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ROKT Institutional Ownership

State Street SPDR S&P Kensho Final Frontiers ETF
1W: -1.0% 1M: -2.0% 3M: -10.8% YTD: +19.8% 1Y: +38.1% 3Y: +172.5% 5Y: +169.1%
$106.04
+1.17 (+1.12%)
 
Weekly Expected Move ±2.2%
$101 $104 $106 $108 $111
ETF AMEX · AUM $185.6M

Institutional Ownership — ROKT

58
Institutional Holders
+28 vs prior quarter
0.0%
Ownership
+0.00pp
46M
Total Invested
30
New Positions
14
Increased
8
Reduced
5
Closed
0.50
Put/Call Ratio

Ownership Trends

Top Institutional Holders (59 total)

# Holder Shares Value Change Change % Holding Period Filing
1 LPL Financial LLC 145,680 15M +136,702 +1522.6% 2Q SEC ↗
2 FLOW TRADERS U.S. LLC NEW 26,489 3M — +0.0% 1Q SEC ↗
3 URS Advisory LLC NEW 19,784 2M — +0.0% 1Q SEC ↗
4 RAYMOND JAMES FINANCIAL INC 18,726 2M +10,433 +125.8% 2Q SEC ↗
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,693 2M +10,894 +139.7% 3Q SEC ↗
6 LIBERTY ONE INVESTMENT MANAGEMENT, LLC 17,766 2M +5,590 +45.9% 2Q SEC ↗
7 US BANCORP \DE NEW 17,436 2M — +0.0% 1Q SEC ↗
8 WealthBridge Capital Management, LLC 15,172 2M +1,133 +8.1% 6Q SEC ↗
9 Cambridge Investment Research Advisors 14,413 2M +4,947 +52.3% 3Q SEC ↗
10 JOHNSON INVESTMENT COUNSEL INC NEW 11,939 1M — +0.0% 1Q SEC ↗
11 Benson Wealth Management INC 10,425 1M +5,172 +98.5% 2Q SEC ↗
12 OSAIC HOLDINGS, INC. 9,137 969K +8,712 +2049.9% 9Q SEC ↗
13 HRT FINANCIAL LP NEW 6,892 731K — +0.0% 1Q SEC ↗
14 Endowment Wealth Management, Inc. NEW 6,487 688K — +0.0% 1Q SEC ↗
15 Virginia Estate & Retirement Planning NEW 4,561 484K — +0.0% 1Q SEC ↗
16 Flagship Private Wealth, LLC NEW 4,393 466K — +0.0% 1Q SEC ↗
17 Asset One Wealth Management LLC NEW 4,165 442K — +0.0% 1Q SEC ↗
18 Virtus Family Office LLC 3,802 403K — +0.0% 3Q SEC ↗
19 COMPASS CAPITAL CORP /MA/ /ADV 3,425 363K +118 +3.6% 2Q SEC ↗
20 JANE STREET GROUP, LLC NEW 3,089 328K — +0.0% 1Q SEC ↗
21 Fulcrum Equity Management 3,021 320K +95 +3.2% 2Q SEC ↗
22 Wealthfront Advisers LLC 2,967 315K +299 +11.2% 3Q SEC ↗
23 KINGSWOOD WEALTH ADVISORS, LLC NEW 2,611 277K — +0.0% 1Q SEC ↗
24 D.A. DAVIDSON & CO. 2,354 250K — +0.0% 3Q SEC ↗
25 Aurora Private Wealth, Inc. NEW 2,267 240K — +0.0% 1Q SEC ↗
26 Cetera Investment Advisers NEW 1,846 196K — +0.0% 1Q SEC ↗
27 Arax Advisory Partners NEW 1,830 194K — +0.0% 1Q SEC ↗
28 Ankerstar Wealth, LLC NEW 1,249 132K — +0.0% 1Q SEC ↗
29 Innovative Asset Advisors Group, LLC 950 101K +650 +216.7% 2Q SEC ↗
30 FIFTH THIRD BANCORP 881 93K -19 -2.1% 2Q SEC ↗
31 Steward Partners Investment Advisory, NEW 519 55K — +0.0% 1Q SEC ↗
32 SIMPLEX TRADING, LLC NEW 505 54K — +0.0% 1Q SEC ↗
33 NewEdge Advisors, LLC 393 42K +339 +627.8% 2Q SEC ↗
34 North Star Investment Management Corp. 355 38K — +0.0% 28Q SEC ↗
35 MERCER GLOBAL ADVISORS INC /ADV NEW 294 31K — +0.0% 1Q SEC ↗
36 MORGAN STANLEY 288 31K +77 +36.5% 23Q SEC ↗
37 Spire Wealth Management NEW 167 18K — +0.0% 1Q SEC ↗
38 Farther Finance Advisors, LLC NEW 150 16K — +0.0% 1Q SEC ↗
39 Global Retirement Partners, LLC NEW 135 14K — +0.0% 1Q SEC ↗
40 UBS Group AG NEW 135 14K — +0.0% 1Q SEC ↗
41 BANK OF MONTREAL /CAN 50 5K — +0.0% 2Q SEC ↗
42 HARBOUR INVESTMENTS, INC. NEW 49 5K — +0.0% 1Q SEC ↗
43 IFP Advisors, Inc NEW 45 5K — +0.0% 1Q SEC ↗
44 FMR LLC 41 4K -559 -93.2% 2Q SEC ↗
45 JPMORGAN CHASE & CO NEW 35 4K — +0.0% 1Q SEC ↗
46 Integrated Wealth Concepts LLC NEW 26 3K — +0.0% 1Q SEC ↗
47 IFG Advisory, LLC NEW 25 3K — +0.0% 1Q SEC ↗
48 MCGUIRE CAPITAL ADVISORS INC NEW 25 3K — +0.0% 1Q SEC ↗
49 Aptus Capital Advisors, LLC NEW 10 1K — +0.0% 1Q SEC ↗
50 Founders Financial Alliance, LLC NEW 7 1K — +0.0% 1Q SEC ↗
Biggest Increases (14)
HolderAddedChange %Total Shares
LPL Financial LLC +136,702 +1522.6% 145,680
SUSQUEHANNA INTERNATIONAL GROUP, LL +10,894 +139.7% 18,693
RAYMOND JAMES FINANCIAL INC +10,433 +125.8% 18,726
OSAIC HOLDINGS, INC. +8,712 +2049.9% 9,137
LIBERTY ONE INVESTMENT MANAGEMENT, +5,590 +45.9% 17,766
Benson Wealth Management INC +5,172 +98.5% 10,425
Cambridge Investment Research Advis +4,947 +52.3% 14,413
WealthBridge Capital Management, LL +1,133 +8.1% 15,172
Innovative Asset Advisors Group, LL +650 +216.7% 950
NewEdge Advisors, LLC +339 +627.8% 393
Wealthfront Advisers LLC +299 +11.2% 2,967
COMPASS CAPITAL CORP /MA/ /ADV +118 +3.6% 3,425
Fulcrum Equity Management +95 +3.2% 3,021
MORGAN STANLEY +77 +36.5% 288
Biggest Decreases (3)
HolderReducedChange %Total Shares
FMR LLC -559 -93.2% 41
FIFTH THIRD BANCORP -19 -2.1% 881
WELLS FARGO & COMPANY/MN -1 -100.0% 0

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms