— Know what they know.
Not Investment Advice

QABA Institutional Ownership

First Trust NASDAQ ABA Community Bank Index Fund
1W: -0.6% 1M: -2.9% 3M: -3.3% YTD: +16.0% 1Y: +18.6% 3Y: +78.0% 5Y: +33.9%
$65.59
+0.83 (+1.28%)
 
Weekly Expected Move ±1.9%
$63 $64 $66 $67 $68
ETF NASDAQ · AUM $88.6M

Institutional Ownership — QABA

53
Institutional Holders
+4 vs prior quarter
0.0%
Ownership
+0.00pp
49M
Total Invested
8
New Positions
7
Increased
20
Reduced
9
Closed
0.00
Put/Call Ratio

Ownership Trends

Top Institutional Holders (57 total)

# Holder Shares Value Change Change % Holding Period Filing
1 MORGAN STANLEY 134,714 9M +75,663 +128.1% 60Q SEC ↗
2 BANK OF AMERICA CORP /DE 84,280 6M -9,874 -10.5% 15Q SEC ↗
3 WELLS FARGO & COMPANY/MN 79,038 5M -1,677 -2.1% 66Q SEC ↗
4 ROYAL BANK OF CANADA 68,681 5M +1,760 +2.6% 52Q SEC ↗
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 60,503 4M +27,279 +82.1% 7Q SEC ↗
6 Lumbard & Kellner, LLC 57,811 4M +198 +0.3% 6Q SEC ↗
7 GOLDMAN SACHS GROUP INC 39,920 3M — +0.0% 11Q SEC ↗
8 UBS Group AG 36,359 2M -5,530 -13.2% 47Q SEC ↗
9 LPL Financial LLC 27,254 2M +258 +1.0% 53Q SEC ↗
10 Sanctuary Advisors, LLC NEW 15,850 1M — +0.0% 1Q SEC ↗
11 RAYMOND JAMES FINANCIAL INC 12,059 791K +875 +7.8% 7Q SEC ↗
12 Cambridge Investment Research Advisors 11,753 771K -494 -4.0% 9Q SEC ↗
13 TWO SIGMA INVESTMENTS, LP 11,243 737K -3,257 -22.5% 10Q SEC ↗
14 CITADEL ADVISORS LLC 10,006 656K -12,760 -56.0% 8Q SEC ↗
15 Cutler Capital Management, LLC 9,868 647K -339 -3.3% 20Q SEC ↗
16 Cetera Investment Advisers 9,796 643K -386 -3.8% 7Q SEC ↗
17 SIGNET FINANCIAL MANAGEMENT, LLC 8,929 586K -4 -0.0% 21Q SEC ↗
18 Summit Financial, LLC 7,518 493K -1,411 -15.8% 2Q SEC ↗
19 Greenwich Wealth Management LLC 6,994 459K — +0.0% 25Q SEC ↗
20 SPINNAKER TRUST 5,745 377K — +0.0% 48Q SEC ↗
21 COMMONWEALTH EQUITY SERVICES, LLC 5,201 341K +14 +0.3% 35Q SEC ↗
22 Sound Income Strategies, LLC 4,784 314K — +0.0% 3Q SEC ↗
23 ENVESTNET ASSET MANAGEMENT INC NEW 4,504 295K — +0.0% 1Q SEC ↗
24 OSAIC HOLDINGS, INC. 4,021 264K -416 -9.4% 26Q SEC ↗
25 StoneX Group Inc. NEW 3,938 258K — +0.0% 1Q SEC ↗
26 CreativeOne Wealth, LLC NEW 3,504 230K — +0.0% 1Q SEC ↗
27 Nicholson Wealth Management Group, LLC NEW 3,040 199K — +0.0% 1Q SEC ↗
28 HARBOUR INVESTMENTS, INC. 2,324 152K — +0.0% 17Q SEC ↗
29 Dunhill Financial, LLC 1,712 112K — +0.0% 11Q SEC ↗
30 Gunpowder Capital Management, LLC dba 1,325 87K — +0.0% 3Q SEC ↗
31 HHM Wealth Advisors, LLC 785 51K — +0.0% 23Q SEC ↗
32 FIDUCIARY FINANCIAL ADVISORS NEW 735 48K — +0.0% 1Q SEC ↗
33 Integrated Wealth Concepts LLC NEW 512 34K — +0.0% 1Q SEC ↗
34 Independence Bank of Kentucky 500 33K — +0.0% 35Q SEC ↗
35 SRH ADVISORS, LLC 460 30K — +0.0% 27Q SEC ↗
36 Rockefeller Capital Management L.P. 445 29K — +0.0% 4Q SEC ↗
37 UMB Bank, n.a. 400 26K — +0.0% 4Q SEC ↗
38 INTERNATIONAL ASSETS INVESTMENT MANAGE 210 14K -100 -32.3% 3Q SEC ↗
39 BLAIR WILLIAM & CO/IL 150 10K — +0.0% 5Q SEC ↗
40 ASSETMARK, INC 104 7K — +0.0% 4Q SEC ↗
41 NewEdge Advisors, LLC 55 4K — +0.0% 15Q SEC ↗
42 LANARK FINANCIAL, INC. 45 3K — +0.0% 6Q SEC ↗
43 Farther Finance Advisors, LLC 37 2K — +0.0% 6Q SEC ↗
44 Russell Investments Group, Ltd. NEW 1 0K — +0.0% 1Q SEC ↗
45 Beacon Capital Management, Inc. 1 0K — +0.0% 5Q SEC ↗
46 Waverly Advisors, LLC 0 0K -3,500 -100.0% 1Q SEC ↗
47 Tower Research Capital LLC (TRC) 0 0K -13 -100.0% 1Q SEC ↗
48 GAMCO INVESTORS, INC. ET AL 0 0K -15,850 -100.0% 4Q SEC ↗
49 Kestra Advisory Services, LLC 0 0K -1,287 -100.0% 1Q SEC ↗
50 THURSTON, SPRINGER, MILLER, HERD & TIT 0 0K -2,257 -100.0% 5Q SEC ↗
Biggest Increases (7)
HolderAddedChange %Total Shares
MORGAN STANLEY +75,663 +128.1% 134,714
SUSQUEHANNA INTERNATIONAL GROUP, LL +27,279 +82.1% 60,503
ROYAL BANK OF CANADA +1,760 +2.6% 68,681
RAYMOND JAMES FINANCIAL INC +875 +7.8% 12,059
LPL Financial LLC +258 +1.0% 27,254
Lumbard & Kellner, LLC +198 +0.3% 57,811
COMMONWEALTH EQUITY SERVICES, LLC +14 +0.3% 5,201
Biggest Decreases (12)
HolderReducedChange %Total Shares
CITADEL ADVISORS LLC -12,760 -56.0% 10,006
BANK OF AMERICA CORP /DE -9,874 -10.5% 84,280
UBS Group AG -5,530 -13.2% 36,359
TWO SIGMA INVESTMENTS, LP -3,257 -22.5% 11,243
WELLS FARGO & COMPANY/MN -1,677 -2.1% 79,038
Summit Financial, LLC -1,411 -15.8% 7,518
Cambridge Investment Research Advis -494 -4.0% 11,753
OSAIC HOLDINGS, INC. -416 -9.4% 4,021
Cetera Investment Advisers -386 -3.8% 9,796
Cutler Capital Management, LLC -339 -3.3% 9,868
INTERNATIONAL ASSETS INVESTMENT MAN -100 -32.3% 210
SIGNET FINANCIAL MANAGEMENT, LLC -4 -0.0% 8,929

Sign in to InsiderStreet

You'll also get our free weekly newsletter with
smart money signals, market insights, and alpha ideas.
Unsubscribe anytime.

For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms