PFXF Institutional Ownership
VanEck Preferred Securities ex Financials ETF
1W: +0.6%
1M: +0.0%
3M: -1.1%
YTD: +0.1%
1Y: +0.2%
3Y: +25.1%
5Y: +10.9%
$17.75
+0.21 (+1.23%)
Weekly Expected Move ±1.8%
$17
$17
$18
$18
$18
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — PFXF
248
Institutional Holders
+15 vs prior quarter
0.0%
Ownership
+0.00pp
878M
Total Invested
36
New Positions
93
Increased
80
Reduced
16
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (268 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Treasurer of the State of North Caroli NEW | 9,351,150 | $166M | — | +0.0% | 1Q | SEC ↗ |
| 2 | BANK OF AMERICA CORP /DE | 6,108,970 | $108M | +757,766 | +14.2% | 15Q | SEC ↗ |
| 3 | LPL Financial LLC | 3,401,334 | $60M | +185,096 | +5.8% | 41Q | SEC ↗ |
| 4 | MORGAN STANLEY | 3,310,082 | $59M | +43,915 | +1.3% | 41Q | SEC ↗ |
| 5 | RAYMOND JAMES FINANCIAL INC | 1,875,142 | $33M | -42,550 | -2.2% | 7Q | SEC ↗ |
| 6 | WELLS FARGO & COMPANY/MN | 1,859,806 | $33M | +45,580 | +2.5% | 41Q | SEC ↗ |
| 7 | MML INVESTORS SERVICES, LLC | 1,680,246 | $30M | +532,074 | +46.3% | 37Q | SEC ↗ |
| 8 | Tanager Wealth Management LLP | 1,530,332 | $27M | -57,300 | -3.6% | 19Q | SEC ↗ |
| 9 | State of Wisconsin - Board of Commissi | 1,525,220 | $27M | — | +0.0% | 14Q | SEC ↗ |
| 10 | Parkway Wealth Management Group, LLC NEW | 819,373 | $15M | — | +0.0% | 1Q | SEC ↗ |
| 11 | ENVESTNET ASSET MANAGEMENT INC | 725,100 | $13M | +65,009 | +9.8% | 31Q | SEC ↗ |
| 12 | UBS Group AG | 707,243 | $13M | +150,292 | +27.0% | 41Q | SEC ↗ |
| 13 | Good Steward Wealth Advisors,LLC | 596,179 | $11M | -3,843 | -0.6% | 6Q | SEC ↗ |
| 14 | ROYAL BANK OF CANADA | 563,094 | $10M | +79,049 | +16.3% | 41Q | SEC ↗ |
| 15 | Wealth Intelligence, LLC | 546,751 | $10M | +2,750 | +0.5% | 3Q | SEC ↗ |
| 16 | Dougherty & Associates, LLC | 509,426 | $9M | -3,052 | -0.6% | 3Q | SEC ↗ |
| 17 | Goldstone Financial Group, LLC | 479,602 | $9M | +299,704 | +166.6% | 2Q | SEC ↗ |
| 18 | COMMONWEALTH EQUITY SERVICES, LLC | 479,349 | $9M | +2,441 | +0.5% | 35Q | SEC ↗ |
| 19 | Inspire Advisors, LLC | 455,118 | $8M | +395,679 | +665.7% | 6Q | SEC ↗ |
| 20 | OSAIC HOLDINGS, INC. | 398,553 | $7M | +30,780 | +8.4% | 26Q | SEC ↗ |
| 21 | LEVEL FOUR ADVISORY SERVICES, LLC | 383,649 | $7M | +18,066 | +4.9% | 15Q | SEC ↗ |
| 22 | Concurrent Investment Advisors, LLC | 344,948 | $6M | +3,690 | +1.1% | 11Q | SEC ↗ |
| 23 | Quadrature Capital Ltd | 333,871 | $6M | +322,783 | +2911.1% | 2Q | SEC ↗ |
| 24 | LARCH CAPITAL PARTNERS LLC | 329,960 | $6M | +153,516 | +87.0% | 3Q | SEC ↗ |
| 25 | Investors Research Corp | 313,386 | $6M | +19,225 | +6.5% | 18Q | SEC ↗ |
| 26 | Cambridge Investment Research Advisors | 303,833 | $5M | +96,669 | +46.7% | 41Q | SEC ↗ |
| 27 | JONES FINANCIAL COMPANIES LLLP | 303,551 | $5M | +61,001 | +25.1% | 10Q | SEC ↗ |
| 28 | Mezzasalma Advisors, LLC | 303,219 | $5M | +289,134 | +2052.8% | 4Q | SEC ↗ |
| 29 | Silver Coast Investments LLC | 302,566 | $5M | -1,253 | -0.4% | 11Q | SEC ↗ |
| 30 | Carmel Capital Partners, LLC | 296,250 | $5M | -98,371 | -24.9% | 11Q | SEC ↗ |
| 31 | Cetera Investment Advisers | 279,191 | $5M | +186,370 | +200.8% | 12Q | SEC ↗ |
| 32 | PARK AVENUE SECURITIES LLC | 277,314 | $5M | -18,487 | -6.2% | 5Q | SEC ↗ |
| 33 | AMERIPRISE FINANCIAL INC | 264,810 | $5M | +48,162 | +22.2% | 16Q | SEC ↗ |
| 34 | Steward Partners Investment Advisory, | 249,761 | $4M | +6,804 | +2.8% | 29Q | SEC ↗ |
| 35 | Sound Income Strategies, LLC | 243,898 | $4M | -7,364 | -2.9% | 22Q | SEC ↗ |
| 36 | Apella Capital, LLC | 243,819 | $4M | -4,174 | -1.7% | 3Q | SEC ↗ |
| 37 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 242,204 | $4M | -1,297 | -0.5% | 26Q | SEC ↗ |
| 38 | Capital Square, LLC | 233,334 | $4M | -37,856 | -14.0% | 4Q | SEC ↗ |
| 39 | Wealthcare Advisory Partners LLC | 232,180 | $4M | +13,495 | +6.2% | 15Q | SEC ↗ |
| 40 | SUSQUEHANNA INTERNATIONAL GROUP, LLP NEW | 206,717 | $4M | — | +0.0% | 1Q | SEC ↗ |
| 41 | OPUS INVESTMENT MANAGEMENT INC NEW | 187,450 | $3M | — | +0.0% | 1Q | SEC ↗ |
| 42 | NTV Asset Management LLC | 178,572 | $3M | +1,300 | +0.7% | 20Q | SEC ↗ |
| 43 | Equitable Holdings, Inc. | 168,557 | $3M | +4,403 | +2.7% | 14Q | SEC ↗ |
| 44 | TRUIST FINANCIAL CORP | 164,121 | $3M | +7,345 | +4.7% | 27Q | SEC ↗ |
| 45 | Sanctuary Advisors, LLC | 162,371 | $3M | +4,438 | +2.8% | 9Q | SEC ↗ |
| 46 | Rockefeller Capital Management L.P. | 149,059 | $3M | -7,181 | -4.6% | 21Q | SEC ↗ |
| 47 | JPMORGAN CHASE & CO | 146,989 | $3M | +146,849 | +104892.1% | 8Q | SEC ↗ |
| 48 | AssuredPartners Investment Advisors, L | 146,160 | $3M | +6,406 | +4.6% | 7Q | SEC ↗ |
| 49 | Kestra Advisory Services, LLC | 143,109 | $3M | -24,113 | -14.4% | 24Q | SEC ↗ |
| 50 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 139,457 | $2M | +24,505 | +21.3% | 12Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| Treasurer of the State of North Car | 9,351,150 | $166M |
| Parkway Wealth Management Group, LL | 819,373 | $15M |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 206,717 | $4M |
| OPUS INVESTMENT MANAGEMENT INC | 187,450 | $3M |
| Merit Financial Group, LLC | 135,637 | $2M |
| Tassel Capital Management, Inc. | 67,648 | $1M |
| Brookstone Capital Management | 44,561 | $791K |
| LRI Investments, LLC | 40,000 | $710K |
| J.W. COLE ADVISORS, INC. | 37,788 | $671K |
| Modern Wealth Management, LLC | 36,952 | $656K |
| Accurate Wealth Management, LLC | 27,515 | $488K |
| Altium Investment Strategies LLC | 27,412 | $487K |
| Simplicity Wealth,LLC | 24,912 | $442K |
| Global Retirement Partners, LLC | 18,778 | $333K |
| NATIXIS ADVISORS, LLC | 18,443 | $327K |
| TBH Global Asset Management, LLC | 17,441 | $310K |
| Arkadios Wealth Advisors | 16,191 | $287K |
| Kingsview Wealth Management, LLC | 14,798 | $263K |
| BEAM WEALTH ADVISORS, INC. | 13,409 | $238K |
| AXXCESS WEALTH MANAGEMENT, LLC | 10,842 | $192K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Brendel Financial Advisors LLC | 163,097 | $3M |
| FIG FINANCIAL ADVISORY SERVICES INC | 123,698 | $2M |
| PREVAIL INNOVATIVE WEALTH ADVISORS, | 79,064 | $1M |
| Proficio Capital Partners LLC | 70,150 | $1M |
| CITADEL ADVISORS LLC | 69,307 | $1M |
| Advisory Alpha, LLC | 24,416 | $433K |
| Ocean Park Asset Management, LLC | 24,100 | $428K |
| Signal Advisors Wealth, LLC | 19,576 | $347K |
| PATRIOT INVESTMENT MANAGEMENT GROUP | 18,580 | $330K |
| Samalin Investment Counsel, LLC | 18,309 | $325K |
| Foundations Investment Advisors, LL | 14,856 | $264K |
| Van Hulzen Asset Management, LLC | 12,922 | $229K |
| Members Trust Co | 11,205 | $199K |
| PINNACLE ASSOCIATES LTD | 10,977 | $195K |
| Kovack Advisors, Inc. | 10,797 | $192K |
| FIRST WILSHIRE SECURITIES MANAGEMEN | 10,059 | $179K |
| Western Wealth Management, LLC | 9,075 | $161K |
| MAI Capital Management | 8,035 | $143K |
| PRUDENTIAL PLC | 6,800 | $121K |
| WealthShield Partners, LLC | 5,166 | $92K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| BANK OF AMERICA CORP /DE | +757,766 | +14.2% | 6,108,970 |
| MML INVESTORS SERVICES, LLC | +532,074 | +46.3% | 1,680,246 |
| Inspire Advisors, LLC | +395,679 | +665.7% | 455,118 |
| Quadrature Capital Ltd | +322,783 | +2911.1% | 333,871 |
| Goldstone Financial Group, LLC | +299,704 | +166.6% | 479,602 |
| Mezzasalma Advisors, LLC | +289,134 | +2052.8% | 303,219 |
| Cetera Investment Advisers | +186,370 | +200.8% | 279,191 |
| LPL Financial LLC | +185,096 | +5.8% | 3,401,334 |
| LARCH CAPITAL PARTNERS LLC | +153,516 | +87.0% | 329,960 |
| UBS Group AG | +150,292 | +27.0% | 707,243 |
| JPMORGAN CHASE & CO | +146,849 | +104892.1% | 146,989 |
| Cambridge Investment Research Advis | +96,669 | +46.7% | 303,833 |
| ROYAL BANK OF CANADA | +79,049 | +16.3% | 563,094 |
| ENVESTNET ASSET MANAGEMENT INC | +65,009 | +9.8% | 725,100 |
| JONES FINANCIAL COMPANIES LLLP | +61,001 | +25.1% | 303,551 |
| AMERIPRISE FINANCIAL INC | +48,162 | +22.2% | 264,810 |
| WELLS FARGO & COMPANY/MN | +45,580 | +2.5% | 1,859,806 |
| MORGAN STANLEY | +43,915 | +1.3% | 3,310,082 |
| OSAIC HOLDINGS, INC. | +30,780 | +8.4% | 398,553 |
| SHP Wealth Management | +30,246 | +210.1% | 44,640 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Tradewinds Capital Management, LLC | -630,341 | -99.8% | 1,199 |
| BLAIR WILLIAM & CO/IL | -149,167 | -92.3% | 12,494 |
| Private Advisor Group, LLC | -134,823 | -77.7% | 38,601 |
| Carmel Capital Partners, LLC | -98,371 | -24.9% | 296,250 |
| Sigma Planning Corp | -89,402 | -71.6% | 35,470 |
| Creative Planning | -61,701 | -59.9% | 41,361 |
| Tanager Wealth Management LLP | -57,300 | -3.6% | 1,530,332 |
| OneDigital Investment Advisors LLC | -47,232 | -48.3% | 50,500 |
| Hyposwiss Advisors SA | -47,010 | -89.2% | 5,700 |
| Guild Investment Management, Inc. | -44,430 | -49.8% | 44,830 |
| RAYMOND JAMES FINANCIAL INC | -42,550 | -2.2% | 1,875,142 |
| Capital Square, LLC | -37,856 | -14.0% | 233,334 |
| Kestra Advisory Services, LLC | -24,113 | -14.4% | 143,109 |
| PARK AVENUE SECURITIES LLC | -18,487 | -6.2% | 277,314 |
| Focus Partners Wealth | -17,131 | -53.1% | 15,126 |
| FMR LLC | -12,517 | -88.3% | 1,660 |
| Mariner, LLC | -11,907 | -25.2% | 35,336 |
| MERCER GLOBAL ADVISORS INC /ADV | -11,654 | -73.2% | 4,260 |
| Mirae Asset Global Investments Co., | -9,448 | -8.8% | 97,657 |
| Sound Income Strategies, LLC | -7,364 | -2.9% | 243,898 |