SEPU Institutional Ownership
AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF
1W: -0.3%
YTD: +0.3%
$31.84
+0.14 (+0.46%)
Overview
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Holdings
Changes
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Analysis
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Institutions
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Short Interest
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Institutional Ownership — SEPU
42
Institutional Holders
+6 vs prior quarter
0.0%
Ownership
+0.00pp
157M
Total Invested
9
New Positions
7
Increased
23
Reduced
10
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (42 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Gradient Investments LLC | 3,858,271 | $123M | +489,340 | +14.5% | 4Q | SEC ↗ |
| 2 | Allianz SE | 448,284 | $14M | +6,990 | +1.6% | 3Q | SEC ↗ |
| 3 | STEPHENS INC /AR | 128,896 | $4M | -937 | -0.7% | 8Q | SEC ↗ |
| 4 | ARS Wealth Advisors Group, LLC | 117,098 | $4M | -5,296 | -4.3% | 8Q | SEC ↗ |
| 5 | Brown Financial Advisors | 104,861 | $3M | +4,571 | +4.6% | 4Q | SEC ↗ |
| 6 | Paladin Wealth, LLC | 76,110 | $2M | +7,464 | +10.9% | 4Q | SEC ↗ |
| 7 | Mattson Financial Services, LLC | 57,773 | $2M | +6,113 | +11.8% | 4Q | SEC ↗ |
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP NEW | 48,919 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 9 | Regatta Research & Money Management NEW | 43,638 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 10 | Arax Advisory Partners | 38,102 | $1M | +20,460 | +116.0% | 3Q | SEC ↗ |
| 11 | OSAIC HOLDINGS, INC. | 33,704 | $1M | -571 | -1.7% | 6Q | SEC ↗ |
| 12 | COMMONWEALTH EQUITY SERVICES, LLC | 23,192 | $738K | -109 | -0.5% | 5Q | SEC ↗ |
| 13 | CENTAURUS FINANCIAL, INC. | 13,989 | $445K | — | +0.0% | 6Q | SEC ↗ |
| 14 | Cetera Investment Advisers | 8,767 | $279K | -3,246 | -27.0% | 4Q | SEC ↗ |
| 15 | Stratos Wealth Advisors, LLC | 8,475 | $270K | -95 | -1.1% | 7Q | SEC ↗ |
| 16 | Copley Financial Group, Inc. | 8,435 | $269K | -687 | -7.5% | 4Q | SEC ↗ |
| 17 | OLD MISSION CAPITAL LLC NEW | 8,084 | $257K | — | +0.0% | 1Q | SEC ↗ |
| 18 | Kestra Advisory Services, LLC | 8,060 | $257K | -600 | -6.9% | 6Q | SEC ↗ |
| 19 | Cypress Wealth Services, LLC | 7,726 | $246K | — | +0.0% | 5Q | SEC ↗ |
| 20 | A4 Wealth Advisors LLC | 6,780 | $216K | -12,668 | -65.1% | 4Q | SEC ↗ |
| 21 | JPMORGAN CHASE & CO | 2,639 | $84K | +2,307 | +694.9% | 2Q | SEC ↗ |
| 22 | NBZ Investment Advisors LLC | 1,810 | $58K | -273 | -13.1% | 4Q | SEC ↗ |
| 23 | Integrated Wealth Concepts LLC NEW | 1,346 | $43K | — | +0.0% | 1Q | SEC ↗ |
| 24 | IFP Advisors, Inc | 842 | $27K | -50 | -5.6% | 4Q | SEC ↗ |
| 25 | AE Wealth Management LLC | 730 | $23K | -233,864 | -99.7% | 2Q | SEC ↗ |
| 26 | Farther Finance Advisors, LLC NEW | 496 | $16K | — | +0.0% | 1Q | SEC ↗ |
| 27 | BARCLAYS PLC NEW | 269 | $9K | — | +0.0% | 1Q | SEC ↗ |
| 28 | COUNTRY TRUST BANK NEW | 128 | $4K | — | +0.0% | 1Q | SEC ↗ |
| 29 | Mosley Wealth Management NEW | 91 | $3K | — | +0.0% | 1Q | SEC ↗ |
| 30 | POM Investment Strategies, LLC | 56 | $2K | -20,764 | -99.7% | 2Q | SEC ↗ |
| 31 | MORGAN STANLEY | 38 | $1K | — | +0.0% | 3Q | SEC ↗ |
| 32 | Lloyd Advisory Services, LLC. | 0 | $0K | -234 | -100.0% | 1Q | SEC ↗ |
| 33 | Wellment Financial | 0 | $0K | -25,078 | -100.0% | 1Q | SEC ↗ |
| 34 | Key Capital Management, INC | 0 | $0K | -230 | -100.0% | 1Q | SEC ↗ |
| 35 | Networth Advisors, LLC | 0 | $0K | -6,391 | -100.0% | 1Q | SEC ↗ |
| 36 | Quest 10 Wealth Builders, Inc. | 0 | $0K | -3,322 | -100.0% | 1Q | SEC ↗ |
| 37 | Luminist Capital LLC NEW | 0 | $0K | — | — | 1Q | SEC ↗ |
| 38 | Decker Retirement Planning Inc. | 0 | $0K | -128 | -100.0% | 1Q | SEC ↗ |
| 39 | FWG Investments, LLC. | 0 | $0K | -9,879 | -100.0% | 1Q | SEC ↗ |
| 40 | Outlook Wealth Advisors, LLC | 0 | $0K | -11,788 | -100.0% | 1Q | SEC ↗ |
| 41 | SMART Wealth LLC | 0 | $0K | -12,201 | -100.0% | 1Q | SEC ↗ |
| 42 | Kingdom Financial Group LLC. | 0 | $0K | -234 | -100.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (9)
| Holder | Shares | Value |
|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 48,919 | $2M |
| Regatta Research & Money Management | 43,638 | $1M |
| OLD MISSION CAPITAL LLC | 8,084 | $257K |
| Integrated Wealth Concepts LLC | 1,346 | $43K |
| Farther Finance Advisors, LLC | 496 | $16K |
| BARCLAYS PLC | 269 | $9K |
| COUNTRY TRUST BANK | 128 | $4K |
| Mosley Wealth Management | 91 | $3K |
| Luminist Capital LLC | 0 | $0K |
Sold Out (10)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Wellment Financial | 25,078 | $798K |
| SMART Wealth LLC | 12,201 | $388K |
| Outlook Wealth Advisors, LLC | 11,788 | $375K |
| FWG Investments, LLC. | 9,879 | $314K |
| Networth Advisors, LLC | 6,391 | $203K |
| Quest 10 Wealth Builders, Inc. | 3,322 | $106K |
| Lloyd Advisory Services, LLC. | 234 | $7K |
| Kingdom Financial Group LLC. | 234 | $7K |
| Key Capital Management, INC | 230 | $7K |
| Decker Retirement Planning Inc. | 128 | $4K |
Biggest Increases (7)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Gradient Investments LLC | +489,340 | +14.5% | 3,858,271 |
| Arax Advisory Partners | +20,460 | +116.0% | 38,102 |
| Paladin Wealth, LLC | +7,464 | +10.9% | 76,110 |
| Allianz SE | +6,990 | +1.6% | 448,284 |
| Mattson Financial Services, LLC | +6,113 | +11.8% | 57,773 |
| Brown Financial Advisors | +4,571 | +4.6% | 104,861 |
| JPMORGAN CHASE & CO | +2,307 | +694.9% | 2,639 |
Biggest Decreases (13)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| AE Wealth Management LLC | -233,864 | -99.7% | 730 |
| POM Investment Strategies, LLC | -20,764 | -99.7% | 56 |
| A4 Wealth Advisors LLC | -12,668 | -65.1% | 6,780 |
| ARS Wealth Advisors Group, LLC | -5,296 | -4.3% | 117,098 |
| Cetera Investment Advisers | -3,246 | -27.0% | 8,767 |
| STEPHENS INC /AR | -937 | -0.7% | 128,896 |
| Copley Financial Group, Inc. | -687 | -7.5% | 8,435 |
| Kestra Advisory Services, LLC | -600 | -6.9% | 8,060 |
| OSAIC HOLDINGS, INC. | -571 | -1.7% | 33,704 |
| NBZ Investment Advisors LLC | -273 | -13.1% | 1,810 |
| COMMONWEALTH EQUITY SERVICES, LLC | -109 | -0.5% | 23,192 |
| Stratos Wealth Advisors, LLC | -95 | -1.1% | 8,475 |
| IFP Advisors, Inc | -50 | -5.6% | 842 |