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NVBW Institutional Ownership

AllianzIM U.S. Equity Buffer20 Nov ETF
1W: +0.1% 1M: +0.9% 3M: +2.6% YTD: +8.4% 1Y: +10.2% 3Y: +29.7%
$36.68
+0.09 (+0.25%)
 
Weekly Expected Move ±0.6%
$36 $36 $37 $37 $37
ETF CBOE · AUM $97.2M

Institutional Ownership — NVBW

52
Institutional Holders
+2 vs prior quarter
0.0%
Ownership
+0.00pp
71M
Total Invested
7
New Positions
7
Increased
21
Reduced
2
Closed
0.00
Put/Call Ratio

Ownership Trends

Top Institutional Holders (54 total)

# Holder Shares Value Change Change % Holding Period Filing
1 COMMONWEALTH EQUITY SERVICES, LLC 235,388 9M -4,863 -2.0% 15Q SEC ↗
2 AMERICAN ASSET MANAGEMENT INC. 227,201 8M -3,197 -1.4% 7Q SEC ↗
3 Allianz SE 191,778 7M +35,504 +22.7% 3Q SEC ↗
4 OSAIC HOLDINGS, INC. 177,423 7M +15,495 +9.6% 15Q SEC ↗
5 Kestra Advisory Services, LLC 164,946 6M -10,784 -6.1% 15Q SEC ↗
6 Cetera Investment Advisers 163,340 6M -42,000 -20.5% 15Q SEC ↗
7 LPL Financial LLC 136,236 5M -7,741 -5.4% 11Q SEC ↗
8 RAYMOND JAMES FINANCIAL INC 104,325 4M +1,518 +1.5% 7Q SEC ↗
9 Castle Rock Wealth Management, LLC 74,803 3M — +0.0% 7Q SEC ↗
10 Spire Wealth Management 65,228 2M -851 -1.3% 7Q SEC ↗
11 HARBOUR INVESTMENTS, INC. 38,305 1M -2,730 -6.7% 11Q SEC ↗
12 Cambridge Investment Research Advisors 38,248 1M -39,444 -50.8% 15Q SEC ↗
13 OLD MISSION CAPITAL LLC 31,318 1M -5,366 -14.6% 6Q SEC ↗
14 World Investment Advisors 26,019 954K +1,660 +6.8% 3Q SEC ↗
15 Tyche Wealth Partners LLC 24,290 891K — +0.0% 3Q SEC ↗
16 CENTAURUS FINANCIAL, INC. 22,879 839K — +0.0% 11Q SEC ↗
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,823 837K +14,544 +175.7% 13Q SEC ↗
18 JIM SAULNIER & ASSOCIATES, LLC 18,344 673K — +0.0% 7Q SEC ↗
19 Farther Finance Advisors, LLC 17,886 656K — +0.0% 7Q SEC ↗
20 PFG Advisors 17,361 637K -50,866 -74.6% 7Q SEC ↗
21 Focus Financial Network, Inc. 16,313 598K -185 -1.1% 7Q SEC ↗
22 Joseph P. Lucia & Associates, LLC 12,719 467K — +0.0% 7Q SEC ↗
23 IFP Advisors, Inc 12,266 450K — +0.0% 15Q SEC ↗
24 CITADEL ADVISORS LLC NEW 11,762 431K — +0.0% 1Q SEC ↗
25 WEALTH ENHANCEMENT ADVISORY SERVICES, 11,604 426K — +0.0% 3Q SEC ↗
26 Avidian Wealth Enterprises, LLC 10,923 401K — +0.0% 3Q SEC ↗
27 Diversify Advisory Services, LLC NEW 10,456 384K — +0.0% 1Q SEC ↗
28 DIVERSIFY WEALTH MANAGEMENT, LLC 10,456 384K — +0.0% 2Q SEC ↗
29 Elevation Wealth Management LLC 10,420 382K — +0.0% 3Q SEC ↗
30 MML INVESTORS SERVICES, LLC 10,242 376K +633 +6.6% 3Q SEC ↗
31 SAGESPRING WEALTH PARTNERS, LLC 9,332 342K — +0.0% 7Q SEC ↗
32 HRT FINANCIAL LP NEW 7,518 276K — +0.0% 1Q SEC ↗
33 Grantvest Financial Group LLC 7,390 271K -1,609 -17.9% 7Q SEC ↗
34 Patriot Financial Group Insurance Agen 7,226 265K -7,226 -50.0% 3Q SEC ↗
35 Advus Financial Partners, LLC 6,637 243K -100 -1.5% 7Q SEC ↗
36 Creative Planning 6,593 242K — +0.0% 4Q SEC ↗
37 Taylor Securities Services, Inc. 6,475 238K -284 -4.2% 3Q SEC ↗
38 First Heartland Consultants, Inc. 6,022 221K -142 -2.3% 3Q SEC ↗
39 Allegheny Financial Group NEW 5,760 211K — +0.0% 1Q SEC ↗
40 CREATIVE FINANCIAL DESIGNS INC /ADV 5,175 190K -14 -0.3% 7Q SEC ↗
41 JPMORGAN CHASE & CO 4,922 181K -1,128 -18.6% 4Q SEC ↗
42 POM Investment Strategies, LLC 2,980 109K — +0.0% 2Q SEC ↗
43 BLUE BELL PRIVATE WEALTH MANAGEMENT, L 2,003 73K -39 -1.9% 15Q SEC ↗
44 ST GERMAIN D J CO INC 1,600 59K — +0.0% 2Q SEC ↗
45 Capital Investment Advisory Services, 820 30K — +0.0% 2Q SEC ↗
46 Lloyd Advisory Services, LLC. NEW 486 18K — +0.0% 1Q SEC ↗
47 DHJJ Financial Advisors, Ltd. 330 12K — +0.0% 11Q SEC ↗
48 UBS Group AG 267 10K +87 +48.3% 2Q SEC ↗
49 BARCLAYS PLC NEW 129 5K — +0.0% 1Q SEC ↗
50 AE Wealth Management LLC NEW 47 2K — +0.0% 1Q SEC ↗

Recent Activity

New Positions (7)
Sold Out (4)
HolderPrev SharesPrev Value
ACCESS FINANCIAL SERVICES, INC. 29,170 1M
JANE STREET GROUP, LLC 6,342 233K
AMERIPRISE FINANCIAL INC 6,313 232K
Foundations Investment Advisors, LL 6,184 227K
Biggest Increases (7)
HolderAddedChange %Total Shares
Allianz SE +35,504 +22.7% 191,778
OSAIC HOLDINGS, INC. +15,495 +9.6% 177,423
SUSQUEHANNA INTERNATIONAL GROUP, LL +14,544 +175.7% 22,823
World Investment Advisors +1,660 +6.8% 26,019
RAYMOND JAMES FINANCIAL INC +1,518 +1.5% 104,325
MML INVESTORS SERVICES, LLC +633 +6.6% 10,242
UBS Group AG +87 +48.3% 267
Biggest Decreases (19)
HolderReducedChange %Total Shares
PFG Advisors -50,866 -74.6% 17,361
Cetera Investment Advisers -42,000 -20.5% 163,340
Cambridge Investment Research Advis -39,444 -50.8% 38,248
Kestra Advisory Services, LLC -10,784 -6.1% 164,946
LPL Financial LLC -7,741 -5.4% 136,236
Patriot Financial Group Insurance A -7,226 -50.0% 7,226
OLD MISSION CAPITAL LLC -5,366 -14.6% 31,318
COMMONWEALTH EQUITY SERVICES, LLC -4,863 -2.0% 235,388
AMERICAN ASSET MANAGEMENT INC. -3,197 -1.4% 227,201
HARBOUR INVESTMENTS, INC. -2,730 -6.7% 38,305
Grantvest Financial Group LLC -1,609 -17.9% 7,390
JPMORGAN CHASE & CO -1,128 -18.6% 4,922
Spire Wealth Management -851 -1.3% 65,228
Taylor Securities Services, Inc. -284 -4.2% 6,475
Focus Financial Network, Inc. -185 -1.1% 16,313
First Heartland Consultants, Inc. -142 -2.3% 6,022
Advus Financial Partners, LLC -100 -1.5% 6,637
BLUE BELL PRIVATE WEALTH MANAGEMENT -39 -1.9% 2,003
CREATIVE FINANCIAL DESIGNS INC /ADV -14 -0.3% 5,175

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms