PRFD Institutional Ownership
PIMCO Preferred And Capital Securities Active Exchange-Traded Fund
1W: -1.2%
1M: -3.5%
3M: -5.2%
YTD: -5.0%
1Y: -5.1%
3Y: +20.7%
$48.61
-0.04 (-0.09%)
Weekly Expected Move ±0.6%
$48
$48
$49
$49
$49
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
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Short Interest
Dividends
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Institutional Ownership — PRFD
57
Institutional Holders
+8 vs prior quarter
0.0%
Ownership
+0.00pp
201M
Total Invested
12
New Positions
30
Increased
9
Reduced
4
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (60 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Allianz Asset Management GmbH | 1,273,711 | 62M | +28 | +0.0% | 12Q | SEC ↗ |
| 2 | Gradient Investments LLC | 1,211,734 | 59M | +89,201 | +7.9% | 14Q | SEC ↗ |
| 3 | LPL Financial LLC | 341,551 | 17M | +22,587 | +7.1% | 11Q | SEC ↗ |
| 4 | OneDigital Investment Advisors LLC | 230,113 | 11M | +14,732 | +6.8% | 7Q | SEC ↗ |
| 5 | NewEdge Advisors, LLC | 127,325 | 6M | +17,079 | +15.5% | 7Q | SEC ↗ |
| 6 | GREAT VALLEY ADVISOR GROUP, INC. | 121,560 | 6M | +9,916 | +8.9% | 5Q | SEC ↗ |
| 7 | RFG Advisory, LLC | 94,044 | 5M | +79,012 | +525.6% | 2Q | SEC ↗ |
| 8 | BRIGHTON JONES LLC | 63,429 | 3M | +54,484 | +609.1% | 2Q | SEC ↗ |
| 9 | Mariner, LLC | 61,481 | 3M | +37,444 | +155.8% | 6Q | SEC ↗ |
| 10 | Summit Financial, LLC | 53,634 | 3M | +4,441 | +9.0% | 4Q | SEC ↗ |
| 11 | Cerity Partners LLC | 45,695 | 2M | +5,560 | +13.9% | 2Q | SEC ↗ |
| 12 | Integrated Wealth Concepts LLC | 39,354 | 2M | +3,466 | +9.7% | 4Q | SEC ↗ |
| 13 | Brown Financial Advisors | 33,171 | 2M | +1,210 | +3.8% | 9Q | SEC ↗ |
| 14 | HighTower Advisors, LLC | 32,375 | 2M | -471 | -1.4% | 13Q | SEC ↗ |
| 15 | Paladin Wealth, LLC | 23,119 | 1M | +2,218 | +10.6% | 8Q | SEC ↗ |
| 16 | Financial Synergies Wealth Advisors, I | 20,060 | 975K | +2,917 | +17.0% | 6Q | SEC ↗ |
| 17 | Mattson Financial Services, LLC | 17,436 | 848K | +1,211 | +7.5% | 9Q | SEC ↗ |
| 18 | Trek Financial, LLC NEW | 13,788 | 670K | — | +0.0% | 1Q | SEC ↗ |
| 19 | Vise Technologies, Inc. NEW | 13,457 | 654K | — | +0.0% | 1Q | SEC ↗ |
| 20 | Cambridge Investment Research Advisors | 10,718 | 521K | +1,144 | +11.9% | 3Q | SEC ↗ |
| 21 | AE Wealth Management LLC | 10,447 | 508K | -545 | -5.0% | 9Q | SEC ↗ |
| 22 | CreativeOne Wealth, LLC | 9,247 | 449K | +712 | +8.3% | 2Q | SEC ↗ |
| 23 | MinichMacGregor Wealth Management, LLC | 9,232 | 449K | +2,658 | +40.4% | 6Q | SEC ↗ |
| 24 | JANE STREET GROUP, LLC | 7,974 | 388K | +2,661 | +50.1% | 4Q | SEC ↗ |
| 25 | RAYMOND JAMES FINANCIAL INC NEW | 6,785 | 330K | — | +0.0% | 1Q | SEC ↗ |
| 26 | Williams & Novak, LLC NEW | 6,760 | 329K | — | +0.0% | 1Q | SEC ↗ |
| 27 | ENVESTNET ASSET MANAGEMENT INC | 6,053 | 294K | +1,754 | +40.8% | 2Q | SEC ↗ |
| 28 | Vickerman Investment Advisors, Inc. | 4,520 | 220K | +149 | +3.4% | 2Q | SEC ↗ |
| 29 | Forum Finance Group S.A. | 4,241 | 206K | -10,000 | -70.2% | 2Q | SEC ↗ |
| 30 | KELLEHER FINANCIAL ADVISORS | 3,971 | 193K | +48 | +1.2% | 3Q | SEC ↗ |
| 31 | Birchwood Financial Partners, Inc. | 3,521 | 171K | +1 | +0.0% | 3Q | SEC ↗ |
| 32 | OSAIC HOLDINGS, INC. | 2,288 | 111K | +80 | +3.6% | 14Q | SEC ↗ |
| 33 | ROYAL BANK OF CANADA | 1,787 | 87K | — | +0.0% | 9Q | SEC ↗ |
| 34 | Lloyd Advisory Services, LLC. NEW | 1,640 | 80K | — | +0.0% | 1Q | SEC ↗ |
| 35 | Global Retirement Partners, LLC NEW | 662 | 32K | — | +0.0% | 1Q | SEC ↗ |
| 36 | WELLS FARGO & COMPANY/MN | 642 | 31K | — | +0.0% | 2Q | SEC ↗ |
| 37 | PRIVATE TRUST CO NA | 520 | 25K | — | +0.0% | 8Q | SEC ↗ |
| 38 | HARBOUR INVESTMENTS, INC. | 260 | 13K | — | +0.0% | 2Q | SEC ↗ |
| 39 | WHITTIER TRUST CO OF NEVADA INC | 253 | 12K | +138 | +120.0% | 2Q | SEC ↗ |
| 40 | Steward Partners Investment Advisory, | 232 | 11K | +132 | +132.0% | 3Q | SEC ↗ |
| 41 | Strategic Wealth Partners, Ltd. | 213 | 10K | — | +0.0% | 4Q | SEC ↗ |
| 42 | Cape Investment Advisory, Inc. NEW | 200 | 10K | — | +0.0% | 1Q | SEC ↗ |
| 43 | EVOLUTION WEALTH MANAGEMENT INC. | 198 | 10K | -283 | -58.8% | 4Q | SEC ↗ |
| 44 | Allworth Financial LP | 194 | 9K | — | +0.0% | 3Q | SEC ↗ |
| 45 | JPMORGAN CHASE & CO | 179 | 9K | +127 | +244.2% | 5Q | SEC ↗ |
| 46 | TOUNJIAN ADVISORY PARTNERS, LLC NEW | 147 | 7K | — | +0.0% | 1Q | SEC ↗ |
| 47 | Networth Advisors, LLC | 107 | 5K | +17 | +18.9% | 3Q | SEC ↗ |
| 48 | IFG Advisory, LLC NEW | 74 | 4K | — | +0.0% | 1Q | SEC ↗ |
| 49 | Elevated Capital Advisors, LLC | 47 | 2K | -19 | -28.8% | 3Q | SEC ↗ |
| 50 | Triumph Capital Management | 23 | 1K | +19 | +475.0% | 4Q | SEC ↗ |
Recent Activity
New Positions (12)
| Holder | Shares | Value |
|---|---|---|
| Trek Financial, LLC | 13,788 | 670K |
| Vise Technologies, Inc. | 13,457 | 654K |
| RAYMOND JAMES FINANCIAL INC | 6,785 | 330K |
| Williams & Novak, LLC | 6,760 | 329K |
| Lloyd Advisory Services, LLC. | 1,640 | 80K |
| Global Retirement Partners, LLC | 662 | 32K |
| Cape Investment Advisory, Inc. | 200 | 10K |
| TOUNJIAN ADVISORY PARTNERS, LLC | 147 | 7K |
| IFG Advisory, LLC | 74 | 4K |
| MERCER GLOBAL ADVISORS INC /ADV | 21 | 1K |
| Montgomery Financial Services LLC | 14 | 1K |
| Luminist Capital LLC | 0 | 0K |
Sold Out (7)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Visionary Wealth Advisors | 54,324 | 3M |
| MAGNOLIA CAPITAL ADVISORS LLC | 18,058 | 878K |
| GTS SECURITIES LLC | 10,076 | 490K |
| A4 Wealth Advisors LLC | 5,863 | 285K |
| UNITED CAPITAL FINANCIAL ADVISORS, | 5,309 | 258K |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | 21 | 1K |
| EverSource Wealth Advisors, LLC | 18 | 1K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Gradient Investments LLC | +89,201 | +7.9% | 1,211,734 |
| RFG Advisory, LLC | +79,012 | +525.6% | 94,044 |
| BRIGHTON JONES LLC | +54,484 | +609.1% | 63,429 |
| Mariner, LLC | +37,444 | +155.8% | 61,481 |
| LPL Financial LLC | +22,587 | +7.1% | 341,551 |
| NewEdge Advisors, LLC | +17,079 | +15.5% | 127,325 |
| OneDigital Investment Advisors LLC | +14,732 | +6.8% | 230,113 |
| GREAT VALLEY ADVISOR GROUP, INC. | +9,916 | +8.9% | 121,560 |
| Cerity Partners LLC | +5,560 | +13.9% | 45,695 |
| Summit Financial, LLC | +4,441 | +9.0% | 53,634 |
| Integrated Wealth Concepts LLC | +3,466 | +9.7% | 39,354 |
| Financial Synergies Wealth Advisors | +2,917 | +17.0% | 20,060 |
| JANE STREET GROUP, LLC | +2,661 | +50.1% | 7,974 |
| MinichMacGregor Wealth Management, | +2,658 | +40.4% | 9,232 |
| Paladin Wealth, LLC | +2,218 | +10.6% | 23,119 |
| ENVESTNET ASSET MANAGEMENT INC | +1,754 | +40.8% | 6,053 |
| Mattson Financial Services, LLC | +1,211 | +7.5% | 17,436 |
| Brown Financial Advisors | +1,210 | +3.8% | 33,171 |
| Cambridge Investment Research Advis | +1,144 | +11.9% | 10,718 |
| CreativeOne Wealth, LLC | +712 | +8.3% | 9,247 |
Biggest Decreases (5)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Forum Finance Group S.A. | -10,000 | -70.2% | 4,241 |
| AE Wealth Management LLC | -545 | -5.0% | 10,447 |
| HighTower Advisors, LLC | -471 | -1.4% | 32,375 |
| EVOLUTION WEALTH MANAGEMENT INC. | -283 | -58.8% | 198 |
| Elevated Capital Advisors, LLC | -19 | -28.8% | 47 |