PFRL Institutional Ownership
PGIM Floating Rate Income ETF
1W: -0.2%
1M: -0.4%
3M: +0.0%
YTD: +0.7%
1Y: +0.4%
3Y: +18.5%
$49.51
+0.07 (+0.14%)
Weekly Expected Move ±0.5%
$49
$49
$50
$50
$50
Overview
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Holdings
Changes
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Short Interest
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Institutional Ownership — PFRL
36
Institutional Holders
+4 vs prior quarter
0.0%
Ownership
+0.00pp
79M
Total Invested
7
New Positions
12
Increased
12
Reduced
4
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (39 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | PRUDENTIAL FINANCIAL INC | 577,097 | 29M | -108,000 | -15.8% | 17Q | SEC ↗ |
| 2 | RAYMOND JAMES FINANCIAL INC | 454,496 | 23M | +104,271 | +29.8% | 3Q | SEC ↗ |
| 3 | MOODY NATIONAL BANK TRUST DIVISION | 141,096 | 7M | +2,612 | +1.9% | 8Q | SEC ↗ |
| 4 | OSAIC HOLDINGS, INC. | 76,114 | 4M | -694 | -0.9% | 10Q | SEC ↗ |
| 5 | KESTRA PRIVATE WEALTH SERVICES, LLC | 51,397 | 3M | +8,034 | +18.5% | 4Q | SEC ↗ |
| 6 | Inspire Advisors, LLC | 38,596 | 2M | +1,276 | +3.4% | 6Q | SEC ↗ |
| 7 | Mariner, LLC | 38,074 | 2M | +1,464 | +4.0% | 7Q | SEC ↗ |
| 8 | Cetera Investment Advisers | 27,422 | 1M | +1,008 | +3.8% | 3Q | SEC ↗ |
| 9 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 23,755 | 1M | +5,650 | +31.2% | 12Q | SEC ↗ |
| 10 | SHEETS SMITH WEALTH MANAGEMENT | 18,899 | 936K | -97 | -0.5% | 6Q | SEC ↗ |
| 11 | OPPENHEIMER & CO INC NEW | 17,998 | 891K | — | +0.0% | 1Q | SEC ↗ |
| 12 | TRUIST FINANCIAL CORP NEW | 16,070 | 796K | — | +0.0% | 1Q | SEC ↗ |
| 13 | Wealthcare Advisory Partners LLC | 15,001 | 743K | -7,207 | -32.5% | 3Q | SEC ↗ |
| 14 | Focus Financial Network, Inc. NEW | 13,949 | 691K | — | +0.0% | 1Q | SEC ↗ |
| 15 | Kestra Advisory Services, LLC | 13,539 | 670K | -7,512 | -35.7% | 4Q | SEC ↗ |
| 16 | GOLDMAN SACHS GROUP INC NEW | 13,408 | 664K | — | +0.0% | 1Q | SEC ↗ |
| 17 | Summit Financial, LLC | 10,177 | 504K | +1,320 | +14.9% | 3Q | SEC ↗ |
| 18 | Secure Asset Management, LLC | 8,933 | 442K | -4 | -0.0% | 9Q | SEC ↗ |
| 19 | Tactive Advisors, LLC | 8,262 | 409K | +1,641 | +24.8% | 5Q | SEC ↗ |
| 20 | ENVESTNET ASSET MANAGEMENT INC | 7,036 | 348K | +1,317 | +23.0% | 4Q | SEC ↗ |
| 21 | Clearstead Advisors, LLC NEW | 4,442 | 220K | — | +0.0% | 1Q | SEC ↗ |
| 22 | WEDBUSH SECURITIES INC NEW | 4,350 | 215K | — | +0.0% | 1Q | SEC ↗ |
| 23 | MML INVESTORS SERVICES, LLC | 4,233 | 210K | -2,571 | -37.8% | 7Q | SEC ↗ |
| 24 | PNC Financial Services Group, Inc. | 2,134 | 106K | +1,995 | +1435.3% | 8Q | SEC ↗ |
| 25 | ROYAL BANK OF CANADA | 1,196 | 59K | +378 | +46.2% | 2Q | SEC ↗ |
| 26 | CoreCap Advisors, LLC | 640 | 32K | -440 | -40.7% | 10Q | SEC ↗ |
| 27 | Colonial Trust Advisors | 448 | 22K | — | +0.0% | 15Q | SEC ↗ |
| 28 | MORGAN STANLEY | 151 | 7K | — | +0.0% | 8Q | SEC ↗ |
| 29 | Triumph Capital Management | 150 | 7K | — | +0.0% | 4Q | SEC ↗ |
| 30 | INTERNATIONAL ASSETS INVESTMENT MANAGE NEW | 127 | 6K | — | +0.0% | 1Q | SEC ↗ |
| 31 | Strategic Wealth Partners, Ltd. | 100 | 5K | — | +0.0% | 2Q | SEC ↗ |
| 32 | Arete Wealth Advisors, LLC | 0 | 0K | -568,227 | -100.0% | 5Q | SEC ↗ |
| 33 | JANE STREET GROUP, LLC | 0 | 0K | -9,927 | -100.0% | 1Q | SEC ↗ |
| 34 | Greenline Wealth Management LLC | 0 | 0K | -348 | -100.0% | 1Q | SEC ↗ |
| 35 | TBH Global Asset Management, LLC | 0 | 0K | -6,810 | -100.0% | 2Q | SEC ↗ |
| 36 | UBS Group AG | 0 | 0K | -85 | -100.0% | 1Q | SEC ↗ |
| 37 | WELLS FARGO & COMPANY/MN | 0 | 0K | — | — | 3Q | SEC ↗ |
| 38 | STANCE CAPITAL LLC | 0 | 0K | -882 | -100.0% | 1Q | SEC ↗ |
| 39 | FOUNDERS FINANCIAL SECURITIES LLC | 0 | 0K | -7,638 | -100.0% | 11Q | SEC ↗ |
Recent Activity
New Positions (7)
| Holder | Shares | Value |
|---|---|---|
| OPPENHEIMER & CO INC | 17,998 | 891K |
| TRUIST FINANCIAL CORP | 16,070 | 796K |
| Focus Financial Network, Inc. | 13,949 | 691K |
| GOLDMAN SACHS GROUP INC | 13,408 | 664K |
| Clearstead Advisors, LLC | 4,442 | 220K |
| WEDBUSH SECURITIES INC | 4,350 | 215K |
| INTERNATIONAL ASSETS INVESTMENT MAN | 127 | 6K |
Sold Out (7)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Arete Wealth Advisors, LLC | 568,227 | 28M |
| JANE STREET GROUP, LLC | 9,927 | 491K |
| FOUNDERS FINANCIAL SECURITIES LLC | 7,638 | 378K |
| TBH Global Asset Management, LLC | 6,810 | 337K |
| STANCE CAPITAL LLC | 882 | 44K |
| Greenline Wealth Management LLC | 348 | 17K |
| UBS Group AG | 85 | 4K |
Biggest Increases (12)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| RAYMOND JAMES FINANCIAL INC | +104,271 | +29.8% | 454,496 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | +8,034 | +18.5% | 51,397 |
| WEALTH ENHANCEMENT ADVISORY SERVICE | +5,650 | +31.2% | 23,755 |
| MOODY NATIONAL BANK TRUST DIVISION | +2,612 | +1.9% | 141,096 |
| PNC Financial Services Group, Inc. | +1,995 | +1435.3% | 2,134 |
| Tactive Advisors, LLC | +1,641 | +24.8% | 8,262 |
| Mariner, LLC | +1,464 | +4.0% | 38,074 |
| Summit Financial, LLC | +1,320 | +14.9% | 10,177 |
| ENVESTNET ASSET MANAGEMENT INC | +1,317 | +23.0% | 7,036 |
| Inspire Advisors, LLC | +1,276 | +3.4% | 38,596 |
| Cetera Investment Advisers | +1,008 | +3.8% | 27,422 |
| ROYAL BANK OF CANADA | +378 | +46.2% | 1,196 |
Biggest Decreases (8)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| PRUDENTIAL FINANCIAL INC | -108,000 | -15.8% | 577,097 |
| Kestra Advisory Services, LLC | -7,512 | -35.7% | 13,539 |
| Wealthcare Advisory Partners LLC | -7,207 | -32.5% | 15,001 |
| MML INVESTORS SERVICES, LLC | -2,571 | -37.8% | 4,233 |
| OSAIC HOLDINGS, INC. | -694 | -0.9% | 76,114 |
| CoreCap Advisors, LLC | -440 | -40.7% | 640 |
| SHEETS SMITH WEALTH MANAGEMENT | -97 | -0.5% | 18,899 |
| Secure Asset Management, LLC | -4 | -0.0% | 8,933 |