PREF Institutional Ownership
Principal Spectrum Preferred Securities Active ETF
1W: -0.5%
1M: -2.5%
3M: -3.8%
YTD: -3.4%
1Y: -3.2%
3Y: +20.5%
5Y: +6.7%
$18.28
+0.01 (+0.05%)
Weekly Expected Move ±0.5%
$18
$18
$18
$18
$18
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — PREF
146
Institutional Holders
-2 vs prior quarter
0.0%
Ownership
+0.00pp
1B
Total Invested
18
New Positions
62
Increased
47
Reduced
11
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (162 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | PRINCIPAL FINANCIAL GROUP INC | 13,417,050 | $245M | +13,103,629 | +4180.8% | 17Q | SEC ↗ |
| 2 | BANK OF AMERICA CORP /DE | 11,822,114 | $216M | +85,524 | +0.7% | 15Q | SEC ↗ |
| 3 | UBS Group AG | 7,713,331 | $141M | -25,073 | -0.3% | 31Q | SEC ↗ |
| 4 | MORGAN STANLEY | 7,188,556 | $131M | -205,204 | -2.8% | 29Q | SEC ↗ |
| 5 | WELLS FARGO & COMPANY/MN | 4,565,964 | $83M | +815,101 | +21.7% | 29Q | SEC ↗ |
| 6 | LPL Financial LLC | 3,227,005 | $59M | +121,548 | +3.9% | 33Q | SEC ↗ |
| 7 | ROYAL BANK OF CANADA | 3,157,079 | $58M | +53,367 | +1.7% | 34Q | SEC ↗ |
| 8 | IFC Advisors LLC | 2,773,798 | $51M | +43,466 | +1.6% | 7Q | SEC ↗ |
| 9 | RAYMOND JAMES FINANCIAL INC | 1,922,757 | $35M | +63,018 | +3.4% | 7Q | SEC ↗ |
| 10 | AMERIPRISE FINANCIAL INC | 1,900,115 | $35M | -297,281 | -13.5% | 4Q | SEC ↗ |
| 11 | PRINCIPAL SECURITIES, INC. | 1,419,536 | $26M | +206,972 | +17.1% | 11Q | SEC ↗ |
| 12 | ENVESTNET ASSET MANAGEMENT INC | 1,303,346 | $24M | +224,532 | +20.8% | 23Q | SEC ↗ |
| 13 | Permanens Capital L.P. | 1,104,859 | $20M | +257,715 | +30.4% | 6Q | SEC ↗ |
| 14 | Bensler, LLC | 927,050 | $17M | +95,240 | +11.4% | 7Q | SEC ↗ |
| 15 | CORNERSTONE ADVISORS ASSET MANAGEMENT, | 842,806 | $15M | +194,292 | +30.0% | 11Q | SEC ↗ |
| 16 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 633,860 | $12M | +31,372 | +5.2% | 12Q | SEC ↗ |
| 17 | BENJAMIN EDWARDS INC | 614,837 | $11M | -47,838 | -7.2% | 30Q | SEC ↗ |
| 18 | Private Advisor Group, LLC | 575,695 | $11M | +404,550 | +236.4% | 30Q | SEC ↗ |
| 19 | Berger Financial Group, Inc | 441,919 | $8M | +37,976 | +9.4% | 11Q | SEC ↗ |
| 20 | L2 Asset Management, LLC | 437,360 | $8M | -412,188 | -48.5% | 4Q | SEC ↗ |
| 21 | ROGCO, LP | 406,720 | $7M | +8,610 | +2.2% | 12Q | SEC ↗ |
| 22 | Capital Investment Advisory Services, | 397,911 | $7M | +321,221 | +418.9% | 22Q | SEC ↗ |
| 23 | DAYMARK WEALTH PARTNERS, LLC NEW | 381,019 | $7M | — | +0.0% | 1Q | SEC ↗ |
| 24 | NewEdge Advisors, LLC | 364,543 | $7M | -4,740 | -1.3% | 29Q | SEC ↗ |
| 25 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 341,695 | $6M | +33,089 | +10.7% | 3Q | SEC ↗ |
| 26 | FOCUSED ALPHA, LLC | 296,734 | $5M | +158,142 | +114.1% | 3Q | SEC ↗ |
| 27 | PSI Advisors, LLC | 280,460 | $5M | -3,145 | -1.1% | 4Q | SEC ↗ |
| 28 | &PARTNERS | 264,728 | $5M | +89,153 | +50.8% | 9Q | SEC ↗ |
| 29 | Spartan Wealth Advisory Services LLC | 261,330 | $5M | +5,924 | +2.3% | 2Q | SEC ↗ |
| 30 | Focus Partners Wealth | 258,990 | $5M | -1,385 | -0.5% | 5Q | SEC ↗ |
| 31 | Baird Financial Group, Inc. | 258,863 | $5M | +17,564 | +7.3% | 27Q | SEC ↗ |
| 32 | COMMONWEALTH EQUITY SERVICES, LLC | 253,344 | $5M | -22,299 | -8.1% | 32Q | SEC ↗ |
| 33 | Rockefeller Capital Management L.P. | 205,725 | $4M | +10,376 | +5.3% | 13Q | SEC ↗ |
| 34 | Grey Ledge Advisors, LLC | 205,655 | $4M | +3,449 | +1.7% | 7Q | SEC ↗ |
| 35 | JPMORGAN CHASE & CO | 192,634 | $4M | +2,381 | +1.3% | 9Q | SEC ↗ |
| 36 | Ocean Park Asset Management, LLC | 192,000 | $4M | — | +0.0% | 4Q | SEC ↗ |
| 37 | Meadow Creek Wealth Advisors LLC | 175,941 | $3M | +26,863 | +18.0% | 11Q | SEC ↗ |
| 38 | Fiduciary Alliance LLC | 162,452 | $3M | +14,163 | +9.6% | 8Q | SEC ↗ |
| 39 | Sanctuary Advisors, LLC | 153,792 | $3M | +16,245 | +11.8% | 9Q | SEC ↗ |
| 40 | Creative Planning | 150,776 | $3M | +5,822 | +4.0% | 5Q | SEC ↗ |
| 41 | MainStreet Investment Advisors LLC | 137,845 | $3M | -2,465 | -1.8% | 22Q | SEC ↗ |
| 42 | MassMutual Private Wealth & Trust, FSB | 134,825 | $2M | -5,485 | -3.9% | 17Q | SEC ↗ |
| 43 | INSIGNEO ADVISORY SERVICES, LLC | 132,073 | $2M | -2,044 | -1.5% | 5Q | SEC ↗ |
| 44 | Legacy Bridge, LLC | 122,830 | $2M | -715 | -0.6% | 8Q | SEC ↗ |
| 45 | OSAIC HOLDINGS, INC. | 119,001 | $2M | -10,546 | -8.1% | 26Q | SEC ↗ |
| 46 | J.W. COLE ADVISORS, INC. NEW | 114,567 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 47 | Kestra Advisory Services, LLC | 105,218 | $2M | +5,033 | +5.0% | 21Q | SEC ↗ |
| 48 | FIFTH THIRD BANCORP | 104,673 | $2M | -923 | -0.9% | 4Q | SEC ↗ |
| 49 | INVESTMENT PARTNERS, LTD. | 99,063 | $2M | -478 | -0.5% | 15Q | SEC ↗ |
| 50 | STIFEL FINANCIAL CORP | 92,218 | $2M | +1,003 | +1.1% | 19Q | SEC ↗ |
Recent Activity
New Positions (18)
| Holder | Shares | Value |
|---|---|---|
| DAYMARK WEALTH PARTNERS, LLC | 381,019 | $7M |
| J.W. COLE ADVISORS, INC. | 114,567 | $2M |
| Concurrent Investment Advisors, LLC | 64,728 | $1M |
| US BANCORP \DE | 40,000 | $731K |
| Arax Advisory Partners | 37,931 | $693K |
| EP Wealth Advisors, LLC | 35,471 | $648K |
| Venturi Wealth Management, LLC | 15,500 | $283K |
| Gotham Asset Management, LLC | 14,288 | $261K |
| Indivisible Partners | 14,152 | $259K |
| Asset Dedication, LLC | 11,689 | $214K |
| Sensible Money, LLC | 11,689 | $214K |
| NBH Bank | 11,361 | $208K |
| Fifth Third Securities, Inc. | 11,136 | $204K |
| Cetera Investment Advisers | 10,957 | $200K |
| Centerpoint Advisors, LLC | 2,450 | $45K |
| Cape Investment Advisory, Inc. | 1,011 | $18K |
| N.E.W. Advisory Services LLC | 325 | $6K |
| Ameritas Advisory Services, LLC | 200 | $4K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Tyche Wealth Partners LLC | 384,025 | $7M |
| JANE STREET GROUP, LLC | 320,519 | $6M |
| Miller Global Investments, LLC | 152,314 | $3M |
| AXS Investments LLC | 73,183 | $1M |
| Lifeworks Advisors, LLC | 70,777 | $1M |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 46,494 | $850K |
| Independent Advisor Alliance | 45,043 | $823K |
| Prospera Financial Services Inc | 33,060 | $604K |
| Waverly Advisors, LLC | 29,867 | $546K |
| Cordatus Wealth Management LLC | 23,260 | $425K |
| CITADEL ADVISORS LLC | 19,869 | $363K |
| EVERETT HARRIS & CO /CA | 13,000 | $238K |
| WealthShield Partners, LLC | 10,887 | $199K |
| Tortuga Wealth Management, Inc | 10,859 | $199K |
| FLAGSHIP HARBOR ADVISORS, LLC | 1,909 | $35K |
| JONES FINANCIAL COMPANIES LLLP | 933 | $17K |
| CX Institutional | 772 | $14K |
| UBS AM, a distinct business unit of | 500 | $9K |
| AE Wealth Management LLC | 412 | $8K |
| Quest 10 Wealth Builders, Inc. | 373 | $7K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | +13,103,629 | +4180.8% | 13,417,050 |
| WELLS FARGO & COMPANY/MN | +815,101 | +21.7% | 4,565,964 |
| Private Advisor Group, LLC | +404,550 | +236.4% | 575,695 |
| Capital Investment Advisory Service | +321,221 | +418.9% | 397,911 |
| Permanens Capital L.P. | +257,715 | +30.4% | 1,104,859 |
| ENVESTNET ASSET MANAGEMENT INC | +224,532 | +20.8% | 1,303,346 |
| PRINCIPAL SECURITIES, INC. | +206,972 | +17.1% | 1,419,536 |
| CORNERSTONE ADVISORS ASSET MANAGEME | +194,292 | +30.0% | 842,806 |
| FOCUSED ALPHA, LLC | +158,142 | +114.1% | 296,734 |
| LPL Financial LLC | +121,548 | +3.9% | 3,227,005 |
| Bensler, LLC | +95,240 | +11.4% | 927,050 |
| &PARTNERS | +89,153 | +50.8% | 264,728 |
| BANK OF AMERICA CORP /DE | +85,524 | +0.7% | 11,822,114 |
| RAYMOND JAMES FINANCIAL INC | +63,018 | +3.4% | 1,922,757 |
| ROYAL BANK OF CANADA | +53,367 | +1.7% | 3,157,079 |
| IFC Advisors LLC | +43,466 | +1.6% | 2,773,798 |
| Berger Financial Group, Inc | +37,976 | +9.4% | 441,919 |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | +33,089 | +10.7% | 341,695 |
| WEALTH ENHANCEMENT ADVISORY SERVICE | +31,372 | +5.2% | 633,860 |
| Meadow Creek Wealth Advisors LLC | +26,863 | +18.0% | 175,941 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Mariner, LLC | -476,827 | -89.8% | 54,236 |
| L2 Asset Management, LLC | -412,188 | -48.5% | 437,360 |
| AMERIPRISE FINANCIAL INC | -297,281 | -13.5% | 1,900,115 |
| MORGAN STANLEY | -205,204 | -2.8% | 7,188,556 |
| BENJAMIN EDWARDS INC | -47,838 | -7.2% | 614,837 |
| Henderson Brothers Financial Partne | -35,755 | -47.4% | 39,713 |
| UBS Group AG | -25,073 | -0.3% | 7,713,331 |
| COMMONWEALTH EQUITY SERVICES, LLC | -22,299 | -8.1% | 253,344 |
| SCHNIEDERS CAPITAL MANAGEMENT, LLC. | -13,480 | -36.8% | 23,170 |
| Whipplewood Advisors, LLC | -11,881 | -58.5% | 8,430 |
| Pinnacle Financial Partners, Inc. | -10,778 | -26.2% | 30,285 |
| OSAIC HOLDINGS, INC. | -10,546 | -8.1% | 119,001 |
| MassMutual Private Wealth & Trust, | -5,485 | -3.9% | 134,825 |
| DIVERSIFIED TRUST CO | -5,339 | -21.1% | 19,994 |
| FLAGSTAR SECURITIES, INC | -4,993 | -9.4% | 48,217 |
| NewEdge Advisors, LLC | -4,740 | -1.3% | 364,543 |
| STEPHENS INC /AR | -3,567 | -16.5% | 18,062 |
| PSI Advisors, LLC | -3,145 | -1.1% | 280,460 |
| MainStreet Investment Advisors LLC | -2,465 | -1.8% | 137,845 |
| INSIGNEO ADVISORY SERVICES, LLC | -2,044 | -1.5% | 132,073 |