HFSI Institutional Ownership
Hartford Strategic Income ETF
1W: -0.8%
1M: -3.3%
3M: -4.6%
YTD: -4.8%
1Y: -5.0%
3Y: +8.5%
5Y: -12.2%
$33.55
-0.09 (-0.25%)
Weekly Expected Move ±0.7%
$33
$33
$34
$34
$34
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — HFSI
85
Institutional Holders
+13 vs prior quarter
0.0%
Ownership
+0.00pp
744M
Total Invested
17
New Positions
50
Increased
14
Reduced
4
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (88 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | New England Capital Financial Advisors | 2,742,268 | $92M | +197,332 | +7.8% | 3Q | SEC ↗ |
| 2 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 2,599,232 | $87M | +475,941 | +22.4% | 3Q | SEC ↗ |
| 3 | BANK OF AMERICA CORP /DE | 2,107,234 | $71M | +885,847 | +72.5% | 2Q | SEC ↗ |
| 4 | RAYMOND JAMES FINANCIAL INC | 1,583,072 | $53M | +394,494 | +33.2% | 4Q | SEC ↗ |
| 5 | Hartford Funds Management Co LLC | 1,559,242 | $52M | +22,652 | +1.5% | 7Q | SEC ↗ |
| 6 | BENJAMIN EDWARDS INC | 968,502 | $32M | -2,885 | -0.3% | 2Q | SEC ↗ |
| 7 | Retirement Management Systems Inc. | 832,783 | $28M | +109,645 | +15.2% | 3Q | SEC ↗ |
| 8 | Modern Wealth Management, LLC | 773,637 | $26M | +67,633 | +9.6% | 6Q | SEC ↗ |
| 9 | OSAIC HOLDINGS, INC. | 720,743 | $24M | +258,318 | +55.9% | 10Q | SEC ↗ |
| 10 | Bleakley Financial Group, LLC | 643,146 | $22M | +30,134 | +4.9% | 3Q | SEC ↗ |
| 11 | Wealthspire Retirement, LLC | 600,921 | $20M | -158 | -0.0% | 2Q | SEC ↗ |
| 12 | Centric Wealth Management | 411,612 | $14M | — | +0.0% | 7Q | SEC ↗ |
| 13 | ROYAL BANK OF CANADA | 389,715 | $13M | +3,903 | +1.0% | 3Q | SEC ↗ |
| 14 | ENVESTNET ASSET MANAGEMENT INC | 372,711 | $13M | +28,680 | +8.3% | 2Q | SEC ↗ |
| 15 | JONES FINANCIAL COMPANIES LLLP | 313,490 | $11M | +164,453 | +110.3% | 4Q | SEC ↗ |
| 16 | STIFEL FINANCIAL CORP | 308,104 | $10M | +67,868 | +28.3% | 4Q | SEC ↗ |
| 17 | Live Oak Investment Partners | 266,848 | $9M | +11,341 | +4.4% | 3Q | SEC ↗ |
| 18 | Focus Partners Wealth NEW | 255,309 | $9M | — | +0.0% | 1Q | SEC ↗ |
| 19 | Mutual Advisors, LLC | 244,505 | $8M | +21,976 | +9.9% | 2Q | SEC ↗ |
| 20 | GREAT VALLEY ADVISOR GROUP, INC. NEW | 233,559 | $8M | — | +0.0% | 1Q | SEC ↗ |
| 21 | CITIZENS FINANCIAL GROUP INC/RI | 225,038 | $8M | +8,591 | +4.0% | 3Q | SEC ↗ |
| 22 | LPL Financial LLC NEW | 210,893 | $7M | — | +0.0% | 1Q | SEC ↗ |
| 23 | MGO ONE SEVEN LLC | 202,154 | $7M | -8,929 | -4.2% | 3Q | SEC ↗ |
| 24 | TRUIST FINANCIAL CORP | 194,597 | $7M | +33,058 | +20.5% | 2Q | SEC ↗ |
| 25 | COMMONWEALTH EQUITY SERVICES, LLC | 178,985 | $6M | +14,594 | +8.9% | 6Q | SEC ↗ |
| 26 | Retirement Planning Group, LLC | 175,023 | $6M | +52,881 | +43.3% | 3Q | SEC ↗ |
| 27 | Sonoma Allocations LLC | 171,553 | $6M | +78,958 | +85.3% | 4Q | SEC ↗ |
| 28 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 167,236 | $6M | +6,584 | +4.1% | 17Q | SEC ↗ |
| 29 | Private Advisor Group, LLC NEW | 162,423 | $5M | — | +0.0% | 1Q | SEC ↗ |
| 30 | Sanctuary Advisors, LLC | 144,428 | $5M | +8,062 | +5.9% | 5Q | SEC ↗ |
| 31 | WNY Asset Management, LLC | 108,824 | $4M | -71,263 | -39.6% | 2Q | SEC ↗ |
| 32 | DIVERSIFY WEALTH MANAGEMENT, LLC NEW | 103,237 | $3M | — | +0.0% | 1Q | SEC ↗ |
| 33 | Diversify Advisory Services, LLC NEW | 103,237 | $3M | — | +0.0% | 1Q | SEC ↗ |
| 34 | MML INVESTORS SERVICES, LLC | 90,702 | $3M | +68,273 | +304.4% | 3Q | SEC ↗ |
| 35 | Strategic Blueprint, LLC | 84,593 | $3M | +13,072 | +18.3% | 6Q | SEC ↗ |
| 36 | Cambridge Investment Research Advisors | 79,450 | $3M | +707 | +0.9% | 4Q | SEC ↗ |
| 37 | CARY STREET PARTNERS FINANCIAL LLC | 76,730 | $3M | +9,444 | +14.0% | 3Q | SEC ↗ |
| 38 | JPMORGAN CHASE & CO | 65,622 | $2M | +7,895 | +13.7% | 5Q | SEC ↗ |
| 39 | Beacon Pointe Advisors, LLC NEW | 65,375 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 40 | NATIXIS ADVISORS, LLC | 63,397 | $2M | +40,660 | +178.8% | 2Q | SEC ↗ |
| 41 | Kovack Advisors, Inc. | 51,047 | $2M | +1,678 | +3.4% | 4Q | SEC ↗ |
| 42 | &PARTNERS | 43,039 | $1M | +1,429 | +3.4% | 2Q | SEC ↗ |
| 43 | Destiny Capital Corp/CO | 37,985 | $1M | +20,773 | +120.7% | 2Q | SEC ↗ |
| 44 | LIBERTY ONE INVESTMENT MANAGEMENT, LLC | 37,306 | $1M | +3,180 | +9.3% | 3Q | SEC ↗ |
| 45 | EP Wealth Advisors, LLC NEW | 36,063 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 46 | Cetera Investment Advisers | 33,986 | $1M | +16,560 | +95.0% | 2Q | SEC ↗ |
| 47 | Steward Partners Investment Advisory, | 31,643 | $1M | +428 | +1.4% | 3Q | SEC ↗ |
| 48 | Hobart Private Capital, LLC | 25,876 | $868K | -792 | -3.0% | 3Q | SEC ↗ |
| 49 | Mariner, LLC | 22,417 | $752K | +1,379 | +6.6% | 6Q | SEC ↗ |
| 50 | AdvisorNet Financial, Inc | 22,095 | $741K | +2,936 | +15.3% | 3Q | SEC ↗ |
Recent Activity
New Positions (17)
| Holder | Shares | Value |
|---|---|---|
| Focus Partners Wealth | 255,309 | $9M |
| GREAT VALLEY ADVISOR GROUP, INC. | 233,559 | $8M |
| LPL Financial LLC | 210,893 | $7M |
| Private Advisor Group, LLC | 162,423 | $5M |
| Diversify Advisory Services, LLC | 103,237 | $3M |
| DIVERSIFY WEALTH MANAGEMENT, LLC | 103,237 | $3M |
| Beacon Pointe Advisors, LLC | 65,375 | $2M |
| EP Wealth Advisors, LLC | 36,063 | $1M |
| Evergreen Wealth Partners LLC | 17,393 | $584K |
| FLAGSHIP HARBOR ADVISORS, LLC | 16,835 | $565K |
| CWC Advisors, LLC. | 11,408 | $383K |
| Vise Technologies, Inc. | 10,920 | $366K |
| StoneX Group Inc. | 8,919 | $299K |
| AXXCESS WEALTH MANAGEMENT, LLC | 6,983 | $234K |
| BARNES PETTEY FINANCIAL ADVISORS, L | 5,726 | $192K |
| Continuum Advisory, LLC | 876 | $29K |
| Rockefeller Capital Management L.P. | 81 | $3K |
Sold Out (7)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Gateway Wealth Partners, LLC | 24,950 | $837K |
| D.A. DAVIDSON & CO. | 7,540 | $253K |
| GOLDMAN SACHS GROUP INC | 6,502 | $218K |
| Kestra Advisory Services, LLC | 1,104 | $37K |
| Ascentis Independent Advisors | 1,008 | $34K |
| Farther Finance Advisors, LLC | 315 | $11K |
| Allworth Financial LP | 200 | $7K |
Biggest Increases (20)
Biggest Decreases (10)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Summit Financial, LLC | -111,531 | -94.3% | 6,788 |
| WNY Asset Management, LLC | -71,263 | -39.6% | 108,824 |
| CORE WEALTH ADVISORS, LLC | -66,566 | -78.7% | 17,991 |
| MGO ONE SEVEN LLC | -8,929 | -4.2% | 202,154 |
| Marks Group Wealth Management, Inc | -7,316 | -31.0% | 16,263 |
| BENJAMIN EDWARDS INC | -2,885 | -0.3% | 968,502 |
| Arkadios Wealth Advisors | -1,088 | -5.1% | 20,353 |
| Hobart Private Capital, LLC | -792 | -3.0% | 25,876 |
| Meridian Financial Advisors, LLC | -484 | -4.9% | 9,466 |
| Wealthspire Retirement, LLC | -158 | -0.0% | 600,921 |