NBSM Institutional Ownership
Neuberger Berman Small-Mid Cap ETF
1W: -0.8%
1M: -4.1%
3M: -2.7%
YTD: +9.0%
1Y: +9.7%
$27.67
+0.23 (+0.84%)
Weekly Expected Move ±1.4%
$27
$27
$28
$28
$28
Overview
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Institutional Ownership — NBSM
26
Institutional Holders
+4 vs prior quarter
0.0%
Ownership
+0.00pp
70M
Total Invested
7
New Positions
9
Increased
8
Reduced
3
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (26 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | NEUBERGER BERMAN GROUP LLC | 747,128 | 21M | -4,388,119 | -85.5% | 10Q | SEC ↗ |
| 2 | LPL Financial LLC | 269,987 | 7M | -50,416 | -15.7% | 7Q | SEC ↗ |
| 3 | STAGE HARBOR FINANCIAL, LLC | 254,627 | 7M | +17,247 | +7.3% | 3Q | SEC ↗ |
| 4 | RAYMOND JAMES FINANCIAL INC | 226,172 | 6M | +11,914 | +5.6% | 6Q | SEC ↗ |
| 5 | BANK OF AMERICA CORP /DE | 199,777 | 6M | +17,386 | +9.5% | 7Q | SEC ↗ |
| 6 | Cambridge Investment Research Advisors | 142,596 | 4M | +28,121 | +24.6% | 5Q | SEC ↗ |
| 7 | Broadway Wealth Solutions, Inc. | 129,898 | 4M | +8,425 | +6.9% | 5Q | SEC ↗ |
| 8 | JONES FINANCIAL COMPANIES LLLP | 110,340 | 3M | +1,255 | +1.2% | 7Q | SEC ↗ |
| 9 | EXCHANGE TRADED CONCEPTS, LLC | 107,783 | 3M | -24,354 | -18.4% | 7Q | SEC ↗ |
| 10 | MORGAN STANLEY NEW | 53,175 | 1M | — | +0.0% | 1Q | SEC ↗ |
| 11 | HighTower Advisors, LLC | 47,351 | 1M | +2,475 | +5.5% | 4Q | SEC ↗ |
| 12 | Worth Financial Advisory Group, LLC NEW | 29,136 | 806K | — | +0.0% | 1Q | SEC ↗ |
| 13 | FLOW TRADERS U.S. LLC NEW | 28,588 | 791K | — | +0.0% | 1Q | SEC ↗ |
| 14 | ROYAL BANK OF CANADA | 25,229 | 698K | -25,881 | -50.6% | 2Q | SEC ↗ |
| 15 | BARNES PETTEY FINANCIAL ADVISORS, LLC | 16,980 | 470K | +6,630 | +64.1% | 4Q | SEC ↗ |
| 16 | SUSQUEHANNA INTERNATIONAL GROUP, LLP NEW | 13,873 | 384K | — | +0.0% | 1Q | SEC ↗ |
| 17 | CITADEL ADVISORS LLC NEW | 12,358 | 342K | — | +0.0% | 1Q | SEC ↗ |
| 18 | Pathstone Holdings, LLC | 11,570 | 320K | — | +0.0% | 3Q | SEC ↗ |
| 19 | BARRETT & COMPANY, INC. | 3,814 | 106K | +488 | +14.7% | 7Q | SEC ↗ |
| 20 | OSAIC HOLDINGS, INC. | 3,098 | 86K | -8,390 | -73.0% | 4Q | SEC ↗ |
| 21 | Rockefeller Capital Management L.P. NEW | 1,499 | 41K | — | +0.0% | 1Q | SEC ↗ |
| 22 | UBS Group AG NEW | 1,491 | 41K | — | +0.0% | 1Q | SEC ↗ |
| 23 | HARBOUR INVESTMENTS, INC. | 75 | 2K | — | +0.0% | 2Q | SEC ↗ |
| 24 | JANE STREET GROUP, LLC | 0 | 0K | -12,964 | -100.0% | 1Q | SEC ↗ |
| 25 | Chevy Chase Trust Holdings, LLC | 0 | 0K | -11,050 | -100.0% | 1Q | SEC ↗ |
| 26 | MOTCO | 0 | 0K | -66,351 | -100.0% | 4Q | SEC ↗ |
Recent Activity
New Positions (7)
| Holder | Shares | Value |
|---|---|---|
| MORGAN STANLEY | 53,175 | 1M |
| Worth Financial Advisory Group, LLC | 29,136 | 806K |
| FLOW TRADERS U.S. LLC | 28,588 | 791K |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 13,873 | 384K |
| CITADEL ADVISORS LLC | 12,358 | 342K |
| Rockefeller Capital Management L.P. | 1,499 | 41K |
| UBS Group AG | 1,491 | 41K |
Sold Out (3)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| MOTCO | 66,351 | 2M |
| JANE STREET GROUP, LLC | 12,964 | 359K |
| Chevy Chase Trust Holdings, LLC | 11,050 | 306K |
Biggest Increases (9)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Cambridge Investment Research Advis | +28,121 | +24.6% | 142,596 |
| BANK OF AMERICA CORP /DE | +17,386 | +9.5% | 199,777 |
| STAGE HARBOR FINANCIAL, LLC | +17,247 | +7.3% | 254,627 |
| RAYMOND JAMES FINANCIAL INC | +11,914 | +5.6% | 226,172 |
| Broadway Wealth Solutions, Inc. | +8,425 | +6.9% | 129,898 |
| BARNES PETTEY FINANCIAL ADVISORS, L | +6,630 | +64.1% | 16,980 |
| HighTower Advisors, LLC | +2,475 | +5.5% | 47,351 |
| JONES FINANCIAL COMPANIES LLLP | +1,255 | +1.2% | 110,340 |
| BARRETT & COMPANY, INC. | +488 | +14.7% | 3,814 |
Biggest Decreases (5)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| NEUBERGER BERMAN GROUP LLC | -4,388,119 | -85.5% | 747,128 |
| LPL Financial LLC | -50,416 | -15.7% | 269,987 |
| ROYAL BANK OF CANADA | -25,881 | -50.6% | 25,229 |
| EXCHANGE TRADED CONCEPTS, LLC | -24,354 | -18.4% | 107,783 |
| OSAIC HOLDINGS, INC. | -8,390 | -73.0% | 3,098 |