ROUS Institutional Ownership
Hartford Multifactor US Equity ETF
1W: +0.3%
1M: -0.3%
3M: +0.6%
YTD: +15.5%
1Y: +16.7%
3Y: +73.3%
5Y: +76.4%
$67.22
+0.26 (+0.39%)
Weekly Expected Move ±1.2%
$66
$66
$67
$68
$69
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — ROUS
78
Institutional Holders
+9 vs prior quarter
0.0%
Ownership
+0.00pp
442M
Total Invested
14
New Positions
33
Increased
22
Reduced
6
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (80 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | NorthRock Partners, LLC | 1,213,197 | $82M | -61,372 | -4.8% | 4Q | SEC ↗ |
| 2 | Hartford Funds Management Co LLC | 801,483 | $54M | -64,694 | -7.5% | 34Q | SEC ↗ |
| 3 | LPL Financial LLC | 775,856 | $52M | +51,077 | +7.0% | 35Q | SEC ↗ |
| 4 | MORGAN STANLEY | 524,259 | $35M | +74,439 | +16.5% | 32Q | SEC ↗ |
| 5 | RAYMOND JAMES FINANCIAL INC | 453,416 | $30M | +112,404 | +33.0% | 7Q | SEC ↗ |
| 6 | AMERIPRISE FINANCIAL INC | 287,292 | $19M | -14,578 | -4.8% | 16Q | SEC ↗ |
| 7 | JONES FINANCIAL COMPANIES LLLP | 263,718 | $18M | +99,261 | +60.4% | 9Q | SEC ↗ |
| 8 | BANK OF AMERICA CORP /DE | 204,467 | $14M | +7,052 | +3.6% | 15Q | SEC ↗ |
| 9 | ROYAL BANK OF CANADA | 182,951 | $12M | +1,619 | +0.9% | 33Q | SEC ↗ |
| 10 | WELLS FARGO & COMPANY/MN | 161,990 | $11M | +83,495 | +106.4% | 32Q | SEC ↗ |
| 11 | Western Wealth Management, LLC | 152,422 | $10M | +1,996 | +1.3% | 19Q | SEC ↗ |
| 12 | Fermata Advisors, LLC | 122,530 | $8M | -2,080 | -1.7% | 11Q | SEC ↗ |
| 13 | UBS Group AG | 111,703 | $8M | +56,196 | +101.2% | 40Q | SEC ↗ |
| 14 | Cetera Investment Advisers | 105,346 | $7M | +5,385 | +5.4% | 10Q | SEC ↗ |
| 15 | COMMONWEALTH EQUITY SERVICES, LLC | 101,057 | $7M | +13,619 | +15.6% | 33Q | SEC ↗ |
| 16 | Marshall Financial Group, LLC | 85,786 | $6M | +1,275 | +1.5% | 6Q | SEC ↗ |
| 17 | Rockefeller Capital Management L.P. | 79,934 | $5M | +8,879 | +12.5% | 4Q | SEC ↗ |
| 18 | &PARTNERS | 68,129 | $5M | +42,025 | +161.0% | 2Q | SEC ↗ |
| 19 | NewEdge Advisors, LLC | 64,399 | $4M | -5,555 | -7.9% | 11Q | SEC ↗ |
| 20 | Vista Cima Wealth Management LLC | 62,780 | $4M | +729 | +1.2% | 7Q | SEC ↗ |
| 21 | HARBOUR INVESTMENTS, INC. | 56,433 | $4M | +4,306 | +8.3% | 17Q | SEC ↗ |
| 22 | Kingsview Wealth Management, LLC | 53,482 | $4M | -124,394 | -69.9% | 10Q | SEC ↗ |
| 23 | Waverly Advisors, LLC | 51,331 | $3M | — | +0.0% | 3Q | SEC ↗ |
| 24 | COLDSTREAM CAPITAL MANAGEMENT INC | 50,985 | $3M | -76 | -0.1% | 15Q | SEC ↗ |
| 25 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 48,525 | $3M | +20,140 | +71.0% | 15Q | SEC ↗ |
| 26 | OSAIC HOLDINGS, INC. | 46,803 | $3M | +9,153 | +24.3% | 26Q | SEC ↗ |
| 27 | Main Street Financial Solutions, LLC | 43,382 | $3M | +11,374 | +35.5% | 19Q | SEC ↗ |
| 28 | Stratos Wealth Partners, LTD. | 39,440 | $3M | +1,656 | +4.4% | 9Q | SEC ↗ |
| 29 | Janney Montgomery Scott LLC | 37,068 | $2M | -1,352 | -3.5% | 11Q | SEC ↗ |
| 30 | WCG Wealth Advisors LLC | 30,831 | $2M | — | +0.0% | 3Q | SEC ↗ |
| 31 | Golden Bell Financial Planning LLC | 28,922 | $2M | -377 | -1.3% | 7Q | SEC ↗ |
| 32 | TWO SIGMA INVESTMENTS, LP NEW | 27,600 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 33 | THURSTON, SPRINGER, MILLER, HERD & TIT | 24,967 | $2M | +4,364 | +21.2% | 7Q | SEC ↗ |
| 34 | First PREMIER Bank | 21,400 | $1M | — | +0.0% | 30Q | SEC ↗ |
| 35 | Wagner Wealth Management, LLC | 19,726 | $1M | +166 | +0.8% | 16Q | SEC ↗ |
| 36 | NATIXIS ADVISORS, LLC NEW | 19,042 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 37 | GOLDMAN SACHS GROUP INC NEW | 16,967 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 38 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 16,733 | $1M | +6,879 | +69.8% | 8Q | SEC ↗ |
| 39 | Gladstone Institutional Advisory LLC | 13,656 | $918K | -2,373 | -14.8% | 7Q | SEC ↗ |
| 40 | Private Advisor Group, LLC | 12,127 | $815K | +5,929 | +95.7% | 12Q | SEC ↗ |
| 41 | Sanctuary Advisors, LLC | 10,422 | $701K | +9 | +0.1% | 9Q | SEC ↗ |
| 42 | IEQ CAPITAL, LLC | 9,447 | $635K | — | +0.0% | 19Q | SEC ↗ |
| 43 | AQR CAPITAL MANAGEMENT LLC NEW | 7,976 | $536K | — | +0.0% | 1Q | SEC ↗ |
| 44 | Mariner, LLC | 6,977 | $469K | -19,319 | -73.5% | 15Q | SEC ↗ |
| 45 | RAM Investment Partners, LLC | 6,681 | $449K | — | +0.0% | 15Q | SEC ↗ |
| 46 | J.W. COLE ADVISORS, INC. NEW | 6,458 | $434K | — | +0.0% | 1Q | SEC ↗ |
| 47 | Harborfront Financial Group LLC NEW | 6,289 | $423K | — | +0.0% | 1Q | SEC ↗ |
| 48 | ENVESTNET ASSET MANAGEMENT INC | 6,244 | $420K | -21 | -0.3% | 30Q | SEC ↗ |
| 49 | Perennial Investment Advisors, LLC NEW | 6,141 | $413K | — | +0.0% | 1Q | SEC ↗ |
| 50 | STIFEL FINANCIAL CORP | 5,487 | $369K | +131 | +2.4% | 4Q | SEC ↗ |
Recent Activity
New Positions (14)
| Holder | Shares | Value |
|---|---|---|
| TWO SIGMA INVESTMENTS, LP | 27,600 | $2M |
| NATIXIS ADVISORS, LLC | 19,042 | $1M |
| GOLDMAN SACHS GROUP INC | 16,967 | $1M |
| AQR CAPITAL MANAGEMENT LLC | 7,976 | $536K |
| J.W. COLE ADVISORS, INC. | 6,458 | $434K |
| Harborfront Financial Group LLC | 6,289 | $423K |
| Perennial Investment Advisors, LLC | 6,141 | $413K |
| CITIGROUP INC | 5,379 | $362K |
| Total Clarity Wealth Management, In | 4,053 | $272K |
| Mission Financial Group, LLC | 3,830 | $257K |
| WEALTH ENHANCEMENT ADVISORY SERVICE | 3,471 | $233K |
| Lido Advisors, LLC | 3,310 | $222K |
| Global Retirement Partners, LLC | 1,715 | $115K |
| MERCER GLOBAL ADVISORS INC /ADV | 67 | $5K |
Sold Out (7)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Van Hulzen Asset Management, LLC | 17,848 | $1M |
| Arkadios Wealth Advisors | 13,146 | $884K |
| Baird Financial Group, Inc. | 9,158 | $616K |
| Independent Advisor Alliance | 7,510 | $505K |
| CITADEL ADVISORS LLC | 3,586 | $241K |
| OPTIMA CAPITAL LLC | 1,741 | $117K |
| Sound Income Strategies, LLC | 83 | $6K |
Biggest Increases (20)
Biggest Decreases (16)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Kingsview Wealth Management, LLC | -124,394 | -69.9% | 53,482 |
| Hartford Funds Management Co LLC | -64,694 | -7.5% | 801,483 |
| NorthRock Partners, LLC | -61,372 | -4.8% | 1,213,197 |
| Mariner, LLC | -19,319 | -73.5% | 6,977 |
| AMERIPRISE FINANCIAL INC | -14,578 | -4.8% | 287,292 |
| NewEdge Advisors, LLC | -5,555 | -7.9% | 64,399 |
| Henderson Brothers Financial Partne | -3,063 | -49.7% | 3,097 |
| Gladstone Institutional Advisory LL | -2,373 | -14.8% | 13,656 |
| Fermata Advisors, LLC | -2,080 | -1.7% | 122,530 |
| Janney Montgomery Scott LLC | -1,352 | -3.5% | 37,068 |
| Golden Bell Financial Planning LLC | -377 | -1.3% | 28,922 |
| JPMORGAN CHASE & CO | -88 | -13.4% | 570 |
| COLDSTREAM CAPITAL MANAGEMENT INC | -76 | -0.1% | 50,985 |
| FMR LLC | -53 | -2.0% | 2,551 |
| VANGUARD ADVISERS INC | -45 | -7.2% | 577 |
| ENVESTNET ASSET MANAGEMENT INC | -21 | -0.3% | 6,244 |