SPBU Institutional Ownership
AllianzIM Buffer15 Uncapped Allocation ETF
1W: -0.2%
1M: +0.7%
3M: +1.5%
YTD: +9.2%
$30.74
+0.14 (+0.46%)
Weekly Expected Move ±1.2%
$30
$30
$31
$31
$32
Overview
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Holdings
Changes
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Analysis
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Institutional Ownership — SPBU
49
Institutional Holders
+9 vs prior quarter
0.0%
Ownership
+0.00pp
133M
Total Invested
12
New Positions
20
Increased
11
Reduced
4
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (51 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Savant Capital, LLC | 1,216,249 | $37M | +210,979 | +21.0% | 5Q | SEC ↗ |
| 2 | Transcendent Capital Group LLC | 632,250 | $19M | +13,394 | +2.2% | 6Q | SEC ↗ |
| 3 | COMMONWEALTH EQUITY SERVICES, LLC | 263,974 | $8M | -4,492 | -1.7% | 6Q | SEC ↗ |
| 4 | OPTIMA CAPITAL LLC | 261,390 | $8M | +8,648 | +3.4% | 5Q | SEC ↗ |
| 5 | OSAIC HOLDINGS, INC. | 252,150 | $8M | -87,699 | -25.8% | 3Q | SEC ↗ |
| 6 | Cetera Investment Advisers | 245,920 | $8M | +38,920 | +18.8% | 5Q | SEC ↗ |
| 7 | Advisory Services Network, LLC | 203,241 | $6M | -964 | -0.5% | 5Q | SEC ↗ |
| 8 | Core Wealth Advisors, Inc. | 197,846 | $6M | +13,080 | +7.1% | 4Q | SEC ↗ |
| 9 | HARBOUR INVESTMENTS, INC. | 191,804 | $6M | +14,943 | +8.4% | 6Q | SEC ↗ |
| 10 | ENVESTNET ASSET MANAGEMENT INC | 154,571 | $5M | +29,068 | +23.2% | 4Q | SEC ↗ |
| 11 | Patriot Financial Group Insurance Agen | 114,564 | $4M | -53,024 | -31.6% | 5Q | SEC ↗ |
| 12 | CGN Advisors LLC | 89,480 | $3M | +1,268 | +1.4% | 5Q | SEC ↗ |
| 13 | VIMA LLC NEW | 65,164 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 14 | Stonebridge Financial Group, LLC / MO | 46,589 | $1M | -548 | -1.2% | 3Q | SEC ↗ |
| 15 | Cambridge Investment Research Advisors | 46,055 | $1M | +16,841 | +57.6% | 5Q | SEC ↗ |
| 16 | MML INVESTORS SERVICES, LLC | 41,991 | $1M | +15,583 | +59.0% | 4Q | SEC ↗ |
| 17 | SageGuard Financial Group, LLC | 31,863 | $979K | +10,152 | +46.8% | 2Q | SEC ↗ |
| 18 | Madrona Financial Services, LLC | 31,712 | $975K | — | +0.0% | 3Q | SEC ↗ |
| 19 | STEPHENS INC /AR | 28,486 | $876K | +3,206 | +12.7% | 6Q | SEC ↗ |
| 20 | Capital Investment Advisory Services, | 28,015 | $861K | +1,933 | +7.4% | 3Q | SEC ↗ |
| 21 | AE Wealth Management LLC | 27,057 | $832K | +7,189 | +36.2% | 3Q | SEC ↗ |
| 22 | RFG Advisory, LLC NEW | 26,888 | $826K | — | +0.0% | 1Q | SEC ↗ |
| 23 | Steward Partners Investment Advisory, | 24,516 | $754K | +24,157 | +6729.0% | 2Q | SEC ↗ |
| 24 | Guardian Capital, LLC | 21,635 | $665K | -3,700 | -14.6% | 3Q | SEC ↗ |
| 25 | Strategic Financial Concepts, LLC | 21,003 | $646K | — | +0.0% | 2Q | SEC ↗ |
| 26 | Discipline Wealth Solutions, LLC | 17,185 | $528K | +1,151 | +7.2% | 4Q | SEC ↗ |
| 27 | MAI Capital Management | 14,923 | $459K | — | +0.0% | 4Q | SEC ↗ |
| 28 | Clear Creek Financial Management, LLC | 14,520 | $446K | — | +0.0% | 3Q | SEC ↗ |
| 29 | LPL Financial LLC | 12,561 | $386K | — | +0.0% | 4Q | SEC ↗ |
| 30 | NewEdge Advisors, LLC NEW | 11,990 | $369K | — | +0.0% | 1Q | SEC ↗ |
| 31 | Bank of New York Mellon Corp NEW | 10,131 | $311K | — | +0.0% | 1Q | SEC ↗ |
| 32 | Capital Analysts, LLC | 10,130 | $311K | +5,345 | +111.7% | 2Q | SEC ↗ |
| 33 | Envision Financial Transparency, LLC NEW | 9,221 | $283K | — | +0.0% | 1Q | SEC ↗ |
| 34 | INDEPENDENT FINANCIAL GROUP, LLC NEW | 7,100 | $218K | — | +0.0% | 1Q | SEC ↗ |
| 35 | Accurate Wealth Management, LLC NEW | 6,979 | $215K | — | +0.0% | 1Q | SEC ↗ |
| 36 | SMITH, MOORE & CO. NEW | 6,950 | $214K | — | +0.0% | 1Q | SEC ↗ |
| 37 | Allianz SE | 5,000 | $154K | -48,132 | -90.6% | 3Q | SEC ↗ |
| 38 | Mosley Wealth Management NEW | 3,826 | $118K | — | +0.0% | 1Q | SEC ↗ |
| 39 | Arax Advisory Partners NEW | 3,316 | $102K | — | +0.0% | 1Q | SEC ↗ |
| 40 | IFP Advisors, Inc | 1,731 | $53K | +1 | +0.1% | 4Q | SEC ↗ |
| 41 | Lloyd Advisory Services, LLC. NEW | 1,025 | $32K | — | +0.0% | 1Q | SEC ↗ |
| 42 | JPMORGAN CHASE & CO | 989 | $30K | +864 | +691.2% | 3Q | SEC ↗ |
| 43 | FIDUCIARY FINANCIAL ADVISORS NEW | 335 | $10K | — | +0.0% | 1Q | SEC ↗ |
| 44 | Key Capital Management, INC | 112 | $3K | +36 | +47.4% | 3Q | SEC ↗ |
| 45 | BLUE BELL PRIVATE WEALTH MANAGEMENT, L | 42 | $1K | — | +0.0% | 5Q | SEC ↗ |
| 46 | JANE STREET GROUP, LLC | 0 | $0K | -8,146 | -100.0% | 1Q | SEC ↗ |
| 47 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 0 | $0K | -10,477 | -100.0% | 5Q | SEC ↗ |
| 48 | OLD MISSION CAPITAL LLC | 0 | $0K | -12,484 | -100.0% | 1Q | SEC ↗ |
| 49 | Ameritas Advisory Services, LLC | 0 | $0K | -352 | -100.0% | 1Q | SEC ↗ |
| 50 | Kestra Advisory Services, LLC | 0 | $0K | -3,053 | -100.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (12)
| Holder | Shares | Value |
|---|---|---|
| VIMA LLC | 65,164 | $2M |
| RFG Advisory, LLC | 26,888 | $826K |
| NewEdge Advisors, LLC | 11,990 | $369K |
| Bank of New York Mellon Corp | 10,131 | $311K |
| Envision Financial Transparency, LL | 9,221 | $283K |
| INDEPENDENT FINANCIAL GROUP, LLC | 7,100 | $218K |
| Accurate Wealth Management, LLC | 6,979 | $215K |
| SMITH, MOORE & CO. | 6,950 | $214K |
| Mosley Wealth Management | 3,826 | $118K |
| Arax Advisory Partners | 3,316 | $102K |
| Lloyd Advisory Services, LLC. | 1,025 | $32K |
| FIDUCIARY FINANCIAL ADVISORS | 335 | $10K |
Sold Out (6)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| OLD MISSION CAPITAL LLC | 12,484 | $384K |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 10,477 | $322K |
| JANE STREET GROUP, LLC | 8,146 | $250K |
| Kestra Advisory Services, LLC | 3,053 | $94K |
| Beacon Capital Management, Inc. | 1,535 | $47K |
| Ameritas Advisory Services, LLC | 352 | $11K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Savant Capital, LLC | +210,979 | +21.0% | 1,216,249 |
| Cetera Investment Advisers | +38,920 | +18.8% | 245,920 |
| ENVESTNET ASSET MANAGEMENT INC | +29,068 | +23.2% | 154,571 |
| Steward Partners Investment Advisor | +24,157 | +6729.0% | 24,516 |
| Cambridge Investment Research Advis | +16,841 | +57.6% | 46,055 |
| MML INVESTORS SERVICES, LLC | +15,583 | +59.0% | 41,991 |
| HARBOUR INVESTMENTS, INC. | +14,943 | +8.4% | 191,804 |
| Transcendent Capital Group LLC | +13,394 | +2.2% | 632,250 |
| Core Wealth Advisors, Inc. | +13,080 | +7.1% | 197,846 |
| SageGuard Financial Group, LLC | +10,152 | +46.8% | 31,863 |
| OPTIMA CAPITAL LLC | +8,648 | +3.4% | 261,390 |
| AE Wealth Management LLC | +7,189 | +36.2% | 27,057 |
| Capital Analysts, LLC | +5,345 | +111.7% | 10,130 |
| STEPHENS INC /AR | +3,206 | +12.7% | 28,486 |
| Capital Investment Advisory Service | +1,933 | +7.4% | 28,015 |
| CGN Advisors LLC | +1,268 | +1.4% | 89,480 |
| Discipline Wealth Solutions, LLC | +1,151 | +7.2% | 17,185 |
| JPMORGAN CHASE & CO | +864 | +691.2% | 989 |
| Key Capital Management, INC | +36 | +47.4% | 112 |
| IFP Advisors, Inc | +1 | +0.1% | 1,731 |
Biggest Decreases (7)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| OSAIC HOLDINGS, INC. | -87,699 | -25.8% | 252,150 |
| Patriot Financial Group Insurance A | -53,024 | -31.6% | 114,564 |
| Allianz SE | -48,132 | -90.6% | 5,000 |
| COMMONWEALTH EQUITY SERVICES, LLC | -4,492 | -1.7% | 263,974 |
| Guardian Capital, LLC | -3,700 | -14.6% | 21,635 |
| Advisory Services Network, LLC | -964 | -0.5% | 203,241 |
| Stonebridge Financial Group, LLC / | -548 | -1.2% | 46,589 |