GAUG Institutional Ownership
FT Vest U.S. Equity Moderate Buffer ETF - August
1W: -0.0%
1M: +0.5%
3M: +1.8%
YTD: +7.7%
1Y: +9.4%
3Y: +44.0%
$42.30
+0.21 (+0.50%)
Weekly Expected Move ±0.8%
$42
$42
$42
$43
$43
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — GAUG
113
Institutional Holders
+0 vs prior quarter
0.0%
Ownership
+0.00pp
172M
Total Invested
12
New Positions
12
Increased
55
Reduced
9
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (122 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Arax Advisory Partners | 1,526,954 | $65M | +737,068 | +93.3% | 2Q | SEC ↗ |
| 2 | COMMONWEALTH EQUITY SERVICES, LLC | 279,530 | $12M | -9,259 | -3.2% | 12Q | SEC ↗ |
| 3 | RAYMOND JAMES FINANCIAL INC | 253,335 | $11M | -36,389 | -12.6% | 7Q | SEC ↗ |
| 4 | Kestra Advisory Services, LLC | 181,305 | $8M | -54,713 | -23.2% | 12Q | SEC ↗ |
| 5 | MILESTONE ASSET MANAGEMENT, LLC | 149,372 | $6M | +5,063 | +3.5% | 10Q | SEC ↗ |
| 6 | OSAIC HOLDINGS, INC. | 119,908 | $5M | -3,444 | -2.8% | 12Q | SEC ↗ |
| 7 | Americana Partners, LLC | 93,760 | $4M | -63,883 | -40.5% | 12Q | SEC ↗ |
| 8 | Schulz Wealth, LTD. NEW | 76,101 | $3M | — | +0.0% | 1Q | SEC ↗ |
| 9 | Cetera Investment Advisers | 75,168 | $3M | -3,468 | -4.4% | 12Q | SEC ↗ |
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 67,608 | $3M | +35,312 | +109.3% | 4Q | SEC ↗ |
| 11 | CITY HOLDING CO | 55,600 | $2M | -11,000 | -16.5% | 12Q | SEC ↗ |
| 12 | LPL Financial LLC | 54,972 | $2M | -57,176 | -51.0% | 10Q | SEC ↗ |
| 13 | Sage Capital Advisors,llc | 54,533 | $2M | -40 | -0.1% | 4Q | SEC ↗ |
| 14 | ENVESTNET ASSET MANAGEMENT INC | 51,556 | $2M | -6,810 | -11.7% | 12Q | SEC ↗ |
| 15 | Tanglewood Legacy Advisors, LLC | 48,766 | $2M | -5,321 | -9.8% | 12Q | SEC ↗ |
| 16 | INDEPENDENT FINANCIAL GROUP, LLC | 47,072 | $2M | -414 | -0.9% | 12Q | SEC ↗ |
| 17 | FOUNDERS FINANCIAL SECURITIES LLC NEW | 44,760 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 18 | ROYAL BANK OF CANADA | 44,435 | $2M | -3,578 | -7.5% | 8Q | SEC ↗ |
| 19 | Brookstone Capital Management | 43,958 | $2M | +89 | +0.2% | 8Q | SEC ↗ |
| 20 | Chris Bulman Inc | 43,286 | $2M | +111 | +0.3% | 9Q | SEC ↗ |
| 21 | Horizon Investments, LLC | 42,313 | $2M | -37,503 | -47.0% | 8Q | SEC ↗ |
| 22 | WealthPlan Investment Management, LLC | 38,015 | $2M | -2,847 | -7.0% | 5Q | SEC ↗ |
| 23 | C2P Capital Advisory Group, LLC d.b.a. | 35,170 | $1M | — | +0.0% | 4Q | SEC ↗ |
| 24 | OLD MISSION CAPITAL LLC NEW | 30,932 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 25 | Cambridge Investment Research Advisors | 29,818 | $1M | -608 | -2.0% | 12Q | SEC ↗ |
| 26 | MAI Capital Management | 29,110 | $1M | -50,418 | -63.4% | 7Q | SEC ↗ |
| 27 | Concurrent Investment Advisors, LLC | 28,785 | $1M | -226 | -0.8% | 8Q | SEC ↗ |
| 28 | Janney Montgomery Scott LLC NEW | 26,024 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 29 | CreativeOne Wealth, LLC | 22,243 | $941K | — | +0.0% | 8Q | SEC ↗ |
| 30 | Kovack Advisors, Inc. | 22,202 | $939K | -1,183 | -5.1% | 3Q | SEC ↗ |
| 31 | CITADEL ADVISORS LLC NEW | 21,310 | $901K | — | +0.0% | 1Q | SEC ↗ |
| 32 | JPMORGAN CHASE & CO | 20,988 | $888K | +11,966 | +132.6% | 3Q | SEC ↗ |
| 33 | CENTAURUS FINANCIAL, INC. | 20,671 | $874K | -560 | -2.6% | 12Q | SEC ↗ |
| 34 | Sanctuary Advisors, LLC | 20,570 | $870K | -7,171 | -25.8% | 9Q | SEC ↗ |
| 35 | Mutual Advisors, LLC | 20,509 | $868K | -600 | -2.8% | 12Q | SEC ↗ |
| 36 | TRUIST FINANCIAL CORP | 19,445 | $823K | -6,671 | -25.5% | 8Q | SEC ↗ |
| 37 | LVZ, Inc. | 17,960 | $760K | — | +0.0% | 6Q | SEC ↗ |
| 38 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 17,885 | $757K | — | +0.0% | 8Q | SEC ↗ |
| 39 | UPTICK PARTNERS, LLC | 17,707 | $749K | -968 | -5.2% | 11Q | SEC ↗ |
| 40 | Kestra Investment Management, LLC | 17,597 | $744K | — | +0.0% | 4Q | SEC ↗ |
| 41 | FSB PREMIER WEALTH MANAGEMENT, INC. | 17,517 | $741K | -26 | -0.1% | 8Q | SEC ↗ |
| 42 | Wood Tarver Financial Group, LLC | 16,764 | $709K | -133 | -0.8% | 7Q | SEC ↗ |
| 43 | WealthPLAN Partners, LLC | 14,134 | $598K | -2,173 | -13.3% | 5Q | SEC ↗ |
| 44 | HARBOUR INVESTMENTS, INC. | 13,755 | $582K | -3,064 | -18.2% | 12Q | SEC ↗ |
| 45 | Savvy Advisors, Inc. | 13,417 | $568K | -22 | -0.2% | 3Q | SEC ↗ |
| 46 | Anfield Capital Management, LLC | 12,790 | $541K | -2 | -0.0% | 4Q | SEC ↗ |
| 47 | KESTRA PRIVATE WEALTH SERVICES, LLC | 12,695 | $537K | — | +0.0% | 4Q | SEC ↗ |
| 48 | Beacon Pointe Advisors, LLC | 12,306 | $521K | -284 | -2.3% | 2Q | SEC ↗ |
| 49 | Sunbelt Securities, Inc. | 11,763 | $498K | -4,000 | -25.4% | 7Q | SEC ↗ |
| 50 | Ameritas Advisory Services, LLC | 11,689 | $494K | +3,060 | +35.5% | 5Q | SEC ↗ |
Recent Activity
New Positions (12)
| Holder | Shares | Value |
|---|---|---|
| Schulz Wealth, LTD. | 76,101 | $3M |
| FOUNDERS FINANCIAL SECURITIES LLC | 44,760 | $2M |
| OLD MISSION CAPITAL LLC | 30,932 | $1M |
| Janney Montgomery Scott LLC | 26,024 | $1M |
| CITADEL ADVISORS LLC | 21,310 | $901K |
| AXXCESS WEALTH MANAGEMENT, LLC | 5,843 | $247K |
| MML INVESTORS SERVICES, LLC | 5,427 | $230K |
| Cornerstone Wealth, LLC/TN | 5,119 | $217K |
| Gallagher Fiduciary Advisors, LLC | 4,929 | $208K |
| FIDUCIARY FINANCIAL ADVISORS | 2,010 | $85K |
| MERCER GLOBAL ADVISORS INC /ADV | 1,549 | $66K |
| Integrated Wealth Concepts LLC | 1,500 | $63K |
Sold Out (15)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| CAPTRUST FINANCIAL ADVISORS | 16,230 | $687K |
| JANE STREET GROUP, LLC | 13,526 | $572K |
| Bouchey Financial Group Ltd | 12,069 | $511K |
| Merit Financial Group, LLC | 10,118 | $428K |
| Orion Porfolio Solutions, LLC | 8,841 | $374K |
| WEALTHGARDEN F.S. LLC | 5,456 | $231K |
| NewEdge Advisors, LLC | 5,210 | $220K |
| Advisory Services Network, LLC | 2,606 | $110K |
| TopTier Wealth Management, LLC | 1,466 | $62K |
| FIFTH THIRD BANCORP | 1,393 | $59K |
| Allworth Financial LP | 333 | $14K |
| PNC Financial Services Group, Inc. | 169 | $7K |
| WELLS FARGO & COMPANY/MN | 96 | $4K |
| Capital Investment Advisory Service | 68 | $3K |
| Smartleaf Asset Management LLC | 34 | $1K |
Biggest Increases (12)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Arax Advisory Partners | +737,068 | +93.3% | 1,526,954 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | +35,312 | +109.3% | 67,608 |
| JPMORGAN CHASE & CO | +11,966 | +132.6% | 20,988 |
| MILESTONE ASSET MANAGEMENT, LLC | +5,063 | +3.5% | 149,372 |
| Ameritas Advisory Services, LLC | +3,060 | +35.5% | 11,689 |
| WEALTH ENHANCEMENT ADVISORY SERVICE | +1,036 | +9.8% | 11,577 |
| Farther Finance Advisors, LLC | +140 | +3.1% | 4,646 |
| CoreCap Advisors, LLC | +117 | +1.3% | 9,466 |
| Chris Bulman Inc | +111 | +0.3% | 43,286 |
| Foundations Investment Advisors, LL | +101 | +1.9% | 5,432 |
| Brookstone Capital Management | +89 | +0.2% | 43,958 |
| Triumph Capital Management | +4 | +0.1% | 4,399 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Americana Partners, LLC | -63,883 | -40.5% | 93,760 |
| LPL Financial LLC | -57,176 | -51.0% | 54,972 |
| Kestra Advisory Services, LLC | -54,713 | -23.2% | 181,305 |
| MAI Capital Management | -50,418 | -63.4% | 29,110 |
| MGO ONE SEVEN LLC | -42,615 | -86.6% | 6,600 |
| Horizon Investments, LLC | -37,503 | -47.0% | 42,313 |
| RAYMOND JAMES FINANCIAL INC | -36,389 | -12.6% | 253,335 |
| CITY HOLDING CO | -11,000 | -16.5% | 55,600 |
| COMMONWEALTH EQUITY SERVICES, LLC | -9,259 | -3.2% | 279,530 |
| Sanctuary Advisors, LLC | -7,171 | -25.8% | 20,570 |
| ENVESTNET ASSET MANAGEMENT INC | -6,810 | -11.7% | 51,556 |
| TRUIST FINANCIAL CORP | -6,671 | -25.5% | 19,445 |
| Archer Investment Corp | -6,537 | -81.6% | 1,477 |
| Tanglewood Legacy Advisors, LLC | -5,321 | -9.8% | 48,766 |
| HRT FINANCIAL LP | -4,034 | -27.1% | 10,840 |
| Sunbelt Securities, Inc. | -4,000 | -25.4% | 11,763 |
| Integrity Financial Corp /WA | -3,767 | -54.8% | 3,107 |
| ROYAL BANK OF CANADA | -3,578 | -7.5% | 44,435 |
| Cetera Investment Advisers | -3,468 | -4.4% | 75,168 |
| OSAIC HOLDINGS, INC. | -3,444 | -2.8% | 119,908 |