ROAM Institutional Ownership
Hartford Multifactor Emerging Markets ETF
1W: -1.4%
1M: -2.9%
3M: -1.0%
YTD: +20.0%
1Y: +26.7%
3Y: +86.1%
5Y: +74.9%
$35.63
+0.26 (+0.74%)
Weekly Expected Move ±1.9%
$34
$35
$36
$36
$37
Overview
Chart
Holdings
Changes
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Analysis
Peers
Institutions
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Short Interest
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Institutional Ownership — ROAM
48
Institutional Holders
+11 vs prior quarter
0.0%
Ownership
+0.00pp
92M
Total Invested
14
New Positions
13
Increased
17
Reduced
5
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (50 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 656,376 | $23M | -16,610 | -2.5% | 12Q | SEC ↗ |
| 2 | Stratos Wealth Partners, LTD. | 639,228 | $23M | +80,672 | +14.4% | 9Q | SEC ↗ |
| 3 | Kestra Advisory Services, LLC | 283,635 | $10M | +66 | +0.0% | 3Q | SEC ↗ |
| 4 | JANE STREET GROUP, LLC | 143,129 | $5M | +129,266 | +932.5% | 2Q | SEC ↗ |
| 5 | OLD MISSION CAPITAL LLC | 122,532 | $4M | +111,600 | +1020.9% | 2Q | SEC ↗ |
| 6 | Sanctuary Advisors, LLC | 102,295 | $4M | -6,935 | -6.3% | 9Q | SEC ↗ |
| 7 | RAYMOND JAMES FINANCIAL INC | 88,981 | $3M | +62,440 | +235.3% | 7Q | SEC ↗ |
| 8 | COMMONWEALTH EQUITY SERVICES, LLC | 73,693 | $3M | +7,178 | +10.8% | 2Q | SEC ↗ |
| 9 | Private Advisor Group, LLC | 66,247 | $2M | -168,860 | -71.8% | 2Q | SEC ↗ |
| 10 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 59,112 | $2M | -19,731 | -25.0% | 2Q | SEC ↗ |
| 11 | Fermata Advisors, LLC | 44,279 | $2M | -1,295 | -2.8% | 7Q | SEC ↗ |
| 12 | Mariner, LLC | 32,646 | $1M | +5,514 | +20.3% | 6Q | SEC ↗ |
| 13 | Empirical Asset Management, LLC | 32,597 | $1M | +1,523 | +4.9% | 4Q | SEC ↗ |
| 14 | Compound Planning, Inc. NEW | 28,989 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 15 | IFG Advisory, LLC NEW | 27,585 | $983K | — | +0.0% | 1Q | SEC ↗ |
| 16 | Dynamic Advisor Solutions LLC | 19,454 | $693K | -137 | -0.7% | 11Q | SEC ↗ |
| 17 | CITADEL ADVISORS LLC | 19,385 | $691K | -13,009 | -40.2% | 4Q | SEC ↗ |
| 18 | Prospera Financial Services Inc | 18,022 | $642K | -45 | -0.2% | 9Q | SEC ↗ |
| 19 | Cambridge Investment Research Advisors | 15,864 | $565K | +5,292 | +50.1% | 24Q | SEC ↗ |
| 20 | Cetera Investment Advisers | 11,797 | $420K | -16,956 | -59.0% | 3Q | SEC ↗ |
| 21 | TRUIST FINANCIAL CORP NEW | 11,270 | $402K | — | +0.0% | 1Q | SEC ↗ |
| 22 | Redwood Financial Network Corp NEW | 10,867 | $387K | — | +0.0% | 1Q | SEC ↗ |
| 23 | ENVESTNET ASSET MANAGEMENT INC | 10,814 | $385K | +1,989 | +22.5% | 2Q | SEC ↗ |
| 24 | Blueprint Financial Advisors LLC | 10,207 | $364K | -75 | -0.7% | 2Q | SEC ↗ |
| 25 | Blueprint Investment Partners LLC | 10,207 | $364K | -75 | -0.7% | 2Q | SEC ↗ |
| 26 | GOLDMAN SACHS GROUP INC NEW | 7,222 | $257K | — | +0.0% | 1Q | SEC ↗ |
| 27 | J.W. COLE ADVISORS, INC. NEW | 6,682 | $238K | — | +0.0% | 1Q | SEC ↗ |
| 28 | Capital Investment Advisory Services, NEW | 4,378 | $156K | — | +0.0% | 1Q | SEC ↗ |
| 29 | JPMORGAN CHASE & CO NEW | 4,074 | $145K | — | +0.0% | 1Q | SEC ↗ |
| 30 | Allworth Financial LP NEW | 4,074 | $145K | — | +0.0% | 1Q | SEC ↗ |
| 31 | PRIVATE TRUST CO NA | 3,414 | $122K | +588 | +20.8% | 9Q | SEC ↗ |
| 32 | CREATIVE FINANCIAL DESIGNS INC /ADV NEW | 3,049 | $109K | — | +0.0% | 1Q | SEC ↗ |
| 33 | Advisors Preferred, LLC NEW | 2,455 | $87K | — | +0.0% | 1Q | SEC ↗ |
| 34 | OSAIC HOLDINGS, INC. | 2,378 | $85K | -52,021 | -95.6% | 26Q | SEC ↗ |
| 35 | FMR LLC NEW | 1,731 | $62K | — | +0.0% | 1Q | SEC ↗ |
| 36 | Torren Management, LLC | 1,402 | $50K | +13 | +0.9% | 2Q | SEC ↗ |
| 37 | Wagner Wealth Management, LLC | 358 | $13K | — | +0.0% | 16Q | SEC ↗ |
| 38 | VANGUARD ADVISERS INC | 260 | $9K | — | +0.0% | 2Q | SEC ↗ |
| 39 | JONES FINANCIAL COMPANIES LLLP | 185 | $7K | +136 | +277.6% | 3Q | SEC ↗ |
| 40 | Integrated Wealth Concepts LLC NEW | 91 | $3K | — | +0.0% | 1Q | SEC ↗ |
| 41 | Harborfront Financial Group LLC NEW | 77 | $3K | — | +0.0% | 1Q | SEC ↗ |
| 42 | Bullock Wealth Management Group | 75 | $3K | — | +0.0% | 3Q | SEC ↗ |
| 43 | MORGAN STANLEY | 1 | $0K | — | +0.0% | 9Q | SEC ↗ |
| 44 | Tempus Wealth Planning, LLC | 0 | $0K | -16,500 | -100.0% | 1Q | SEC ↗ |
| 45 | FLOW TRADERS U.S. LLC | 0 | $0K | -47,059 | -100.0% | 1Q | SEC ↗ |
| 46 | TWIN PEAKS WEALTH ADVISORS, LLC | 0 | $0K | -1,633 | -100.0% | 1Q | SEC ↗ |
| 47 | WELLS FARGO & COMPANY/MN | 0 | $0K | -4,550 | -100.0% | 30Q | SEC ↗ |
| 48 | Independent Advisor Alliance | 0 | $0K | -26,552 | -100.0% | 1Q | SEC ↗ |
| 49 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 0 | $0K | -49 | -100.0% | 1Q | SEC ↗ |
| 50 | Western Wealth Management, LLC | 0 | $0K | -1,155 | -100.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (14)
| Holder | Shares | Value |
|---|---|---|
| Compound Planning, Inc. | 28,989 | $1M |
| IFG Advisory, LLC | 27,585 | $983K |
| TRUIST FINANCIAL CORP | 11,270 | $402K |
| Redwood Financial Network Corp | 10,867 | $387K |
| GOLDMAN SACHS GROUP INC | 7,222 | $257K |
| J.W. COLE ADVISORS, INC. | 6,682 | $238K |
| Capital Investment Advisory Service | 4,378 | $156K |
| JPMORGAN CHASE & CO | 4,074 | $145K |
| Allworth Financial LP | 4,074 | $145K |
| CREATIVE FINANCIAL DESIGNS INC /ADV | 3,049 | $109K |
| Advisors Preferred, LLC | 2,455 | $87K |
| FMR LLC | 1,731 | $62K |
| Integrated Wealth Concepts LLC | 91 | $3K |
| Harborfront Financial Group LLC | 77 | $3K |
Sold Out (7)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| FLOW TRADERS U.S. LLC | 47,059 | $2M |
| Independent Advisor Alliance | 26,552 | $946K |
| Tempus Wealth Planning, LLC | 16,500 | $588K |
| WELLS FARGO & COMPANY/MN | 4,550 | $162K |
| TWIN PEAKS WEALTH ADVISORS, LLC | 1,633 | $58K |
| Western Wealth Management, LLC | 1,155 | $41K |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | 49 | $2K |
Biggest Increases (13)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| JANE STREET GROUP, LLC | +129,266 | +932.5% | 143,129 |
| OLD MISSION CAPITAL LLC | +111,600 | +1020.9% | 122,532 |
| Stratos Wealth Partners, LTD. | +80,672 | +14.4% | 639,228 |
| RAYMOND JAMES FINANCIAL INC | +62,440 | +235.3% | 88,981 |
| COMMONWEALTH EQUITY SERVICES, LLC | +7,178 | +10.8% | 73,693 |
| Mariner, LLC | +5,514 | +20.3% | 32,646 |
| Cambridge Investment Research Advis | +5,292 | +50.1% | 15,864 |
| ENVESTNET ASSET MANAGEMENT INC | +1,989 | +22.5% | 10,814 |
| Empirical Asset Management, LLC | +1,523 | +4.9% | 32,597 |
| PRIVATE TRUST CO NA | +588 | +20.8% | 3,414 |
| JONES FINANCIAL COMPANIES LLLP | +136 | +277.6% | 185 |
| Kestra Advisory Services, LLC | +66 | +0.0% | 283,635 |
| Torren Management, LLC | +13 | +0.9% | 1,402 |
Biggest Decreases (12)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Private Advisor Group, LLC | -168,860 | -71.8% | 66,247 |
| OSAIC HOLDINGS, INC. | -52,021 | -95.6% | 2,378 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | -19,731 | -25.0% | 59,112 |
| Cetera Investment Advisers | -16,956 | -59.0% | 11,797 |
| LPL Financial LLC | -16,610 | -2.5% | 656,376 |
| CITADEL ADVISORS LLC | -13,009 | -40.2% | 19,385 |
| Sanctuary Advisors, LLC | -6,935 | -6.3% | 102,295 |
| Fermata Advisors, LLC | -1,295 | -2.8% | 44,279 |
| Dynamic Advisor Solutions LLC | -137 | -0.7% | 19,454 |
| Blueprint Financial Advisors LLC | -75 | -0.7% | 10,207 |
| Blueprint Investment Partners LLC | -75 | -0.7% | 10,207 |
| Prospera Financial Services Inc | -45 | -0.2% | 18,022 |