SPBW Institutional Ownership
AllianzIM Buffer20 Allocation ETF
1W: +0.1%
1M: +0.7%
3M: +2.3%
YTD: +7.2%
1Y: +9.3%
$29.43
+0.07 (+0.26%)
Weekly Expected Move ±0.7%
$29
$29
$29
$30
$30
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Institutional Ownership — SPBW
34
Institutional Holders
+3 vs prior quarter
0.0%
Ownership
+0.00pp
48M
Total Invested
6
New Positions
17
Increased
8
Reduced
1
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (35 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Kestra Advisory Services, LLC | 235,838 | $7M | +56,044 | +31.2% | 5Q | SEC ↗ |
| 2 | Allianz SE | 197,080 | $6M | -80,000 | -28.9% | 3Q | SEC ↗ |
| 3 | INDEPENDENT FINANCIAL GROUP, LLC | 192,604 | $6M | +28,262 | +17.2% | 6Q | SEC ↗ |
| 4 | Cambridge Investment Research Advisors | 164,259 | $5M | +39,532 | +31.7% | 5Q | SEC ↗ |
| 5 | EVOLUTION WEALTH MANAGEMENT INC. | 145,350 | $4M | +20,113 | +16.1% | 2Q | SEC ↗ |
| 6 | NewEdge Advisors, LLC | 129,064 | $4M | +14,093 | +12.3% | 6Q | SEC ↗ |
| 7 | AE Wealth Management LLC | 92,383 | $3M | -353,898 | -79.3% | 6Q | SEC ↗ |
| 8 | Cetera Investment Advisers | 73,137 | $2M | +26,152 | +55.7% | 5Q | SEC ↗ |
| 9 | COMMONWEALTH EQUITY SERVICES, LLC | 44,343 | $1M | +23,556 | +113.3% | 5Q | SEC ↗ |
| 10 | OSAIC HOLDINGS, INC. | 40,404 | $1M | +10,526 | +35.2% | 2Q | SEC ↗ |
| 11 | ENVESTNET ASSET MANAGEMENT INC | 39,423 | $1M | +9,688 | +32.6% | 6Q | SEC ↗ |
| 12 | CENTAURUS FINANCIAL, INC. | 29,295 | $862K | +5,841 | +24.9% | 5Q | SEC ↗ |
| 13 | World Investment Advisors NEW | 25,504 | $750K | — | +0.0% | 1Q | SEC ↗ |
| 14 | Compound Planning, Inc. | 20,929 | $616K | — | +0.0% | 3Q | SEC ↗ |
| 15 | Castle Rock Wealth Management, LLC | 19,999 | $588K | -101 | -0.5% | 5Q | SEC ↗ |
| 16 | OLD MISSION CAPITAL LLC | 19,728 | $580K | -16,007 | -44.8% | 2Q | SEC ↗ |
| 17 | CreativeOne Wealth, LLC | 17,652 | $519K | +726 | +4.3% | 5Q | SEC ↗ |
| 18 | BridgePort Financial Solutions, LLC | 14,842 | $437K | +2,999 | +25.3% | 3Q | SEC ↗ |
| 19 | Mosley Wealth Management | 13,159 | $387K | +12,111 | +1155.6% | 2Q | SEC ↗ |
| 20 | Diversify Advisory Services, LLC NEW | 10,850 | $319K | — | +0.0% | 1Q | SEC ↗ |
| 21 | DIVERSIFY WEALTH MANAGEMENT, LLC | 10,850 | $319K | +1,700 | +18.6% | 2Q | SEC ↗ |
| 22 | GOLDMAN SACHS GROUP INC NEW | 10,750 | $316K | — | +0.0% | 1Q | SEC ↗ |
| 23 | RAYMOND JAMES FINANCIAL INC | 10,471 | $308K | +1,323 | +14.5% | 2Q | SEC ↗ |
| 24 | Carmel Capital Partners, LLC NEW | 9,790 | $288K | — | +0.0% | 1Q | SEC ↗ |
| 25 | Strategic Financial Concepts, LLC | 8,353 | $246K | — | +0.0% | 2Q | SEC ↗ |
| 26 | MML INVESTORS SERVICES, LLC | 8,050 | $237K | -841 | -9.5% | 5Q | SEC ↗ |
| 27 | Patriot Financial Group Insurance Agen | 7,536 | $222K | -7,536 | -50.0% | 4Q | SEC ↗ |
| 28 | HARBOUR INVESTMENTS, INC. | 4,964 | $146K | — | +0.0% | 6Q | SEC ↗ |
| 29 | Lloyd Advisory Services, LLC. NEW | 3,460 | $102K | — | +0.0% | 1Q | SEC ↗ |
| 30 | IFP Advisors, Inc | 2,596 | $76K | +1 | +0.0% | 5Q | SEC ↗ |
| 31 | Steward Partners Investment Advisory, NEW | 732 | $22K | — | +0.0% | 1Q | SEC ↗ |
| 32 | Key Capital Management, INC | 386 | $11K | +129 | +50.2% | 3Q | SEC ↗ |
| 33 | OPTIMA CAPITAL LLC | 0 | $0K | -2,151 | -100.0% | 1Q | SEC ↗ |
| 34 | UBS Group AG | 0 | $0K | -199 | -100.0% | 2Q | SEC ↗ |
| 35 | BANK OF AMERICA CORP /DE | 0 | $0K | -1,389 | -100.0% | 2Q | SEC ↗ |
Recent Activity
New Positions (6)
| Holder | Shares | Value |
|---|---|---|
| World Investment Advisors | 25,504 | $750K |
| Diversify Advisory Services, LLC | 10,850 | $319K |
| GOLDMAN SACHS GROUP INC | 10,750 | $316K |
| Carmel Capital Partners, LLC | 9,790 | $288K |
| Lloyd Advisory Services, LLC. | 3,460 | $102K |
| Steward Partners Investment Advisor | 732 | $22K |
Sold Out (3)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| OPTIMA CAPITAL LLC | 2,151 | $63K |
| BANK OF AMERICA CORP /DE | 1,389 | $41K |
| UBS Group AG | 199 | $6K |
Biggest Increases (17)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Kestra Advisory Services, LLC | +56,044 | +31.2% | 235,838 |
| Cambridge Investment Research Advis | +39,532 | +31.7% | 164,259 |
| INDEPENDENT FINANCIAL GROUP, LLC | +28,262 | +17.2% | 192,604 |
| Cetera Investment Advisers | +26,152 | +55.7% | 73,137 |
| COMMONWEALTH EQUITY SERVICES, LLC | +23,556 | +113.3% | 44,343 |
| EVOLUTION WEALTH MANAGEMENT INC. | +20,113 | +16.1% | 145,350 |
| NewEdge Advisors, LLC | +14,093 | +12.3% | 129,064 |
| Mosley Wealth Management | +12,111 | +1155.6% | 13,159 |
| OSAIC HOLDINGS, INC. | +10,526 | +35.2% | 40,404 |
| ENVESTNET ASSET MANAGEMENT INC | +9,688 | +32.6% | 39,423 |
| CENTAURUS FINANCIAL, INC. | +5,841 | +24.9% | 29,295 |
| BridgePort Financial Solutions, LLC | +2,999 | +25.3% | 14,842 |
| DIVERSIFY WEALTH MANAGEMENT, LLC | +1,700 | +18.6% | 10,850 |
| RAYMOND JAMES FINANCIAL INC | +1,323 | +14.5% | 10,471 |
| CreativeOne Wealth, LLC | +726 | +4.3% | 17,652 |
| Key Capital Management, INC | +129 | +50.2% | 386 |
| IFP Advisors, Inc | +1 | +0.0% | 2,596 |
Biggest Decreases (6)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| AE Wealth Management LLC | -353,898 | -79.3% | 92,383 |
| Allianz SE | -80,000 | -28.9% | 197,080 |
| OLD MISSION CAPITAL LLC | -16,007 | -44.8% | 19,728 |
| Patriot Financial Group Insurance A | -7,536 | -50.0% | 7,536 |
| MML INVESTORS SERVICES, LLC | -841 | -9.5% | 8,050 |
| Castle Rock Wealth Management, LLC | -101 | -0.5% | 19,999 |