SETM Institutional Ownership
Sprott Critical Materials ETF
1W: -4.0%
1M: -13.8%
3M: -6.9%
YTD: -3.1%
1Y: +17.7%
3Y: +77.4%
$29.23
+0.47 (+1.63%)
Weekly Expected Move ±5.0%
$26
$28
$29
$31
$32
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — SETM
126
Institutional Holders
+22 vs prior quarter
0.0%
Ownership
+0.00pp
233M
Total Invested
33
New Positions
50
Increased
27
Reduced
14
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (137 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Paul R. Ried Financial Group, LLC | 923,972 | $27M | -79,972 | -8.0% | 7Q | SEC ↗ |
| 2 | Treasurer of the State of North Caroli NEW | 642,839 | $19M | — | +0.0% | 1Q | SEC ↗ |
| 3 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 516,911 | $15M | +515,559 | +38133.1% | 2Q | SEC ↗ |
| 4 | Perigon Wealth Management, LLC NEW | 460,258 | $13M | — | +0.0% | 1Q | SEC ↗ |
| 5 | Atria Investments, Inc NEW | 444,813 | $13M | — | +0.0% | 1Q | SEC ↗ |
| 6 | Thrivent Financial for Lutherans | 428,313 | $13M | +6,590 | +1.6% | 4Q | SEC ↗ |
| 7 | BFI Infinity Ltd. | 404,253 | $12M | +11,334 | +2.9% | 3Q | SEC ↗ |
| 8 | JANE STREET GROUP, LLC | 344,648 | $10M | -194,601 | -36.1% | 9Q | SEC ↗ |
| 9 | Sumitomo Mitsui Trust Group, Inc. NEW | 266,991 | $8M | — | +0.0% | 1Q | SEC ↗ |
| 10 | RAYMOND JAMES FINANCIAL INC | 185,013 | $5M | +36,565 | +24.6% | 2Q | SEC ↗ |
| 11 | COMMONWEALTH EQUITY SERVICES, LLC | 140,874 | $4M | +1,875 | +1.3% | 4Q | SEC ↗ |
| 12 | LPL Financial LLC | 139,993 | $4M | +52,825 | +60.6% | 2Q | SEC ↗ |
| 13 | STIFEL FINANCIAL CORP | 123,152 | $4M | +7,382 | +6.4% | 3Q | SEC ↗ |
| 14 | GTS SECURITIES LLC | 121,089 | $4M | +103,768 | +599.1% | 3Q | SEC ↗ |
| 15 | Fortis Advisors, LLC | 118,755 | $3M | -303 | -0.3% | 4Q | SEC ↗ |
| 16 | Stegent Equity Advisors, Inc. | 116,747 | $3M | +80,280 | +220.1% | 3Q | SEC ↗ |
| 17 | Baird Financial Group, Inc. NEW | 112,831 | $3M | — | +0.0% | 1Q | SEC ↗ |
| 18 | TKG Advisors, LLC | 105,953 | $3M | +2,561 | +2.5% | 3Q | SEC ↗ |
| 19 | C2P Capital Advisory Group, LLC d.b.a. | 103,159 | $3M | +66,644 | +182.5% | 2Q | SEC ↗ |
| 20 | Inspire Advisors, LLC | 102,450 | $3M | +3,037 | +3.1% | 3Q | SEC ↗ |
| 21 | OSAIC HOLDINGS, INC. | 98,300 | $3M | +21,307 | +27.7% | 14Q | SEC ↗ |
| 22 | Cambridge Investment Research Advisors | 96,251 | $3M | +11,921 | +14.1% | 4Q | SEC ↗ |
| 23 | Empirical Asset Management, LLC NEW | 91,514 | $3M | — | +0.0% | 1Q | SEC ↗ |
| 24 | Carnegie Investment Counsel | 89,393 | $3M | +4,081 | +4.8% | 3Q | SEC ↗ |
| 25 | Savvy Advisors, Inc. | 86,264 | $3M | +6,070 | +7.6% | 2Q | SEC ↗ |
| 26 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 81,954 | $2M | +46,709 | +132.5% | 3Q | SEC ↗ |
| 27 | ROYAL BANK OF CANADA | 79,820 | $2M | +1,136 | +1.4% | 10Q | SEC ↗ |
| 28 | Steward Partners Investment Advisory, | 76,029 | $2M | +11,587 | +18.0% | 3Q | SEC ↗ |
| 29 | D. E. Shaw & Co., Inc. | 74,338 | $2M | +52,025 | +233.2% | 2Q | SEC ↗ |
| 30 | ASSETMARK, INC | 73,895 | $2M | +562 | +0.8% | 2Q | SEC ↗ |
| 31 | G&S Capital LLC | 72,108 | $2M | +808 | +1.1% | 3Q | SEC ↗ |
| 32 | Vise Technologies, Inc. NEW | 70,912 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 33 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 69,464 | $2M | +19,924 | +40.2% | 2Q | SEC ↗ |
| 34 | GFS Advisors, LLC NEW | 55,989 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 35 | Willow Financial LLC NEW | 53,761 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 36 | Beacon Pointe Advisors, LLC | 53,057 | $2M | +13,741 | +35.0% | 2Q | SEC ↗ |
| 37 | LeClair Wealth Partners LLC NEW | 47,839 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 38 | ENVESTNET ASSET MANAGEMENT INC | 45,514 | $1M | +6,910 | +17.9% | 3Q | SEC ↗ |
| 39 | Cetera Investment Advisers | 43,449 | $1M | -73,229 | -62.8% | 3Q | SEC ↗ |
| 40 | Triton Wealth Management, PLLC | 43,000 | $1M | -23,767 | -35.6% | 3Q | SEC ↗ |
| 41 | HighTower Advisors, LLC | 41,496 | $1M | +553 | +1.4% | 5Q | SEC ↗ |
| 42 | Brookstone Capital Management | 41,308 | $1M | -1,569 | -3.7% | 4Q | SEC ↗ |
| 43 | SCOTIA CAPITAL INC. | 39,264 | $1M | +2,397 | +6.5% | 5Q | SEC ↗ |
| 44 | WT Wealth Management | 38,606 | $1M | -12,017 | -23.7% | 2Q | SEC ↗ |
| 45 | Visionary Wealth Advisors | 37,263 | $1M | +5,625 | +17.8% | 2Q | SEC ↗ |
| 46 | Ethos Financial Group, LLC NEW | 36,432 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 47 | Janney Montgomery Scott LLC | 34,747 | $1M | +5,381 | +18.3% | 3Q | SEC ↗ |
| 48 | PRIVATE TRUST CO NA | 33,689 | $985K | -2,885 | -7.9% | 3Q | SEC ↗ |
| 49 | UBS Group AG | 30,987 | $906K | +19,894 | +179.3% | 2Q | SEC ↗ |
| 50 | Allied Private Wealth LLC NEW | 28,588 | $836K | — | +0.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| Treasurer of the State of North Car | 642,839 | $19M |
| Perigon Wealth Management, LLC | 460,258 | $13M |
| Atria Investments, Inc | 444,813 | $13M |
| Sumitomo Mitsui Trust Group, Inc. | 266,991 | $8M |
| Baird Financial Group, Inc. | 112,831 | $3M |
| Empirical Asset Management, LLC | 91,514 | $3M |
| Vise Technologies, Inc. | 70,912 | $2M |
| GFS Advisors, LLC | 55,989 | $2M |
| Willow Financial LLC | 53,761 | $2M |
| LeClair Wealth Partners LLC | 47,839 | $1M |
| Ethos Financial Group, LLC | 36,432 | $1M |
| Allied Private Wealth LLC | 28,588 | $836K |
| HRT FINANCIAL LP | 27,322 | $799K |
| Arax Advisory Partners | 23,419 | $685K |
| MML INVESTORS SERVICES, LLC | 16,447 | $481K |
| TCFG Investment Advisors, LLC | 12,766 | $373K |
| ASHTON THOMAS SECURITIES, LLC | 12,021 | $351K |
| TWO SIGMA SECURITIES, LLC | 10,537 | $308K |
| CIBC WORLD MARKET INC. | 9,995 | $292K |
| New England Private Wealth Advisors | 9,632 | $282K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| FirstWave Capital Management LLC | 46,972 | $1M |
| OLD MISSION CAPITAL LLC | 30,657 | $896K |
| PFG Advisors | 28,301 | $827K |
| Mariner, LLC | 22,218 | $649K |
| TCFG WEALTH MANAGEMENT, LLC | 20,245 | $592K |
| Apollon Wealth Management, LLC | 19,938 | $583K |
| Compound Planning, Inc. | 19,516 | $570K |
| Spire Wealth Management | 16,993 | $497K |
| Robertson Stephens Wealth Managemen | 9,440 | $276K |
| CHILDRESS CAPITAL ADVISORS, LLC | 9,380 | $274K |
| Kingsview Wealth Management, LLC | 8,868 | $259K |
| TRUIST FINANCIAL CORP | 7,702 | $225K |
| COOPER INVESTORS PTY LTD | 7,436 | $217K |
| Apella Capital, LLC | 6,196 | $181K |
| Wealthcare Advisory Partners LLC | 6,174 | $180K |
| Advisory Services Network, LLC | 2,430 | $71K |
| Kestra Advisory Services, LLC | 1,371 | $40K |
| Uniplan Investment Counsel, Inc. | 452 | $13K |
| Key Capital Management, INC | 300 | $9K |
| MAI Capital Management | 300 | $9K |
Biggest Increases (20)
Biggest Decreases (14)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| JANE STREET GROUP, LLC | -194,601 | -36.1% | 344,648 |
| Paul R. Ried Financial Group, LLC | -79,972 | -8.0% | 923,972 |
| Cetera Investment Advisers | -73,229 | -62.8% | 43,449 |
| Triton Wealth Management, PLLC | -23,767 | -35.6% | 43,000 |
| WT Wealth Management | -12,017 | -23.7% | 38,606 |
| PRIVATE TRUST CO NA | -2,885 | -7.9% | 33,689 |
| Jaffetilchin Investment Partners, L | -2,698 | -16.2% | 13,972 |
| Brookstone Capital Management | -1,569 | -3.7% | 41,308 |
| Fortis Advisors, LLC | -303 | -0.3% | 118,755 |
| WELLS FARGO & COMPANY/MN | -300 | -100.0% | 0 |
| BANK OF MONTREAL /CAN | -164 | -6.4% | 2,387 |
| NFSG Corp | -110 | -12.4% | 775 |
| Coston, McIsaac & Partners | -71 | -34.3% | 136 |
| Keating Financial Advisory Services | -8 | -0.9% | 857 |