SPSM Institutional Ownership
State Street SPDR Portfolio S&P 600 Small Cap ETF
1W: +0.1%
1M: -4.0%
3M: -5.7%
YTD: +13.8%
1Y: +16.0%
3Y: +52.4%
5Y: +34.1%
$53.84
+0.60 (+1.13%)
Weekly Expected Move ±1.5%
$52
$53
$54
$55
$55
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — SPSM
1,095
Institutional Holders
+29 vs prior quarter
0.0%
Ownership
+0.00pp
12B
Total Invested
112
New Positions
426
Increased
418
Reduced
42
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (1162 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 25,175,605 | 1.4B | +584,644 | +2.4% | 47Q | SEC ↗ |
| 2 | Betterment LLC | 19,180,838 | 1.0B | +161,873 | +0.9% | 11Q | SEC ↗ |
| 3 | Financial Engines Advisors L.L.C. | 18,804,022 | 1.0B | -1,869,303 | -9.0% | 27Q | SEC ↗ |
| 4 | BANK OF AMERICA CORP /DE | 12,147,363 | $654M | +8,220,161 | +209.3% | 15Q | SEC ↗ |
| 5 | MORGAN STANLEY | 7,614,768 | $410M | +422,470 | +5.9% | 51Q | SEC ↗ |
| 6 | CHARLES SCHWAB INVESTMENT MANAGEMENT I | 6,597,240 | $355M | +14,550 | +0.2% | 15Q | SEC ↗ |
| 7 | Sixth Street Partners Management Compa NEW | 6,597,240 | $355M | — | +0.0% | 1Q | SEC ↗ |
| 8 | ENVESTNET ASSET MANAGEMENT INC | 6,367,516 | $343M | +2,084,806 | +48.7% | 32Q | SEC ↗ |
| 9 | Valmark Advisers, Inc. | 5,101,635 | $275M | -310,690 | -5.7% | 26Q | SEC ↗ |
| 10 | CLIFTONLARSONALLEN WEALTH ADVISORS, LL | 5,022,048 | $270M | +111,131 | +2.3% | 14Q | SEC ↗ |
| 11 | AMERIPRISE FINANCIAL INC | 4,348,586 | $234M | -101,189 | -2.3% | 16Q | SEC ↗ |
| 12 | RAYMOND JAMES FINANCIAL INC | 3,009,298 | $162M | +212,635 | +7.6% | 7Q | SEC ↗ |
| 13 | Creative Planning | 2,776,196 | $149M | -26,425 | -0.9% | 30Q | SEC ↗ |
| 14 | UBS Group AG | 2,483,029 | $134M | +130,008 | +5.5% | 47Q | SEC ↗ |
| 15 | OSAIC HOLDINGS, INC. | 2,089,160 | $112M | +188,566 | +9.9% | 26Q | SEC ↗ |
| 16 | STIFEL FINANCIAL CORP | 2,080,273 | $112M | +874,148 | +72.5% | 21Q | SEC ↗ |
| 17 | PNC Financial Services Group, Inc. | 1,961,330 | $106M | +46,485 | +2.4% | 15Q | SEC ↗ |
| 18 | Pinnacle Wealth Planning Services, Inc | 1,920,706 | $103M | +49,667 | +2.7% | 35Q | SEC ↗ |
| 19 | Wealthcare Advisory Partners LLC | 1,776,135 | $96M | +19,008 | +1.1% | 34Q | SEC ↗ |
| 20 | Crestwood Advisors Group, LLC | 1,742,537 | $94M | +15,890 | +0.9% | 26Q | SEC ↗ |
| 21 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 1,656,155 | $89M | +26,435 | +1.6% | 33Q | SEC ↗ |
| 22 | STATE STREET CORP | 1,613,064 | $87M | -319,317 | -16.5% | 23Q | SEC ↗ |
| 23 | Cetera Investment Advisers | 1,554,487 | $84M | +152,365 | +10.9% | 20Q | SEC ↗ |
| 24 | Dakota Wealth Management | 1,499,275 | $81M | +115,805 | +8.4% | 28Q | SEC ↗ |
| 25 | MASON STREET ADVISORS, LLC | 1,379,248 | $74M | +52,825 | +4.0% | 10Q | SEC ↗ |
| 26 | ASSETMARK, INC | 1,239,772 | $67M | -197,955 | -13.8% | 51Q | SEC ↗ |
| 27 | VANTAGEPOINT INVESTMENT ADVISERS LLC | 1,222,487 | $66M | -65,482 | -5.1% | 4Q | SEC ↗ |
| 28 | GREAT VALLEY ADVISOR GROUP, INC. | 1,200,234 | $65M | +632 | +0.1% | 24Q | SEC ↗ |
| 29 | Private Advisor Group, LLC | 1,125,006 | $61M | +155,802 | +16.1% | 32Q | SEC ↗ |
| 30 | HighTower Advisors, LLC | 1,071,815 | $58M | +22,298 | +2.1% | 25Q | SEC ↗ |
| 31 | COMMONWEALTH EQUITY SERVICES, LLC | 1,009,258 | $54M | +93,749 | +10.2% | 35Q | SEC ↗ |
| 32 | DAVENPORT & Co LLC | 986,910 | $53M | +118,526 | +13.6% | 13Q | SEC ↗ |
| 33 | Envestnet Portfolio Solutions, Inc. | 976,262 | $53M | -160,891 | -14.1% | 12Q | SEC ↗ |
| 34 | MIDLAND WEALTH ADVISORS, LLC | 959,196 | $52M | -4,666 | -0.5% | 11Q | SEC ↗ |
| 35 | WELLS FARGO & COMPANY/MN | 952,624 | $51M | +6,846 | +0.7% | 41Q | SEC ↗ |
| 36 | Equitable Holdings, Inc. | 880,649 | $47M | -89,826 | -9.3% | 23Q | SEC ↗ |
| 37 | PATRIOT INVESTMENT MANAGEMENT GROUP, I | 833,994 | $45M | +24,149 | +3.0% | 14Q | SEC ↗ |
| 38 | First Command Advisory Services, Inc. | 818,472 | $44M | +79,665 | +10.8% | 12Q | SEC ↗ |
| 39 | One Day In July LLC | 804,494 | $43M | +67,292 | +9.1% | 11Q | SEC ↗ |
| 40 | Stadion Money Management, LLC | 803,443 | $43M | -58,459 | -6.8% | 26Q | SEC ↗ |
| 41 | Morningstar Investment Management LLC | 774,051 | $42M | — | +0.0% | 7Q | SEC ↗ |
| 42 | TRUIST FINANCIAL CORP | 744,666 | $40M | -14,770 | -1.9% | 34Q | SEC ↗ |
| 43 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 732,516 | $39M | +55,137 | +8.1% | 31Q | SEC ↗ |
| 44 | ROYAL BANK OF CANADA | 712,610 | $38M | -23,882 | -3.2% | 50Q | SEC ↗ |
| 45 | HighPoint Advisor Group LLC | 695,486 | $37M | +127,866 | +22.5% | 3Q | SEC ↗ |
| 46 | VICUS CAPITAL | 684,168 | $37M | +1,298 | +0.2% | 21Q | SEC ↗ |
| 47 | CWM, LLC | 676,310 | $36M | +28,587 | +4.4% | 18Q | SEC ↗ |
| 48 | GREENLEAF TRUST | 668,396 | $36M | +55,260 | +9.0% | 4Q | SEC ↗ |
| 49 | Peterson Wealth Advisors, LLC | 667,839 | $36M | +12,692 | +1.9% | 35Q | SEC ↗ |
| 50 | Corient Private Wealth LP | 657,330 | $35M | -8,097 | -1.2% | 15Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| Sixth Street Partners Management Co | 6,597,240 | $355M |
| Clark Capital Management Group, Inc | 606,750 | $33M |
| Financial Gravity Companies, Inc. | 422,057 | $23M |
| Diversify Advisory Services, LLC | 384,139 | $21M |
| Trustees of Dartmouth College | 349,430 | $19M |
| My Portfolio Guide, LLC | 336,521 | $18M |
| Global Retirement Partners, LLC | 255,539 | $14M |
| Strategic Financial Planning, Inc. | 217,032 | $12M |
| First PREMIER Bank | 57,325 | $3M |
| Omnitrust Wealth Management, Inc | 55,631 | $3M |
| NATIONAL BANK OF CANADA /FI | 44,100 | $2M |
| SigFig Wealth Management, LLC | 36,714 | $2M |
| Phillip James Consulting Co. | 35,962 | $2M |
| SMART Wealth LLC | 33,592 | $2M |
| Kroeger Financial Partners | 28,896 | $2M |
| Tidal Investments LLC | 25,479 | $1M |
| SAX WEALTH ADVISORS, LLC | 24,225 | $1M |
| Planning Strategies Inc. | 23,567 | $1M |
| CAPE COD FIVE CENTS SAVINGS BANK | 19,571 | $1M |
| HB Wealth Management, LLC | 18,252 | $983K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| BNP PARIBAS FINANCIAL MARKETS | 401,200 | $22M |
| TEXAS PERMANENT SCHOOL FUND CORP | 312,500 | $17M |
| C2P Capital Advisory Group, LLC d.b | 93,343 | $5M |
| Luminist Capital LLC | 66,040 | $4M |
| TrueWealth Financial Partners | 45,276 | $2M |
| Lebenthal Global Advisors, LLC | 39,386 | $2M |
| Markin Asset Management, LP | 32,245 | $2M |
| FNY Investment Advisers, LLC | 30,000 | $2M |
| DELTEC ASSET MANAGEMENT LLC | 29,330 | $2M |
| Pinnacle Family Advisors, LLC | 27,550 | $1M |
| D. E. Shaw & Co., Inc. | 27,012 | $1M |
| Capital Advisory Group Advisory Ser | 26,864 | $1M |
| McMill Wealth Management | 24,349 | $1M |
| JANE STREET GROUP, LLC | 21,936 | $1M |
| Elyxium Wealth, LLC | 19,641 | $1M |
| FLOW TRADERS U.S. LLC | 16,894 | $910K |
| Legacy Wealth Management, LLC / MS | 16,132 | $869K |
| TWO SIGMA SECURITIES, LLC | 11,569 | $623K |
| IAMS WEALTH MANAGEMENT, LLC | 11,454 | $617K |
| PLANWISER FINANCIAL, LLC | 11,304 | $609K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| BANK OF AMERICA CORP /DE | +8,220,161 | +209.3% | 12,147,363 |
| ENVESTNET ASSET MANAGEMENT INC | +2,084,806 | +48.7% | 6,367,516 |
| STIFEL FINANCIAL CORP | +874,148 | +72.5% | 2,080,273 |
| TSG Advice Partners, LLC | +585,922 | +4230.2% | 599,773 |
| LPL Financial LLC | +584,644 | +2.4% | 25,175,605 |
| MORGAN STANLEY | +422,470 | +5.9% | 7,614,768 |
| Savant Capital, LLC | +297,827 | +96.9% | 605,173 |
| Orion Porfolio Solutions, LLC | +260,052 | +597.1% | 303,607 |
| RAYMOND JAMES FINANCIAL INC | +212,635 | +7.6% | 3,009,298 |
| OSAIC HOLDINGS, INC. | +188,566 | +9.9% | 2,089,160 |
| AlphaStar Capital Management, LLC | +186,143 | +55.6% | 521,139 |
| PRINCIPAL SECURITIES, INC. | +172,441 | +117.5% | 319,166 |
| Betterment LLC | +161,873 | +0.9% | 19,180,838 |
| Penserra Capital Management LLC | +156,042 | +35.7% | 592,573 |
| Private Advisor Group, LLC | +155,802 | +16.1% | 1,125,006 |
| Gibbs Wealth Management | +153,728 | +132.2% | 269,984 |
| Cetera Investment Advisers | +152,365 | +10.9% | 1,554,487 |
| UBS Group AG | +130,008 | +5.5% | 2,483,029 |
| True Blue Financial, LLC | +129,913 | +248.6% | 182,168 |
| HighPoint Advisor Group LLC | +127,866 | +22.5% | 695,486 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Financial Engines Advisors L.L.C. | -1,869,303 | -9.0% | 18,804,022 |
| Independent Advisor Alliance | -1,136,720 | -97.0% | 35,239 |
| SCHRODER INVESTMENT MANAGEMENT GROU | -418,510 | -59.8% | 280,853 |
| Banco Santander, S.A. | -350,275 | -46.9% | 396,801 |
| STATE STREET CORP | -319,317 | -16.5% | 1,613,064 |
| Valmark Advisers, Inc. | -310,690 | -5.7% | 5,101,635 |
| Mariner, LLC | -243,041 | -44.9% | 298,559 |
| Compton Financial Group, LLC | -221,535 | -47.6% | 243,837 |
| ASSETMARK, INC | -197,955 | -13.8% | 1,239,772 |
| Impact Partnership Wealth, LLC | -177,531 | -35.2% | 326,161 |
| JNBA Financial Advisors | -174,229 | -54.0% | 148,319 |
| Louisiana State Employees Retiremen | -173,500 | -93.3% | 12,500 |
| MGO ONE SEVEN LLC | -165,190 | -69.3% | 73,118 |
| Envestnet Portfolio Solutions, Inc. | -160,891 | -14.1% | 976,262 |
| AMERIPRISE FINANCIAL INC | -101,189 | -2.3% | 4,348,586 |
| Richmond Investment Services, LLC | -100,795 | -47.0% | 113,750 |
| KWB Wealth | -96,016 | -17.5% | 452,815 |
| BANK OF NOVA SCOTIA | -90,300 | -41.6% | 126,800 |
| Equitable Holdings, Inc. | -89,826 | -9.3% | 880,649 |
| UNIVEST FINANCIAL Corp | -88,578 | -85.8% | 14,626 |