 | 313K |
| Belpointe Asset Management LLC | 3,388 | 229K |
| Warner Group LLC | 3,360 | 227K |
| FLOW TRADERS U.S. LLC | 3,318 | 224K |
| Koshinski Asset Management, Inc. | 3,055 | 207K |
| D.A. DAVIDSON & CO. | 2,979 | 201K |
| Prospera Financial Services Inc | 2,908 | 197K |
| FIFTH THIRD BANCORP | 520 | 35K |
| FIDUCIARY FINANCIAL ADVISORS | 416 | 28K |
| Regatta Research & Money Management | 183 | 12K |
| Global Retirement Partners, LLC | 170 | 11K |
| MERCER GLOBAL ADVISORS INC /ADV | 16 | 1K |
| NewEdge Advisors, LLC | 15 | 1K |
Sold Out (11)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Blueprint Financial Advisors LLC | 230,423 | 16M |
| Blueprint Investment Partners LLC | 230,423 | 16M |
| SIGNATURE ESTATE & INVESTMENT ADVIS | 3,275 | 221K |
| Cranbrook Wealth Management, LLC | 1,820 | 123K |
| Western Wealth Management, LLC | 964 | 65K |
| Sound Income Strategies, LLC | 722 | 49K |
| BANK OF MONTREAL /CAN | 189 | 13K |
| US BANCORP \DE | 140 | 9K |
| IFP Advisors, Inc | 59 | 4K |
| Merkkuri Wealth Advisors LLC | 12 | 1K |
| Hilton Head Capital Partners, LLC | 1 | 0K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| LPL Financial LLC | +40,492 | +18.4% | 260,096 |
| ROYAL BANK OF CANADA | +25,728 | +25.4% | 126,963 |
| GOLDMAN SACHS GROUP INC | +20,543 | +226.5% | 29,611 |
| Cetera Investment Advisers | +8,118 | +13.5% | 68,397 |
| WELLS FARGO & COMPANY/MN | +6,217 | +3.6% | 178,000 |
| JONES FINANCIAL COMPANIES LLLP | +6,079 | +96.0% | 12,412 |
| COMMONWEALTH EQUITY SERVICES, LLC | +5,018 | +14.2% | 40,400 |
| Tower Research Capital LLC (TRC) | +4,066 | +340.5% | 5,260 |
| OSAIC HOLDINGS, INC. | +1,218 | +9.2% | 14,508 |
| MML INVESTORS SERVICES, LLC | +800 | +10.5% | 8,425 |
| Kingsview Wealth Management, LLC | +681 | +0.6% | 122,159 |
| Baird Financial Group, Inc. | +500 | +7.5% | 7,164 |
| WEALTH ENHANCEMENT ADVISORY SERVICE | +46 | +0.8% | 5,496 |
| Advisory Alpha, LLC | +22 | +0.4% | 5,013 |
| Prasad Wealth Partners, LLC | +17 | +0.4% | 4,382 |
| TCFG WEALTH MANAGEMENT, LLC | +16 | +0.2% | 9,025 |
| Founders Financial Alliance, LLC | +12 | +0.4% | 2,879 |
| NWAM LLC | +9 | +0.0% | 20,098 |
| Rockefeller Capital Management L.P. | +2 | +0.2% | 819 |
| Advisory Advocates, LLC | +1 | +0.0% | 4,704 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Cambridge Investment Research Advis | -180,171 | -92.7% | 14,293 |
| MORGAN STANLEY | -19,161 | -9.4% | 185,118 |
| Kestra Advisory Services, LLC | -17,806 | -53.1% | 15,714 |
| Gateway Wealth Partners, LLC | -12,231 | -49.7% | 12,397 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | -7,599 | -37.7% | 12,558 |
| RAYMOND JAMES FINANCIAL INC | -7,326 | -6.8% | 100,999 |
| ENVESTNET ASSET MANAGEMENT INC | -3,393 | -7.8% | 40,028 |
| Proactive Wealth Strategies LLC | -3,256 | -2.7% | 119,349 |
| STIFEL FINANCIAL CORP | -2,625 | -21.4% | 9,614 |
| TRUIST FINANCIAL CORP | -1,182 | -2.5% | 46,570 |
| TWO SIGMA INVESTMENTS, LP | -975 | -6.3% | 14,500 |
| JPMORGAN CHASE & CO | -713 | -11.9% | 5,280 |
| Capital Analysts, LLC | -703 | -35.7% | 1,265 |
| UBS Group AG | -511 | -1.5% | 34,123 |
| Medallion Wealth Advisors, LLC | -297 | -6.3% | 4,387 |
| Janney Montgomery Scott LLC | -197 | -5.3% | 3,537 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | -190 | -12.9% | 1,287 |
| HARBOUR INVESTMENTS, INC. | -145 | -2.8% | 5,093 |
| Waverly Advisors, LLC | -126 | -2.0% | 6,113 |
| Wagner Wealth Management, LLC | -104 | -3.1% | 3,278 |