OCTU Institutional Ownership
AllianzIM U.S. Equity Buffer15 Uncapped Oct ETF
1W: -0.6%
YTD: +0.6%
$31.00
+0.12 (+0.39%)
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Institutional Ownership — OCTU
47
Institutional Holders
+4 vs prior quarter
0.0%
Ownership
+0.00pp
52M
Total Invested
8
New Positions
8
Increased
27
Reduced
11
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (47 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Allianz SE | 512,093 | $16M | +26,241 | +5.4% | 3Q | SEC ↗ |
| 2 | RFG Advisory, LLC | 209,942 | $7M | +6,935 | +3.4% | 6Q | SEC ↗ |
| 3 | STEPHENS INC /AR | 206,007 | $6M | -2,544 | -1.2% | 7Q | SEC ↗ |
| 4 | COMMONWEALTH EQUITY SERVICES, LLC | 171,860 | $5M | -275,484 | -61.6% | 7Q | SEC ↗ |
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 82,117 | $3M | +51,493 | +168.1% | 6Q | SEC ↗ |
| 6 | USA FINANCIAL FORMULAS NEW | 77,505 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 7 | AE Wealth Management LLC | 47,990 | $1M | -100,023 | -67.6% | 6Q | SEC ↗ |
| 8 | OneDigital Investment Advisors LLC | 44,028 | $1M | -19,825 | -31.0% | 7Q | SEC ↗ |
| 9 | Savant Capital, LLC | 43,259 | $1M | — | +0.0% | 7Q | SEC ↗ |
| 10 | OSAIC HOLDINGS, INC. | 42,824 | $1M | -32,218 | -42.9% | 4Q | SEC ↗ |
| 11 | Arax Advisory Partners | 26,214 | $813K | +10,760 | +69.6% | 3Q | SEC ↗ |
| 12 | Cypress Wealth Services, LLC | 25,494 | $790K | — | +0.0% | 7Q | SEC ↗ |
| 13 | Cetera Investment Advisers | 23,316 | $723K | -418 | -1.8% | 7Q | SEC ↗ |
| 14 | Regatta Research & Money Management NEW | 21,856 | $678K | — | +0.0% | 1Q | SEC ↗ |
| 15 | JANE STREET GROUP, LLC NEW | 17,679 | $548K | — | +0.0% | 1Q | SEC ↗ |
| 16 | OLD MISSION CAPITAL LLC | 16,940 | $525K | +2,525 | +17.5% | 2Q | SEC ↗ |
| 17 | NBZ Investment Advisors LLC | 13,922 | $432K | -396 | -2.8% | 4Q | SEC ↗ |
| 18 | RAYMOND JAMES FINANCIAL INC NEW | 13,527 | $419K | — | +0.0% | 1Q | SEC ↗ |
| 19 | Kestra Advisory Services, LLC | 13,483 | $418K | -2,700 | -16.7% | 3Q | SEC ↗ |
| 20 | MML INVESTORS SERVICES, LLC | 12,678 | $393K | +746 | +6.3% | 3Q | SEC ↗ |
| 21 | AMERIPRISE FINANCIAL INC | 11,804 | $366K | -5,565 | -32.0% | 2Q | SEC ↗ |
| 22 | ENVESTNET ASSET MANAGEMENT INC | 10,636 | $330K | +799 | +8.1% | 3Q | SEC ↗ |
| 23 | Farther Finance Advisors, LLC NEW | 8,728 | $271K | — | +0.0% | 1Q | SEC ↗ |
| 24 | HRT FINANCIAL LP NEW | 8,455 | $262K | — | +0.0% | 1Q | SEC ↗ |
| 25 | IFP Advisors, Inc | 8,190 | $254K | +1,689 | +26.0% | 4Q | SEC ↗ |
| 26 | Patriot Financial Group Insurance Agen | 7,923 | $246K | -7,923 | -50.0% | 5Q | SEC ↗ |
| 27 | BCGM Wealth Management, LLC | 7,901 | $245K | -1,339 | -14.5% | 7Q | SEC ↗ |
| 28 | CENTAURUS FINANCIAL, INC. | 6,241 | $193K | — | +0.0% | 6Q | SEC ↗ |
| 29 | HARBOUR INVESTMENTS, INC. | 5,223 | $162K | -1,166 | -18.3% | 7Q | SEC ↗ |
| 30 | JPMORGAN CHASE & CO | 3,651 | $113K | -4,904 | -57.3% | 6Q | SEC ↗ |
| 31 | DHJJ Financial Advisors, Ltd. | 1,695 | $53K | — | +0.0% | 3Q | SEC ↗ |
| 32 | Elevated Capital Advisors, LLC | 217 | $7K | -84 | -27.9% | 2Q | SEC ↗ |
| 33 | IFG Advisory, LLC NEW | 187 | $6K | — | +0.0% | 1Q | SEC ↗ |
| 34 | COUNTRY TRUST BANK NEW | 134 | $4K | — | +0.0% | 1Q | SEC ↗ |
| 35 | UBS Group AG | 90 | $3K | -249 | -73.5% | 6Q | SEC ↗ |
| 36 | Lloyd Advisory Services, LLC. | 6 | $0K | -214 | -97.3% | 3Q | SEC ↗ |
| 37 | Quest 10 Wealth Builders, Inc. | 0 | $0K | -2,906 | -100.0% | 4Q | SEC ↗ |
| 38 | Key Capital Management, INC | 0 | $0K | -116 | -100.0% | 2Q | SEC ↗ |
| 39 | Foundations Investment Advisors, LLC | 0 | $0K | -9,831 | -100.0% | 2Q | SEC ↗ |
| 40 | Networth Advisors, LLC | 0 | $0K | -207 | -100.0% | 2Q | SEC ↗ |
| 41 | Decker Retirement Planning Inc. | 0 | $0K | -62 | -100.0% | 2Q | SEC ↗ |
| 42 | Wellment Financial | 0 | $0K | -10,493 | -100.0% | 4Q | SEC ↗ |
| 43 | Kingdom Financial Group LLC. | 0 | $0K | -220 | -100.0% | 2Q | SEC ↗ |
| 44 | FWG Investments, LLC. | 0 | $0K | -10,260 | -100.0% | 4Q | SEC ↗ |
| 45 | SMART Wealth LLC | 0 | $0K | -10,293 | -100.0% | 2Q | SEC ↗ |
| 46 | KESTRA PRIVATE WEALTH SERVICES, LLC | 0 | $0K | -10,230 | -100.0% | 1Q | SEC ↗ |
| 47 | US BANCORP \DE | 0 | $0K | -9 | -100.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (8)
| Holder | Shares | Value |
|---|---|---|
| USA FINANCIAL FORMULAS | 77,505 | $2M |
| Regatta Research & Money Management | 21,856 | $678K |
| JANE STREET GROUP, LLC | 17,679 | $548K |
| RAYMOND JAMES FINANCIAL INC | 13,527 | $419K |
| Farther Finance Advisors, LLC | 8,728 | $271K |
| HRT FINANCIAL LP | 8,455 | $262K |
| IFG Advisory, LLC | 187 | $6K |
| COUNTRY TRUST BANK | 134 | $4K |
Sold Out (11)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Wellment Financial | 10,493 | $325K |
| SMART Wealth LLC | 10,293 | $319K |
| FWG Investments, LLC. | 10,260 | $318K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 10,230 | $317K |
| Foundations Investment Advisors, LL | 9,831 | $305K |
| Quest 10 Wealth Builders, Inc. | 2,906 | $90K |
| Kingdom Financial Group LLC. | 220 | $7K |
| Networth Advisors, LLC | 207 | $6K |
| Key Capital Management, INC | 116 | $4K |
| Decker Retirement Planning Inc. | 62 | $2K |
| US BANCORP \DE | 9 | $0K |
Biggest Increases (8)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LL | +51,493 | +168.1% | 82,117 |
| Allianz SE | +26,241 | +5.4% | 512,093 |
| Arax Advisory Partners | +10,760 | +69.6% | 26,214 |
| RFG Advisory, LLC | +6,935 | +3.4% | 209,942 |
| OLD MISSION CAPITAL LLC | +2,525 | +17.5% | 16,940 |
| IFP Advisors, Inc | +1,689 | +26.0% | 8,190 |
| ENVESTNET ASSET MANAGEMENT INC | +799 | +8.1% | 10,636 |
| MML INVESTORS SERVICES, LLC | +746 | +6.3% | 12,678 |
Biggest Decreases (16)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| COMMONWEALTH EQUITY SERVICES, LLC | -275,484 | -61.6% | 171,860 |
| AE Wealth Management LLC | -100,023 | -67.6% | 47,990 |
| OSAIC HOLDINGS, INC. | -32,218 | -42.9% | 42,824 |
| OneDigital Investment Advisors LLC | -19,825 | -31.0% | 44,028 |
| Patriot Financial Group Insurance A | -7,923 | -50.0% | 7,923 |
| AMERIPRISE FINANCIAL INC | -5,565 | -32.0% | 11,804 |
| JPMORGAN CHASE & CO | -4,904 | -57.3% | 3,651 |
| Kestra Advisory Services, LLC | -2,700 | -16.7% | 13,483 |
| STEPHENS INC /AR | -2,544 | -1.2% | 206,007 |
| BCGM Wealth Management, LLC | -1,339 | -14.5% | 7,901 |
| HARBOUR INVESTMENTS, INC. | -1,166 | -18.3% | 5,223 |
| Cetera Investment Advisers | -418 | -1.8% | 23,316 |
| NBZ Investment Advisors LLC | -396 | -2.8% | 13,922 |
| UBS Group AG | -249 | -73.5% | 90 |
| Lloyd Advisory Services, LLC. | -214 | -97.3% | 6 |
| Elevated Capital Advisors, LLC | -84 | -27.9% | 217 |