SMIG Institutional Ownership
Bahl & Gaynor Small/Mid Cap Income Growth ETF
1W: +0.2%
1M: -2.6%
3M: -5.5%
YTD: +8.0%
1Y: +6.5%
3Y: +43.7%
5Y: +38.0%
$31.32
+0.24 (+0.77%)
Weekly Expected Move ±1.4%
$30
$31
$31
$32
$32
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
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Short Interest
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Institutional Ownership — SMIG
73
Institutional Holders
+3 vs prior quarter
0.0%
Ownership
+0.00pp
950M
Total Invested
9
New Positions
24
Increased
29
Reduced
9
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (76 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | BANK OF AMERICA CORP /DE | 10,425,025 | $327M | +326,484 | +3.2% | 14Q | SEC ↗ |
| 2 | MORGAN STANLEY | 7,851,152 | $246M | +1,202,321 | +18.1% | 13Q | SEC ↗ |
| 3 | ROYAL BANK OF CANADA | 2,352,255 | $74M | -37,995 | -1.6% | 19Q | SEC ↗ |
| 4 | UBS Group AG | 1,493,573 | $47M | -162,639 | -9.8% | 8Q | SEC ↗ |
| 5 | WELLS FARGO & COMPANY/MN | 747,940 | $23M | +131,263 | +21.3% | 5Q | SEC ↗ |
| 6 | RAYMOND JAMES FINANCIAL INC | 654,984 | $21M | -74,429 | -10.2% | 7Q | SEC ↗ |
| 7 | Sanctuary Advisors, LLC | 621,620 | $19M | +62,215 | +11.1% | 9Q | SEC ↗ |
| 8 | Prime Capital Investment Advisors, LLC | 446,824 | $14M | +110,188 | +32.7% | 8Q | SEC ↗ |
| 9 | LPL Financial LLC | 442,089 | $14M | -1,689 | -0.4% | 16Q | SEC ↗ |
| 10 | STIFEL FINANCIAL CORP | 344,586 | $11M | +8,571 | +2.6% | 15Q | SEC ↗ |
| 11 | US BANCORP \DE | 338,697 | $11M | +30,869 | +10.0% | 18Q | SEC ↗ |
| 12 | TRUIST FINANCIAL CORP | 247,500 | $8M | +3,760 | +1.5% | 6Q | SEC ↗ |
| 13 | FIFTH THIRD BANCORP | 243,529 | $8M | +15,037 | +6.6% | 19Q | SEC ↗ |
| 14 | TWO SIGMA INVESTMENTS, LP NEW | 228,500 | $7M | — | +0.0% | 1Q | SEC ↗ |
| 15 | CASTLE WEALTH MANAGEMENT LLC | 214,231 | $7M | -6,085 | -2.8% | 13Q | SEC ↗ |
| 16 | Joseph Group Capital Management | 203,388 | $6M | -2,140 | -1.0% | 5Q | SEC ↗ |
| 17 | JPMORGAN CHASE & CO | 178,139 | $6M | +18,902 | +11.9% | 11Q | SEC ↗ |
| 18 | Cetera Investment Advisers | 165,983 | $5M | -2,815 | -1.7% | 17Q | SEC ↗ |
| 19 | Gotham Asset Management, LLC | 145,154 | $5M | — | +0.0% | 4Q | SEC ↗ |
| 20 | Bank of New York Mellon Corp | 132,749 | $4M | -7,869 | -5.6% | 2Q | SEC ↗ |
| 21 | Rockefeller Capital Management L.P. | 127,513 | $4M | +23,499 | +22.6% | 8Q | SEC ↗ |
| 22 | Pine Valley Investments Ltd Liability | 120,600 | $4M | -26,523 | -18.0% | 14Q | SEC ↗ |
| 23 | ENVESTNET ASSET MANAGEMENT INC | 116,553 | $4M | +83 | +0.1% | 15Q | SEC ↗ |
| 24 | Cambridge Investment Research Advisors | 113,974 | $4M | -2,470 | -2.1% | 17Q | SEC ↗ |
| 25 | Equitable Holdings, Inc. | 106,795 | $3M | -32,292 | -23.2% | 5Q | SEC ↗ |
| 26 | Heritage Wealth Management, Inc. | 85,820 | $3M | — | +0.0% | 9Q | SEC ↗ |
| 27 | Waverly Advisors, LLC | 82,789 | $3M | -192 | -0.2% | 5Q | SEC ↗ |
| 28 | Atria Investments, Inc | 74,000 | $2M | +375 | +0.5% | 3Q | SEC ↗ |
| 29 | KESTRA PRIVATE WEALTH SERVICES, LLC | 71,135 | $2M | +1,139 | +1.6% | 8Q | SEC ↗ |
| 30 | Wealthcare Advisory Partners LLC | 50,194 | $2M | -3,072 | -5.8% | 11Q | SEC ↗ |
| 31 | &PARTNERS | 47,387 | $1M | -4,006 | -7.8% | 4Q | SEC ↗ |
| 32 | Vestmark Advisory Solutions, Inc. | 44,392 | $1M | +488 | +1.1% | 3Q | SEC ↗ |
| 33 | ELEVATION POINT WEALTH PARTNERS, LLC | 44,391 | $1M | +334 | +0.8% | 4Q | SEC ↗ |
| 34 | Wealth Dimensions Group, Ltd. | 41,775 | $1M | — | +0.0% | 6Q | SEC ↗ |
| 35 | EdgeRock Capital LLC | 38,359 | $1M | +7,798 | +25.5% | 3Q | SEC ↗ |
| 36 | MML INVESTORS SERVICES, LLC | 30,772 | $964K | +9,654 | +45.7% | 5Q | SEC ↗ |
| 37 | Philadelphia Investment Partners, LLC | 28,016 | $877K | -206 | -0.7% | 2Q | SEC ↗ |
| 38 | GOLDMAN SACHS GROUP INC | 27,072 | $848K | -106,849 | -79.8% | 2Q | SEC ↗ |
| 39 | Baird Financial Group, Inc. | 26,326 | $825K | +340 | +1.3% | 4Q | SEC ↗ |
| 40 | Darden Wealth Group Inc NEW | 22,600 | $708K | — | +0.0% | 1Q | SEC ↗ |
| 41 | TRANSCEND CAPITAL ADVISORS, LLC | 21,401 | $670K | -5,720 | -21.1% | 3Q | SEC ↗ |
| 42 | Freestone Capital Holdings, LLC NEW | 15,437 | $483K | — | +0.0% | 1Q | SEC ↗ |
| 43 | PFG Investments, LLC | 15,356 | $481K | +9 | +0.1% | 7Q | SEC ↗ |
| 44 | OpenArc Corporate Advisory, LLC | 15,321 | $480K | — | +0.0% | 2Q | SEC ↗ |
| 45 | Concurrent Investment Advisors, LLC NEW | 13,591 | $426K | — | +0.0% | 1Q | SEC ↗ |
| 46 | PUREfi Wealth, LLC | 13,000 | $407K | — | +0.0% | 5Q | SEC ↗ |
| 47 | Janney Montgomery Scott LLC | 12,916 | $405K | -635 | -4.7% | 7Q | SEC ↗ |
| 48 | Argentarii, LLC | 10,115 | $317K | +537 | +5.6% | 4Q | SEC ↗ |
| 49 | Weaver Consulting Group | 9,550 | $299K | — | +0.0% | 9Q | SEC ↗ |
| 50 | MCF Advisors LLC | 9,000 | $282K | — | +0.0% | 2Q | SEC ↗ |
Recent Activity
New Positions (9)
| Holder | Shares | Value |
|---|---|---|
| TWO SIGMA INVESTMENTS, LP | 228,500 | $7M |
| Darden Wealth Group Inc | 22,600 | $708K |
| Freestone Capital Holdings, LLC | 15,437 | $483K |
| Concurrent Investment Advisors, LLC | 13,591 | $426K |
| Strait & Sound Wealth Management LL | 6,772 | $212K |
| ORBA Wealth Advisors, L.L.C. | 6,557 | $205K |
| Stratos Wealth Partners, LTD. | 6,124 | $192K |
| CENTAURUS FINANCIAL, INC. | 3,154 | $99K |
| MERCER GLOBAL ADVISORS INC /ADV | 291 | $9K |
Sold Out (12)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Wealth Intelligence, LLC | 79,570 | $2M |
| Dorsey & Whitney Trust CO LLC | 33,365 | $1M |
| D. E. Shaw & Co., Inc. | 16,122 | $505K |
| JANE STREET GROUP, LLC | 12,844 | $402K |
| SAPIENT CAPITAL LLC | 10,560 | $331K |
| CITADEL ADVISORS LLC | 8,360 | $262K |
| Qube Research & Technologies Ltd | 4,030 | $126K |
| MAI Capital Management | 3,365 | $105K |
| Allworth Financial LP | 208 | $7K |
| JONES FINANCIAL COMPANIES LLLP | 165 | $5K |
| IFP Advisors, Inc | 33 | $1K |
| FMR LLC | 1 | $0K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| MORGAN STANLEY | +1,202,321 | +18.1% | 7,851,152 |
| BANK OF AMERICA CORP /DE | +326,484 | +3.2% | 10,425,025 |
| WELLS FARGO & COMPANY/MN | +131,263 | +21.3% | 747,940 |
| Prime Capital Investment Advisors, | +110,188 | +32.7% | 446,824 |
| Sanctuary Advisors, LLC | +62,215 | +11.1% | 621,620 |
| US BANCORP \DE | +30,869 | +10.0% | 338,697 |
| Rockefeller Capital Management L.P. | +23,499 | +22.6% | 127,513 |
| JPMORGAN CHASE & CO | +18,902 | +11.9% | 178,139 |
| FIFTH THIRD BANCORP | +15,037 | +6.6% | 243,529 |
| MML INVESTORS SERVICES, LLC | +9,654 | +45.7% | 30,772 |
| STIFEL FINANCIAL CORP | +8,571 | +2.6% | 344,586 |
| EdgeRock Capital LLC | +7,798 | +25.5% | 38,359 |
| TRUIST FINANCIAL CORP | +3,760 | +1.5% | 247,500 |
| OSAIC HOLDINGS, INC. | +1,303 | +651.5% | 1,503 |
| KESTRA PRIVATE WEALTH SERVICES, LLC | +1,139 | +1.6% | 71,135 |
| Argentarii, LLC | +537 | +5.6% | 10,115 |
| Vestmark Advisory Solutions, Inc. | +488 | +1.1% | 44,392 |
| Arkadios Wealth Advisors | +480 | +6.6% | 7,770 |
| Atria Investments, Inc | +375 | +0.5% | 74,000 |
| Baird Financial Group, Inc. | +340 | +1.3% | 26,326 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| UBS Group AG | -162,639 | -9.8% | 1,493,573 |
| GOLDMAN SACHS GROUP INC | -106,849 | -79.8% | 27,072 |
| RAYMOND JAMES FINANCIAL INC | -74,429 | -10.2% | 654,984 |
| ROYAL BANK OF CANADA | -37,995 | -1.6% | 2,352,255 |
| Equitable Holdings, Inc. | -32,292 | -23.2% | 106,795 |
| Pine Valley Investments Ltd Liabili | -26,523 | -18.0% | 120,600 |
| Bank of New York Mellon Corp | -7,869 | -5.6% | 132,749 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | -6,183 | -41.4% | 8,769 |
| CASTLE WEALTH MANAGEMENT LLC | -6,085 | -2.8% | 214,231 |
| TRANSCEND CAPITAL ADVISORS, LLC | -5,720 | -21.1% | 21,401 |
| &PARTNERS | -4,006 | -7.8% | 47,387 |
| Wealthcare Advisory Partners LLC | -3,072 | -5.8% | 50,194 |
| Cetera Investment Advisers | -2,815 | -1.7% | 165,983 |
| Cambridge Investment Research Advis | -2,470 | -2.1% | 113,974 |
| Joseph Group Capital Management | -2,140 | -1.0% | 203,388 |
| Parallel Advisors, LLC | -1,822 | -23.0% | 6,113 |
| LPL Financial LLC | -1,689 | -0.4% | 442,089 |
| Janney Montgomery Scott LLC | -635 | -4.7% | 12,916 |
| Philadelphia Investment Partners, L | -206 | -0.7% | 28,016 |
| Waverly Advisors, LLC | -192 | -0.2% | 82,789 |