FYX Institutional Ownership
First Trust Small Cap Core AlphaDEX Fund
1W: -0.3%
1M: -3.8%
3M: -4.3%
YTD: +19.4%
1Y: +24.9%
3Y: +74.7%
5Y: +55.8%
$136.29
+0.79 (+0.58%)
Weekly Expected Move ±1.5%
$132
$134
$136
$138
$140
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — FYX
221
Institutional Holders
+25 vs prior quarter
0.0%
Ownership
+0.00pp
955M
Total Invested
43
New Positions
60
Increased
76
Reduced
17
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (236 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 715,280 | 97M | +170,920 | +31.4% | 70Q | SEC ↗ |
| 2 | ROYAL BANK OF CANADA | 704,083 | 96M | -4,317 | -0.6% | 67Q | SEC ↗ |
| 3 | LPL Financial LLC | 683,900 | 93M | +71,847 | +11.7% | 61Q | SEC ↗ |
| 4 | MORGAN STANLEY | 678,078 | 92M | +25,269 | +3.9% | 60Q | SEC ↗ |
| 5 | RAYMOND JAMES FINANCIAL INC | 435,608 | 59M | +21,755 | +5.3% | 7Q | SEC ↗ |
| 6 | UBS Group AG | 421,883 | 57M | +117,262 | +38.5% | 47Q | SEC ↗ |
| 7 | BANK OF AMERICA CORP /DE | 357,405 | 49M | -14,135 | -3.8% | 15Q | SEC ↗ |
| 8 | Janney Montgomery Scott LLC | 263,066 | 36M | +9,541 | +3.8% | 52Q | SEC ↗ |
| 9 | Genesee Capital Advisors, LLC | 163,889 | 22M | +96,213 | +142.2% | 9Q | SEC ↗ |
| 10 | Cetera Investment Advisers | 151,913 | 21M | +23,004 | +17.8% | 43Q | SEC ↗ |
| 11 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 120,332 | 16M | +3,451 | +3.0% | 39Q | SEC ↗ |
| 12 | Concurrent Investment Advisors, LLC | 107,601 | 15M | +22,084 | +25.8% | 5Q | SEC ↗ |
| 13 | ENVESTNET ASSET MANAGEMENT INC | 101,266 | 14M | +62,240 | +159.5% | 56Q | SEC ↗ |
| 14 | Crusonia Wealth Advisors LLC | 73,453 | 10M | -425 | -0.6% | 3Q | SEC ↗ |
| 15 | Chicago Partners Investment Group LLC | 71,639 | 10M | -988 | -1.4% | 47Q | SEC ↗ |
| 16 | Cambridge Investment Research Advisors | 67,761 | 9M | +486 | +0.7% | 61Q | SEC ↗ |
| 17 | Per Stirling Capital Management, LLC. | 66,712 | 9M | +1,183 | +1.8% | 15Q | SEC ↗ |
| 18 | COMMONWEALTH EQUITY SERVICES, LLC | 64,962 | 9M | -798 | -1.2% | 35Q | SEC ↗ |
| 19 | Wealth Alliance Advisory Group, LLC | 59,310 | 8M | -336 | -0.6% | 16Q | SEC ↗ |
| 20 | STIFEL FINANCIAL CORP | 54,429 | 7M | +16,700 | +44.3% | 49Q | SEC ↗ |
| 21 | Geneos Wealth Management Inc. | 53,610 | 7M | +1,234 | +2.4% | 7Q | SEC ↗ |
| 22 | FWG Holdings, LLC | 50,930 | 7M | +48,614 | +2099.1% | 3Q | SEC ↗ |
| 23 | Kestra Advisory Services, LLC | 50,485 | 7M | -7,920 | -13.6% | 24Q | SEC ↗ |
| 24 | D.A. DAVIDSON & CO. | 48,579 | 7M | +421 | +0.9% | 57Q | SEC ↗ |
| 25 | Mainsail Financial Group, LLC | 44,673 | 6M | +4,440 | +11.0% | 15Q | SEC ↗ |
| 26 | OSAIC HOLDINGS, INC. | 44,404 | 6M | +39 | +0.1% | 26Q | SEC ↗ |
| 27 | Hapanowicz & Associates Financial Serv | 41,586 | 6M | -894 | -2.1% | 39Q | SEC ↗ |
| 28 | JPMORGAN CHASE & CO | 37,178 | 5M | -2,263 | -5.7% | 15Q | SEC ↗ |
| 29 | MTM Investment Management, LLC | 36,765 | 5M | +504 | +1.4% | 22Q | SEC ↗ |
| 30 | HighTower Advisors, LLC | 36,502 | 5M | -353 | -1.0% | 40Q | SEC ↗ |
| 31 | JONES FINANCIAL COMPANIES LLLP | 36,340 | 5M | +11,030 | +43.6% | 9Q | SEC ↗ |
| 32 | CITY HOLDING CO | 35,861 | 5M | +4,509 | +14.4% | 35Q | SEC ↗ |
| 33 | Arrow Investment Advisors, LLC NEW | 32,447 | 4M | — | +0.0% | 1Q | SEC ↗ |
| 34 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 32,310 | 4M | +385 | +1.2% | 12Q | SEC ↗ |
| 35 | Troutman Wealth Management, LLC | 31,950 | 4M | -191 | -0.6% | 3Q | SEC ↗ |
| 36 | Baird Financial Group, Inc. | 30,593 | 4M | -395 | -1.3% | 45Q | SEC ↗ |
| 37 | HARBOUR INVESTMENTS, INC. | 30,029 | 4M | +17,980 | +149.2% | 17Q | SEC ↗ |
| 38 | Regal Investment Advisors LLC | 29,983 | 4M | -535 | -1.8% | 21Q | SEC ↗ |
| 39 | MML INVESTORS SERVICES, LLC | 29,812 | 4M | +2,373 | +8.6% | 19Q | SEC ↗ |
| 40 | Western Wealth Management, LLC | 29,597 | 4M | +83 | +0.3% | 19Q | SEC ↗ |
| 41 | Dorsey Wright & Associates NEW | 27,424 | 4M | — | +0.0% | 1Q | SEC ↗ |
| 42 | CWM, LLC | 25,841 | 4M | -1,082 | -4.0% | 18Q | SEC ↗ |
| 43 | ROMAN BUTLER FULLERTON & CO NEW | 24,128 | 3M | — | +0.0% | 1Q | SEC ↗ |
| 44 | PARK NATIONAL CORP /OH | 22,571 | 3M | -537 | -2.3% | 15Q | SEC ↗ |
| 45 | Equitable Holdings, Inc. | 22,106 | 3M | +6,091 | +38.0% | 23Q | SEC ↗ |
| 46 | Arkadios Wealth Advisors | 21,714 | 3M | +18,215 | +520.6% | 7Q | SEC ↗ |
| 47 | FIFTH THIRD BANCORP | 21,620 | 3M | -382 | -1.7% | 2Q | SEC ↗ |
| 48 | IFG Advisory, LLC | 21,515 | 3M | +21,378 | +15604.4% | 28Q | SEC ↗ |
| 49 | &PARTNERS | 20,069 | 3M | +5,959 | +42.2% | 8Q | SEC ↗ |
| 50 | TWO SIGMA INVESTMENTS, LP | 18,900 | 3M | +13,300 | +237.5% | 2Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| Arrow Investment Advisors, LLC | 32,447 | 4M |
| Dorsey Wright & Associates | 27,424 | 4M |
| ROMAN BUTLER FULLERTON & CO | 24,128 | 3M |
| Riggs Asset Managment Co. Inc. | 11,050 | 2M |
| AXXCESS WEALTH MANAGEMENT, LLC | 9,023 | 1M |
| FLOW TRADERS U.S. LLC | 8,116 | 1M |
| POWER WEALTH MANAGEMENT LLC | 7,056 | 962K |
| Lido Advisors, LLC | 5,863 | 799K |
| VestGen Investment Management | 5,128 | 699K |
| Balboa Wealth Partners | 4,520 | 616K |
| Brown Miller Wealth Management, LLC | 4,397 | 599K |
| Legacy Capital Group California, In | 3,914 | 533K |
| FIDUCIARY FINANCIAL ADVISORS | 3,765 | 513K |
| Prospera Financial Services Inc | 3,762 | 513K |
| Ausdal Financial Partners, Inc. | 3,346 | 456K |
| Ameritas Advisory Services, LLC | 2,333 | 318K |
| Advyzon Investment Management, LLC | 1,999 | 272K |
| Convergence Financial, LLC | 1,954 | 266K |
| Atria Investments, Inc | 1,753 | 239K |
| Fulcrum Equity Management | 1,711 | 233K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Main Line Retirement Advisors, LLC | 101,000 | 14M |
| SILVER OAK SECURITIES, INCORPORATED | 31,011 | 4M |
| Virtu Financial LLC | 21,120 | 3M |
| Milestones Private Investment Advis | 17,394 | 2M |
| G&S Capital LLC | 9,561 | 1M |
| Independent Advisor Alliance | 8,933 | 1M |
| TWO SIGMA SECURITIES, LLC | 7,237 | 986K |
| POTENTIA WEALTH | 6,015 | 820K |
| Envestnet Portfolio Solutions, Inc. | 5,107 | 696K |
| Independent Wealth Network Inc. | 4,380 | 597K |
| Coppell Advisory Solutions LLC | 3,638 | 496K |
| MONECO ADVISORS, LLC | 2,536 | 346K |
| TKG Advisors, LLC | 2,428 | 331K |
| Gateway Wealth Partners, LLC | 2,316 | 316K |
| EVOLVE PRIVATE WEALTH, LLC | 2,280 | 311K |
| BETO FINANCIAL GROUP, LLC | 1,529 | 208K |
| Sound Income Strategies, LLC | 1,330 | 181K |
| Wilmington Savings Fund Society, FS | 850 | 116K |
| TWIN PEAKS WEALTH ADVISORS, LLC | 578 | 79K |
| NBT BANK N A /NY | 257 | 35K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| WELLS FARGO & COMPANY/MN | +170,920 | +31.4% | 715,280 |
| UBS Group AG | +117,262 | +38.5% | 421,883 |
| Genesee Capital Advisors, LLC | +96,213 | +142.2% | 163,889 |
| LPL Financial LLC | +71,847 | +11.7% | 683,900 |
| ENVESTNET ASSET MANAGEMENT INC | +62,240 | +159.5% | 101,266 |
| FWG Holdings, LLC | +48,614 | +2099.1% | 50,930 |
| MORGAN STANLEY | +25,269 | +3.9% | 678,078 |
| Cetera Investment Advisers | +23,004 | +17.8% | 151,913 |
| Concurrent Investment Advisors, LLC | +22,084 | +25.8% | 107,601 |
| RAYMOND JAMES FINANCIAL INC | +21,755 | +5.3% | 435,608 |
| IFG Advisory, LLC | +21,378 | +15604.4% | 21,515 |
| Arkadios Wealth Advisors | +18,215 | +520.6% | 21,714 |
| HARBOUR INVESTMENTS, INC. | +17,980 | +149.2% | 30,029 |
| STIFEL FINANCIAL CORP | +16,700 | +44.3% | 54,429 |
| TWO SIGMA INVESTMENTS, LP | +13,300 | +237.5% | 18,900 |
| JONES FINANCIAL COMPANIES LLLP | +11,030 | +43.6% | 36,340 |
| Janney Montgomery Scott LLC | +9,541 | +3.8% | 263,066 |
| Private Advisor Group, LLC | +6,753 | +97.3% | 13,691 |
| Equitable Holdings, Inc. | +6,091 | +38.0% | 22,106 |
| &PARTNERS | +5,959 | +42.2% | 20,069 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| CITADEL ADVISORS LLC | -27,245 | -92.1% | 2,331 |
| JANE STREET GROUP, LLC | -20,218 | -90.0% | 2,247 |
| RFG Advisory, LLC | -19,412 | -62.9% | 11,459 |
| BANK OF AMERICA CORP /DE | -14,135 | -3.8% | 357,405 |
| MERCER GLOBAL ADVISORS INC /ADV | -11,144 | -53.9% | 9,529 |
| Kestra Advisory Services, LLC | -7,920 | -13.6% | 50,485 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | -7,029 | -57.8% | 5,124 |
| Maridea Wealth Management LLC | -5,353 | -41.9% | 7,422 |
| ROYAL BANK OF CANADA | -4,317 | -0.6% | 704,083 |
| Triumph Capital Management | -2,300 | -20.4% | 9,001 |
| JPMORGAN CHASE & CO | -2,263 | -5.7% | 37,178 |
| Lakeridge Wealth Management LLC | -2,164 | -12.6% | 15,072 |
| ARS Wealth Advisors Group, LLC | -1,589 | -13.7% | 9,980 |
| Hilton Head Capital Partners, LLC | -1,388 | -26.5% | 3,842 |
| CWM, LLC | -1,082 | -4.0% | 25,841 |
| Chicago Partners Investment Group L | -988 | -1.4% | 71,639 |
| Hapanowicz & Associates Financial S | -894 | -2.1% | 41,586 |
| COMMONWEALTH EQUITY SERVICES, LLC | -798 | -1.2% | 64,962 |
| SIGNATURE ESTATE & INVESTMENT ADVIS | -682 | -32.8% | 1,399 |
| PARK NATIONAL CORP /OH | -537 | -2.3% | 22,571 |