SPYI Institutional Ownership
Neos S&P 500(R) High Income ETF
1W: -0.1%
1M: +1.1%
3M: +0.3%
YTD: +4.0%
1Y: +4.3%
3Y: +49.0%
$53.60
+0.32 (+0.60%)
Weekly Expected Move ±1.2%
$52
$53
$54
$54
$55
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — SPYI
473
Institutional Holders
+47 vs prior quarter
0.0%
Ownership
+0.00pp
2B
Total Invested
89
New Positions
256
Increased
95
Reduced
24
Closed
0.80
Put/Call Ratio
Ownership Trends
Top Institutional Holders (507 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 5,257,356 | $282M | +955,685 | +22.2% | 11Q | SEC ↗ |
| 2 | ROYAL BANK OF CANADA | 1,244,337 | $67M | +182,846 | +17.2% | 10Q | SEC ↗ |
| 3 | Gradient Investments LLC | 1,080,581 | $58M | +44,174 | +4.3% | 13Q | SEC ↗ |
| 4 | UBS Group AG | 1,033,664 | $55M | +97,236 | +10.4% | 8Q | SEC ↗ |
| 5 | Foguth Wealth Management, LLC. | 1,010,999 | $54M | -203,308 | -16.7% | 3Q | SEC ↗ |
| 6 | Howard Capital Management, LLC | 998,615 | $54M | +473,145 | +90.0% | 4Q | SEC ↗ |
| 7 | MML INVESTORS SERVICES, LLC | 882,849 | $47M | +385,600 | +77.5% | 9Q | SEC ↗ |
| 8 | Cetera Investment Advisers | 782,148 | $42M | +245,334 | +45.7% | 10Q | SEC ↗ |
| 9 | RAYMOND JAMES FINANCIAL INC | 736,415 | $39M | +276,341 | +60.1% | 5Q | SEC ↗ |
| 10 | ENVESTNET ASSET MANAGEMENT INC | 709,315 | $38M | +273,777 | +62.9% | 10Q | SEC ↗ |
| 11 | Private Advisor Group, LLC | 685,569 | $37M | +85,436 | +14.2% | 11Q | SEC ↗ |
| 12 | STIFEL FINANCIAL CORP | 671,989 | $36M | -16,850 | -2.4% | 12Q | SEC ↗ |
| 13 | MADDEN SECURITIES Corp | 532,284 | $29M | -4,082 | -0.8% | 6Q | SEC ↗ |
| 14 | Second Half Financial Partners, LLC | 404,802 | $22M | — | +0.0% | 7Q | SEC ↗ |
| 15 | Merit Financial Group, LLC | 387,889 | $21M | +6,495 | +1.7% | 4Q | SEC ↗ |
| 16 | Cascade Wealth Advisors, Inc | 335,192 | $18M | -5,227 | -1.5% | 10Q | SEC ↗ |
| 17 | Aventura Private Wealth, LLC | 300,791 | $16M | +22,613 | +8.1% | 4Q | SEC ↗ |
| 18 | Stratos Wealth Partners, LTD. | 279,886 | $15M | +62,218 | +28.6% | 9Q | SEC ↗ |
| 19 | Kestra Advisory Services, LLC | 279,801 | $15M | +56,387 | +25.2% | 9Q | SEC ↗ |
| 20 | Farther Finance Advisors, LLC | 275,302 | $15M | +13,329 | +5.1% | 4Q | SEC ↗ |
| 21 | Summit Financial, LLC | 269,510 | $14M | +35,998 | +15.4% | 4Q | SEC ↗ |
| 22 | URS Advisory LLC | 262,126 | $14M | -6,292 | -2.3% | 3Q | SEC ↗ |
| 23 | Capital Investment Advisory Services, | 246,423 | $13M | +16,780 | +7.3% | 11Q | SEC ↗ |
| 24 | Steward Partners Investment Advisory, | 228,907 | $12M | +25,481 | +12.5% | 4Q | SEC ↗ |
| 25 | PREVAIL INNOVATIVE WEALTH ADVISORS, LL | 220,325 | $12M | +62,251 | +39.4% | 4Q | SEC ↗ |
| 26 | Ausdal Financial Partners, Inc. | 214,677 | $12M | +11,550 | +5.7% | 6Q | SEC ↗ |
| 27 | Marshall & Sterling Wealth Advisors In | 192,330 | $10M | +19,845 | +11.5% | 4Q | SEC ↗ |
| 28 | Baker Avenue Asset Management, LP NEW | 192,104 | $10M | — | +0.0% | 1Q | SEC ↗ |
| 29 | INDEPENDENT FINANCIAL GROUP, LLC | 190,508 | $10M | +16,788 | +9.7% | 10Q | SEC ↗ |
| 30 | Cambridge Investment Research Advisors | 189,492 | $10M | +43,475 | +29.8% | 13Q | SEC ↗ |
| 31 | Centurion Wealth Management LLC | 189,234 | $10M | -21,280 | -10.1% | 2Q | SEC ↗ |
| 32 | HUB Investment Partners, LLC | 184,923 | $10M | +23,089 | +14.3% | 3Q | SEC ↗ |
| 33 | Indivisible Partners | 180,638 | $10M | -3,990 | -2.2% | 3Q | SEC ↗ |
| 34 | Sentinel Advisory Group, LLC | 174,303 | $9M | +22,499 | +14.8% | 2Q | SEC ↗ |
| 35 | MGO ONE SEVEN LLC | 174,104 | $9M | +5,776 | +3.4% | 4Q | SEC ↗ |
| 36 | Steele Capital Management, Inc. | 173,620 | $9M | +11,707 | +7.2% | 7Q | SEC ↗ |
| 37 | Apollon Wealth Management, LLC | 163,661 | $9M | +18,370 | +12.6% | 7Q | SEC ↗ |
| 38 | Ameritas Advisory Services, LLC | 162,264 | $9M | +99,146 | +157.1% | 12Q | SEC ↗ |
| 39 | Chung Wu Investment Group, LLC | 157,085 | $8M | +14,195 | +9.9% | 5Q | SEC ↗ |
| 40 | Teamwork Financial Advisors, LLC | 156,863 | $8M | +8,493 | +5.7% | 5Q | SEC ↗ |
| 41 | CHOREO, LLC | 143,372 | $8M | +21,732 | +17.9% | 2Q | SEC ↗ |
| 42 | OSAIC HOLDINGS, INC. | 142,802 | $8M | +83,341 | +140.2% | 12Q | SEC ↗ |
| 43 | SageGuard Financial Group, LLC | 136,997 | $7M | +5,805 | +4.4% | 3Q | SEC ↗ |
| 44 | RiverTree Advisors, LLC | 136,699 | $7M | +8,981 | +7.0% | 6Q | SEC ↗ |
| 45 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 133,021 | $7M | +16,511 | +14.2% | 10Q | SEC ↗ |
| 46 | LEE JOHNSON CAPITAL MANAGEMENT, LLC | 132,860 | $7M | -45,394 | -25.5% | 3Q | SEC ↗ |
| 47 | Belpointe Asset Management LLC | 132,336 | $7M | +29,074 | +28.2% | 6Q | SEC ↗ |
| 48 | SteelPeak Wealth, LLC | 131,458 | $7M | +3,865 | +3.0% | 2Q | SEC ↗ |
| 49 | Delta Investment Management, LLC | 127,799 | $7M | +17,801 | +16.2% | 13Q | SEC ↗ |
| 50 | Legacy Capital Wealth Partners, LLC NEW | 125,918 | $7M | — | +0.0% | 1Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| Baker Avenue Asset Management, LP | 192,104 | $10M |
| Legacy Capital Wealth Partners, LLC | 125,918 | $7M |
| CITADEL ADVISORS LLC | 124,338 | $7M |
| Northeast Financial Group, Inc. | 118,594 | $6M |
| Integrity Wealth Partners, LLC | 113,495 | $6M |
| Mid-American Wealth Advisory Group, | 79,478 | $4M |
| IFG Advisory, LLC | 71,262 | $4M |
| Diversify Advisory Services, LLC | 57,203 | $3M |
| Quadrature Capital Ltd | 56,978 | $3M |
| RENAISSANCE TECHNOLOGIES LLC | 47,200 | $3M |
| READYSTATE ASSET MANAGEMENT LP | 41,995 | $2M |
| FNY Investment Advisers, LLC | 37,000 | $2M |
| PENNINGTON PARTNERS & CO., LLC | 36,882 | $2M |
| PUFF WEALTH MANAGEMENT, LLC | 34,863 | $2M |
| HERBST GROUP, LLC | 33,044 | $2M |
| Coppell Advisory Solutions LLC | 32,680 | $2M |
| EP Wealth Advisors, LLC | 26,848 | $1M |
| MSH Capital Advisors LLC | 24,517 | $1M |
| Jefferies Financial Group Inc. | 22,850 | $1M |
| Quartz Partners, LLC | 22,135 | $1M |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 97,642 | $5M |
| Massar Capital Management, LP | 82,483 | $4M |
| SG Americas Securities, LLC | 75,000 | $4M |
| Capital Advisory Group Advisory Ser | 74,828 | $4M |
| Fortis Group Advisors, LLC | 72,179 | $4M |
| Lifeworks Advisors, LLC | 46,805 | $3M |
| Brookwood Investment Group LLC | 30,667 | $2M |
| Pacific Point Advisors, LLC | 22,040 | $1M |
| GTS SECURITIES LLC | 20,144 | $1M |
| Mirae Asset Global Investments Co., | 14,000 | $750K |
| AMERIPRISE FINANCIAL INC | 13,258 | $711K |
| CWA Asset Management Group, LLC | 10,000 | $536K |
| Manhattan West Asset Management, LL | 8,516 | $456K |
| Annex Advisory Services, LLC | 7,626 | $409K |
| Guild Investment Management, Inc. | 6,720 | $360K |
| Richmond Investment Services, LLC | 6,268 | $336K |
| GROUP ONE TRADING LLC | 5,998 | $321K |
| Financial & Tax Architects, LLC | 5,643 | $302K |
| Southeast Asset Advisors, LLC | 5,500 | $295K |
| MCGUIRE CAPITAL ADVISORS INC | 5,103 | $274K |