SEPT Institutional Ownership
AllianzIM U.S. Equity Buffer10 Sep ETF
1W: -0.2%
1M: +0.5%
3M: +2.4%
YTD: +9.7%
1Y: +11.7%
3Y: +54.5%
$38.58
+0.16 (+0.41%)
Weekly Expected Move ±1.0%
$38
$38
$39
$39
$39
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — SEPT
40
Institutional Holders
+2 vs prior quarter
0.0%
Ownership
+0.00pp
25M
Total Invested
2
New Positions
3
Increased
30
Reduced
13
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (40 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | COMMONWEALTH EQUITY SERVICES, LLC | 260,420 | $10M | -115,190 | -30.7% | 12Q | SEC ↗ |
| 2 | OSAIC HOLDINGS, INC. | 53,429 | $2M | +2,170 | +4.2% | 12Q | SEC ↗ |
| 3 | RAYMOND JAMES FINANCIAL INC | 51,678 | $2M | -8,537 | -14.2% | 7Q | SEC ↗ |
| 4 | LPL Financial LLC | 51,099 | $2M | -534 | -1.0% | 7Q | SEC ↗ |
| 5 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 39,584 | $2M | +8,876 | +28.9% | 8Q | SEC ↗ |
| 6 | OLD MISSION CAPITAL LLC | 35,512 | $1M | -233 | -0.7% | 2Q | SEC ↗ |
| 7 | Nvest Financial, LLC | 28,709 | $1M | +410 | +1.4% | 8Q | SEC ↗ |
| 8 | Cetera Investment Advisers | 24,323 | $938K | -13,470 | -35.6% | 10Q | SEC ↗ |
| 9 | AE Wealth Management LLC | 21,149 | $816K | -1,275,435 | -98.4% | 8Q | SEC ↗ |
| 10 | ENVESTNET ASSET MANAGEMENT INC | 14,280 | $551K | -2,947 | -17.1% | 11Q | SEC ↗ |
| 11 | INDEPENDENT FINANCIAL GROUP, LLC | 12,360 | $477K | -4,100 | -24.9% | 12Q | SEC ↗ |
| 12 | Kestra Advisory Services, LLC | 10,095 | $389K | -7,510 | -42.7% | 5Q | SEC ↗ |
| 13 | HARBOUR INVESTMENTS, INC. | 8,872 | $342K | -1,170 | -11.7% | 12Q | SEC ↗ |
| 14 | JIM SAULNIER & ASSOCIATES, LLC | 8,559 | $330K | -1,868 | -17.9% | 8Q | SEC ↗ |
| 15 | GOLDMAN SACHS GROUP INC NEW | 7,922 | $306K | — | +0.0% | 1Q | SEC ↗ |
| 16 | Sanctuary Advisors, LLC | 7,500 | $289K | — | +0.0% | 4Q | SEC ↗ |
| 17 | Focus Financial Network, Inc. | 6,352 | $245K | -14 | -0.2% | 5Q | SEC ↗ |
| 18 | Allianz SE | 5,000 | $193K | — | +0.0% | 3Q | SEC ↗ |
| 19 | Farther Finance Advisors, LLC | 4,828 | $186K | — | +0.0% | 7Q | SEC ↗ |
| 20 | Elevated Capital Advisors, LLC | 1,951 | $75K | -739 | -27.5% | 3Q | SEC ↗ |
| 21 | IFG Advisory, LLC NEW | 1,707 | $66K | — | +0.0% | 1Q | SEC ↗ |
| 22 | BLUE BELL PRIVATE WEALTH MANAGEMENT, L | 1,553 | $60K | -50 | -3.1% | 4Q | SEC ↗ |
| 23 | AdvisorNet Financial, Inc | 1,000 | $39K | — | +0.0% | 4Q | SEC ↗ |
| 24 | IFP Advisors, Inc | 738 | $28K | -50 | -6.3% | 10Q | SEC ↗ |
| 25 | Lloyd Advisory Services, LLC. | 223 | $9K | -1,734 | -88.6% | 3Q | SEC ↗ |
| 26 | UBS Group AG | 116 | $4K | -21 | -15.3% | 2Q | SEC ↗ |
| 27 | JPMORGAN CHASE & CO | 18 | $1K | — | +0.0% | 9Q | SEC ↗ |
| 28 | LifeWealth Investments, LLC | 0 | $0K | -7,373 | -100.0% | 3Q | SEC ↗ |
| 29 | US BANCORP \DE | 0 | $0K | -80 | -100.0% | 1Q | SEC ↗ |
| 30 | Key Capital Management, INC | 0 | $0K | -1,031 | -100.0% | 2Q | SEC ↗ |
| 31 | Kingdom Financial Group LLC. | 0 | $0K | -1,957 | -100.0% | 2Q | SEC ↗ |
| 32 | FSA Advisors, Inc. | 0 | $0K | -25,659 | -100.0% | 3Q | SEC ↗ |
| 33 | FWG Investments, LLC. | 0 | $0K | -85,454 | -100.0% | 3Q | SEC ↗ |
| 34 | Quest 10 Wealth Builders, Inc. | 0 | $0K | -25,181 | -100.0% | 3Q | SEC ↗ |
| 35 | Wellment Financial | 0 | $0K | -92,394 | -100.0% | 3Q | SEC ↗ |
| 36 | Csenge Advisory Group | 0 | $0K | -20,007 | -100.0% | 3Q | SEC ↗ |
| 37 | SMART Wealth LLC | 0 | $0K | -91,077 | -100.0% | 2Q | SEC ↗ |
| 38 | Networth Advisors, LLC | 0 | $0K | -1,857 | -100.0% | 2Q | SEC ↗ |
| 39 | Decker Retirement Planning Inc. | 0 | $0K | -565 | -100.0% | 2Q | SEC ↗ |
| 40 | BARCLAYS PLC | 0 | $0K | -6 | -100.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (2)
| Holder | Shares | Value |
|---|---|---|
| GOLDMAN SACHS GROUP INC | 7,922 | $306K |
| IFG Advisory, LLC | 1,707 | $66K |
Sold Out (13)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Wellment Financial | 92,394 | $4M |
| SMART Wealth LLC | 91,077 | $4M |
| FWG Investments, LLC. | 85,454 | $3M |
| FSA Advisors, Inc. | 25,659 | $990K |
| Quest 10 Wealth Builders, Inc. | 25,181 | $971K |
| Csenge Advisory Group | 20,007 | $772K |
| LifeWealth Investments, LLC | 7,373 | $284K |
| Kingdom Financial Group LLC. | 1,957 | $76K |
| Networth Advisors, LLC | 1,857 | $72K |
| Key Capital Management, INC | 1,031 | $40K |
| Decker Retirement Planning Inc. | 565 | $22K |
| US BANCORP \DE | 80 | $3K |
| BARCLAYS PLC | 6 | $0K |
Biggest Increases (3)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LL | +8,876 | +28.9% | 39,584 |
| OSAIC HOLDINGS, INC. | +2,170 | +4.2% | 53,429 |
| Nvest Financial, LLC | +410 | +1.4% | 28,709 |
Biggest Decreases (17)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| AE Wealth Management LLC | -1,275,435 | -98.4% | 21,149 |
| COMMONWEALTH EQUITY SERVICES, LLC | -115,190 | -30.7% | 260,420 |
| Cetera Investment Advisers | -13,470 | -35.6% | 24,323 |
| RAYMOND JAMES FINANCIAL INC | -8,537 | -14.2% | 51,678 |
| Kestra Advisory Services, LLC | -7,510 | -42.7% | 10,095 |
| INDEPENDENT FINANCIAL GROUP, LLC | -4,100 | -24.9% | 12,360 |
| ENVESTNET ASSET MANAGEMENT INC | -2,947 | -17.1% | 14,280 |
| JIM SAULNIER & ASSOCIATES, LLC | -1,868 | -17.9% | 8,559 |
| Lloyd Advisory Services, LLC. | -1,734 | -88.6% | 223 |
| HARBOUR INVESTMENTS, INC. | -1,170 | -11.7% | 8,872 |
| Elevated Capital Advisors, LLC | -739 | -27.5% | 1,951 |
| LPL Financial LLC | -534 | -1.0% | 51,099 |
| OLD MISSION CAPITAL LLC | -233 | -0.7% | 35,512 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT | -50 | -3.1% | 1,553 |
| IFP Advisors, Inc | -50 | -6.3% | 738 |
| UBS Group AG | -21 | -15.3% | 116 |
| Focus Financial Network, Inc. | -14 | -0.2% | 6,352 |