— Know what they know.
Not Investment Advice

RFEM Institutional Ownership

First Trust RiverFront Dynamic Emerging Markets ETF
1W: +0.2% 1M: +3.0% 3M: +7.2% YTD: +23.7% 1Y: +34.1% 3Y: +98.3% 5Y: +66.2%
$99.61
Last traded 2026-09-11 — delisted
ETF NASDAQ · AUM $84.7M

Institutional Ownership — RFEM

46
Institutional Holders
+0 vs prior quarter
0.0%
Ownership
+0.00pp
66M
Total Invested
6
New Positions
12
Increased
17
Reduced
5
Closed
0.00
Put/Call Ratio

Ownership Trends

Top Institutional Holders (49 total)

# Holder Shares Value Change Change % Holding Period Filing
1 Ferguson Shapiro LLC 213,603 $21M -4,215 -1.9% 3Q SEC ↗
2 LPL Financial LLC 119,247 $12M +17,061 +16.7% 11Q SEC ↗
3 Janney Montgomery Scott LLC NEW 79,888 $8M — +0.0% 1Q SEC ↗
4 ENVESTNET ASSET MANAGEMENT INC 60,193 $6M -208 -0.3% 30Q SEC ↗
5 Baird Financial Group, Inc. 40,840 $4M -4,658 -10.2% 38Q SEC ↗
6 Prospera Financial Services Inc 33,713 $3M -3,324 -9.0% 15Q SEC ↗
7 RiverFront Investment Group, LLC 33,302 $3M -3,105 -8.5% 40Q SEC ↗
8 TRUIST FINANCIAL CORP 27,179 $3M +774 +2.9% 27Q SEC ↗
9 J.W. COLE ADVISORS, INC. NEW 25,184 $3M — +0.0% 1Q SEC ↗
10 OLD MISSION CAPITAL LLC 23,573 $2M +2,223 +10.4% 2Q SEC ↗
11 MML INVESTORS SERVICES, LLC 17,925 $2M +1,640 +10.1% 7Q SEC ↗
12 Cambridge Investment Research Advisors 17,813 $2M +425 +2.4% 2Q SEC ↗
13 Maia Wealth LLC 17,174 $2M +1,592 +10.2% 8Q SEC ↗
14 Coppell Advisory Solutions LLC NEW 15,114 $2M — +0.0% 1Q SEC ↗
15 Cetera Investment Advisers 12,539 $1M -16,015 -56.1% 6Q SEC ↗
16 RAYMOND JAMES FINANCIAL INC 12,517 $1M -1,935 -13.4% 7Q SEC ↗
17 World Investment Advisors 11,160 $1M — +0.0% 8Q SEC ↗
18 Keystone Wealth Services, LLC 7,977 $795K +515 +6.9% 2Q SEC ↗
19 Farther Finance Advisors, LLC 6,153 $613K -27 -0.4% 5Q SEC ↗
20 JANE STREET GROUP, LLC 5,344 $532K +2,710 +102.9% 2Q SEC ↗
21 OSAIC HOLDINGS, INC. 3,498 $348K +298 +9.3% 26Q SEC ↗
22 CITADEL ADVISORS LLC 3,090 $308K -817 -20.9% 2Q SEC ↗
23 BENJAMIN EDWARDS INC 2,690 $268K -279 -9.4% 2Q SEC ↗
24 GeoWealth Management, LLC 2,483 $247K +110 +4.6% 2Q SEC ↗
25 Triad Wealth Partners, LLC 2,416 $241K -2,466 -50.5% 3Q SEC ↗
26 GAMMA Investing LLC 1,890 $188K — +0.0% 9Q SEC ↗
27 INTERNATIONAL ASSETS INVESTMENT MANAGE 853 $85K — +0.0% 3Q SEC ↗
28 TUCKER ASSET MANAGEMENT LLC 804 $80K +9 +1.1% 5Q SEC ↗
29 REAP Financial Group, LLC 593 $59K +7 +1.2% 11Q SEC ↗
30 HARBOUR INVESTMENTS, INC. 284 $28K — +0.0% 17Q SEC ↗
31 EVOLUTION WEALTH MANAGEMENT INC. 159 $16K — +0.0% 5Q SEC ↗
32 Elevated Capital Advisors, LLC 112 $11K — +0.0% 3Q SEC ↗
33 UBS Group AG 75 $7K — +0.0% 9Q SEC ↗
34 Ascentis Independent Advisors 67 $7K — +0.0% 2Q SEC ↗
35 Steward Partners Investment Advisory, 52 $5K — +0.0% 10Q SEC ↗
36 NewEdge Advisors, LLC 48 $5K — +0.0% 15Q SEC ↗
37 JONES FINANCIAL COMPANIES LLLP NEW 32 $3K — +0.0% 1Q SEC ↗
38 NORTHWESTERN MUTUAL WEALTH MANAGEMENT NEW 16 $2K — +0.0% 1Q SEC ↗
39 JPMORGAN CHASE & CO 14 $1K — +0.0% 14Q SEC ↗
40 Sunbelt Securities, Inc. 3 $0K — +0.0% 13Q SEC ↗
41 MGO ONE SEVEN LLC 0 $0K -3,869 -100.0% 2Q SEC ↗
42 Kestra Advisory Services, LLC 0 $0K -290 -100.0% 1Q SEC ↗
43 ASSETMARK, INC 0 $0K -40 -100.0% 1Q SEC ↗
44 WELLS FARGO & COMPANY/MN 0 $0K -9,118 -100.0% 20Q SEC ↗
45 MAI Capital Management 0 $0K -805 -100.0% 6Q SEC ↗
46 Worth Financial Advisory Group, LLC 0 $0K -65 -100.0% 1Q SEC ↗
47 Wagner Wealth Management, Corp 0 $0K -5,724 -100.0% 1Q SEC ↗
48 PNC Financial Services Group, Inc. NEW 0 $0K — — 1Q SEC ↗
49 MORGAN STANLEY 0 $0K -1 -100.0% 22Q SEC ↗
Biggest Increases (12)
HolderAddedChange %Total Shares
LPL Financial LLC +17,061 +16.7% 119,247
JANE STREET GROUP, LLC +2,710 +102.9% 5,344
OLD MISSION CAPITAL LLC +2,223 +10.4% 23,573
MML INVESTORS SERVICES, LLC +1,640 +10.1% 17,925
Maia Wealth LLC +1,592 +10.2% 17,174
TRUIST FINANCIAL CORP +774 +2.9% 27,179
Keystone Wealth Services, LLC +515 +6.9% 7,977
Cambridge Investment Research Advis +425 +2.4% 17,813
OSAIC HOLDINGS, INC. +298 +9.3% 3,498
GeoWealth Management, LLC +110 +4.6% 2,483
TUCKER ASSET MANAGEMENT LLC +9 +1.1% 804
REAP Financial Group, LLC +7 +1.2% 593
Biggest Decreases (12)
HolderReducedChange %Total Shares
Cetera Investment Advisers -16,015 -56.1% 12,539
WELLS FARGO & COMPANY/MN -9,118 -100.0% 0
Baird Financial Group, Inc. -4,658 -10.2% 40,840
Ferguson Shapiro LLC -4,215 -1.9% 213,603
Prospera Financial Services Inc -3,324 -9.0% 33,713
RiverFront Investment Group, LLC -3,105 -8.5% 33,302
Triad Wealth Partners, LLC -2,466 -50.5% 2,416
RAYMOND JAMES FINANCIAL INC -1,935 -13.4% 12,517
CITADEL ADVISORS LLC -817 -20.9% 3,090
BENJAMIN EDWARDS INC -279 -9.4% 2,690
ENVESTNET ASSET MANAGEMENT INC -208 -0.3% 60,193
Farther Finance Advisors, LLC -27 -0.4% 6,153

Sign in to InsiderStreet

You'll also get our free weekly newsletter with
smart money signals, market insights, and alpha ideas.
Unsubscribe anytime.

For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms