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RFFC Institutional Ownership

ALPS Active Equity Opportunity ETF
1W: -0.5% 1M: +0.5% 3M: +1.7% YTD: +13.8% 1Y: +19.6% 3Y: +85.2% 5Y: +78.4%
$76.88
+0.42 (+0.55%)
 
Weekly Expected Move ±1.4%
$75 $76 $77 $78 $79
ETF AMEX · AUM $32.7M

Institutional Ownership — RFFC

21
Institutional Holders
+2 vs prior quarter
0.0%
Ownership
+0.00pp
20M
Total Invested
2
New Positions
4
Increased
9
Reduced
2
Closed
0.00
Put/Call Ratio

Ownership Trends

Top Institutional Holders (21 total)

# Holder Shares Value Change Change % Holding Period Filing
1 ALPS ADVISORS INC 197,380 $15M +31,695 +19.1% 5Q SEC ↗
2 OSAIC HOLDINGS, INC. 12,596 $968K -1,018 -7.5% 26Q SEC ↗
3 ENVESTNET ASSET MANAGEMENT INC 12,571 $966K +1,543 +14.0% 30Q SEC ↗
4 Fermata Advisors, LLC 8,909 $685K -987 -10.0% 10Q SEC ↗
5 Arsenal Capital Advisors LLC 7,666 $589K +120 +1.6% 3Q SEC ↗
6 Koshinski Asset Management, Inc. 5,316 $409K — +0.0% 10Q SEC ↗
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP NEW 4,977 $383K — +0.0% 1Q SEC ↗
8 Prospera Financial Services Inc 3,912 $301K -321 -7.6% 29Q SEC ↗
9 Stratos Wealth Partners, LTD. 3,637 $280K — +0.0% 36Q SEC ↗
10 Tenzing Financial LLC NEW 2,885 $222K — +0.0% 1Q SEC ↗
11 GAMMA Investing LLC 2,389 $184K — +0.0% 9Q SEC ↗
12 NewEdge Advisors, LLC 1,663 $128K +1 +0.1% 15Q SEC ↗
13 JPMORGAN CHASE & CO 1,031 $79K -72 -6.5% 15Q SEC ↗
14 UBS Group AG 398 $31K -318 -44.4% 5Q SEC ↗
15 EVOLUTION WEALTH MANAGEMENT INC. 289 $22K — +0.0% 5Q SEC ↗
16 Elevated Capital Advisors, LLC 208 $16K — +0.0% 3Q SEC ↗
17 Triumph Capital Management 54 $4K -50 -48.1% 4Q SEC ↗
18 Smartleaf Asset Management LLC 3 $0K — +0.0% 2Q SEC ↗
19 RiverFront Investment Group, LLC 0 $0K -4,982 -100.0% 39Q SEC ↗
20 CITADEL ADVISORS LLC 0 $0K -18,762 -100.0% 2Q SEC ↗
21 WELLS FARGO & COMPANY/MN 0 $0K -1 -100.0% 19Q SEC ↗

Recent Activity

New Positions (2)
HolderSharesValue
SUSQUEHANNA INTERNATIONAL GROUP, LL 4,977 $383K
Tenzing Financial LLC 2,885 $222K
Sold Out (2)
HolderPrev SharesPrev Value
CITADEL ADVISORS LLC 18,762 $1M
RiverFront Investment Group, LLC 4,982 $383K
Biggest Increases (4)
HolderAddedChange %Total Shares
ALPS ADVISORS INC +31,695 +19.1% 197,380
ENVESTNET ASSET MANAGEMENT INC +1,543 +14.0% 12,571
Arsenal Capital Advisors LLC +120 +1.6% 7,666
NewEdge Advisors, LLC +1 +0.1% 1,663
Biggest Decreases (7)
HolderReducedChange %Total Shares
OSAIC HOLDINGS, INC. -1,018 -7.5% 12,596
Fermata Advisors, LLC -987 -10.0% 8,909
Prospera Financial Services Inc -321 -7.6% 3,912
UBS Group AG -318 -44.4% 398
JPMORGAN CHASE & CO -72 -6.5% 1,031
Triumph Capital Management -50 -48.1% 54
WELLS FARGO & COMPANY/MN -1 -100.0% 0

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms