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PBAP Institutional Ownership

PGIM S&P 500 Buffer 20 ETF - April
1W: +0.0% YTD: +0.4%
$31.71
+0.03 (+0.09%)
 
ETF CBOE · AUM $36.5M

Institutional Ownership — PBAP

18
Institutional Holders
+1 vs prior quarter
0.0%
Ownership
+0.00pp
28M
Total Invested
2
New Positions
10
Increased
3
Reduced
3
Closed
0.00
Put/Call Ratio

Ownership Trends

Top Institutional Holders (18 total)

# Holder Shares Value Change Change % Holding Period Filing
1 PRUDENTIAL FINANCIAL INC 488,860 16M +194,797 +66.2% 9Q SEC ↗
2 CENTAURUS FINANCIAL, INC. 104,342 3M +42,115 +67.7% 5Q SEC ↗
3 JIM SAULNIER & ASSOCIATES, LLC 81,028 3M +23,794 +41.6% 8Q SEC ↗
4 Blue Water Asset Management 48,873 2M +9,254 +23.4% 3Q SEC ↗
5 Cetera Investment Advisers 38,309 1M +26,131 +214.6% 9Q SEC ↗
6 SMITH, MOORE & CO. NEW 33,333 1M — +0.0% 1Q SEC ↗
7 Spire Wealth Management 32,015 1M +12,235 +61.9% 5Q SEC ↗
8 COMMONWEALTH EQUITY SERVICES, LLC 26,858 852K +4,754 +21.5% 6Q SEC ↗
9 Kestra Advisory Services, LLC 20,662 655K +1,695 +8.9% 9Q SEC ↗
10 AMERICAN ASSET MANAGEMENT INC. 17,051 541K +4,462 +35.4% 5Q SEC ↗
11 DHJJ Financial Advisors, Ltd. 9,018 286K +838 +10.2% 8Q SEC ↗
12 HARBOR INVESTMENT ADVISORY, LLC 2,000 63K — +0.0% 5Q SEC ↗
13 ROYAL BANK OF CANADA NEW 1,774 56K — +0.0% 1Q SEC ↗
14 Steward Partners Investment Advisory, 1,700 54K — +0.0% 2Q SEC ↗
15 PNC Financial Services Group, Inc. 588 19K — +0.0% 5Q SEC ↗
16 JANE STREET GROUP, LLC 0 0K -12,942 -100.0% 1Q SEC ↗
17 UBS Group AG 0 0K -1,862 -100.0% 1Q SEC ↗
18 LeClair Wealth Partners LLC 0 0K -39,619 -100.0% 1Q SEC ↗

Recent Activity

New Positions (2)
HolderSharesValue
SMITH, MOORE & CO. 33,333 1M
ROYAL BANK OF CANADA 1,774 56K
Sold Out (3)
HolderPrev SharesPrev Value
LeClair Wealth Partners LLC 39,619 1M
JANE STREET GROUP, LLC 12,942 410K
UBS Group AG 1,862 59K
Biggest Increases (10)
HolderAddedChange %Total Shares
PRUDENTIAL FINANCIAL INC +194,797 +66.2% 488,860
CENTAURUS FINANCIAL, INC. +42,115 +67.7% 104,342
Cetera Investment Advisers +26,131 +214.6% 38,309
JIM SAULNIER & ASSOCIATES, LLC +23,794 +41.6% 81,028
Spire Wealth Management +12,235 +61.9% 32,015
Blue Water Asset Management +9,254 +23.4% 48,873
COMMONWEALTH EQUITY SERVICES, LLC +4,754 +21.5% 26,858
AMERICAN ASSET MANAGEMENT INC. +4,462 +35.4% 17,051
Kestra Advisory Services, LLC +1,695 +8.9% 20,662
DHJJ Financial Advisors, Ltd. +838 +10.2% 9,018
Biggest Decreases (0)

None.

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms