TRPA Institutional Ownership
Hartford AAA CLO ETF
1W: -0.1%
1M: -0.1%
3M: +0.0%
YTD: +0.6%
1Y: +0.8%
3Y: +6.7%
5Y: -0.7%
$38.89
-0.04 (-0.10%)
Weekly Expected Move ±0.2%
$39
$39
$39
$39
$39
Overview
Chart
Holdings
Changes
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Analysis
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Short Interest
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Institutional Ownership — TRPA
32
Institutional Holders
+1 vs prior quarter
0.0%
Ownership
+0.00pp
86M
Total Invested
6
New Positions
10
Increased
15
Reduced
6
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (35 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Schorn Wealth LLC | 641,399 | $25M | +5,245 | +0.8% | 12Q | SEC ↗ |
| 2 | RAYMOND JAMES FINANCIAL INC | 199,971 | $8M | +41,121 | +25.9% | 7Q | SEC ↗ |
| 3 | Convergence Financial, LLC | 192,686 | $7M | +96,617 | +100.6% | 7Q | SEC ↗ |
| 4 | LPL Financial LLC | 170,123 | $7M | -54,854 | -24.4% | 29Q | SEC ↗ |
| 5 | Kestra Advisory Services, LLC | 124,731 | $5M | +4,622 | +3.8% | 7Q | SEC ↗ |
| 6 | COMMONWEALTH EQUITY SERVICES, LLC | 121,817 | $5M | +13,274 | +12.2% | 20Q | SEC ↗ |
| 7 | ROYAL BANK OF CANADA | 96,736 | $4M | -19,175 | -16.5% | 7Q | SEC ↗ |
| 8 | EVERGREEN CAPITAL MANAGEMENT LLC | 86,120 | $3M | +445 | +0.5% | 23Q | SEC ↗ |
| 9 | OSAIC HOLDINGS, INC. | 78,629 | $3M | +3,985 | +5.3% | 19Q | SEC ↗ |
| 10 | FLAGSHIP HARBOR ADVISORS, LLC | 67,294 | $3M | -6,206 | -8.4% | 6Q | SEC ↗ |
| 11 | ForthRight Wealth Management, LLC | 65,034 | $3M | -8,920 | -12.1% | 12Q | SEC ↗ |
| 12 | JONES FINANCIAL COMPANIES LLLP | 56,512 | $2M | +17,372 | +44.4% | 4Q | SEC ↗ |
| 13 | Private Advisor Group, LLC | 48,006 | $2M | +16,852 | +54.1% | 13Q | SEC ↗ |
| 14 | JANE STREET GROUP, LLC NEW | 45,290 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 15 | GOLDMAN SACHS GROUP INC | 38,730 | $2M | -2,830 | -6.8% | 5Q | SEC ↗ |
| 16 | CITADEL ADVISORS LLC NEW | 35,277 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 17 | Stratos Wealth Partners, LTD. | 31,981 | $1M | +1,080 | +3.5% | 6Q | SEC ↗ |
| 18 | Aptus Capital Advisors, LLC | 25,497 | $992K | -583 | -2.2% | 3Q | SEC ↗ |
| 19 | Garden State Investment Advisory Servi | 24,383 | $948K | -3,033 | -11.1% | 7Q | SEC ↗ |
| 20 | Regal Investment Advisors LLC | 17,765 | $691K | -1,277 | -6.7% | 4Q | SEC ↗ |
| 21 | CITIGROUP INC NEW | 16,067 | $625K | — | +0.0% | 1Q | SEC ↗ |
| 22 | TRUIST FINANCIAL CORP | 15,057 | $586K | -2,693 | -15.2% | 7Q | SEC ↗ |
| 23 | SUSQUEHANNA INTERNATIONAL GROUP, LLP NEW | 6,594 | $256K | — | +0.0% | 1Q | SEC ↗ |
| 24 | AXXCESS WEALTH MANAGEMENT, LLC NEW | 6,392 | $249K | — | +0.0% | 1Q | SEC ↗ |
| 25 | PRIVATE TRUST CO NA NEW | 500 | $19K | — | +0.0% | 1Q | SEC ↗ |
| 26 | MORGAN STANLEY | 3 | $0K | — | +0.0% | 10Q | SEC ↗ |
| 27 | OLD MISSION CAPITAL LLC | 0 | $0K | -5,561 | -100.0% | 2Q | SEC ↗ |
| 28 | STIFEL FINANCIAL CORP | 0 | $0K | -7,904 | -100.0% | 24Q | SEC ↗ |
| 29 | Independent Advisor Alliance | 0 | $0K | -10,004 | -100.0% | 1Q | SEC ↗ |
| 30 | Oregon Pacific Wealth Management, LLC | 0 | $0K | -6,559 | -100.0% | 5Q | SEC ↗ |
| 31 | FLOW TRADERS U.S. LLC | 0 | $0K | -10,256 | -100.0% | 2Q | SEC ↗ |
| 32 | Mariner, LLC | 0 | $0K | -33,147 | -100.0% | 5Q | SEC ↗ |
| 33 | HARBOUR INVESTMENTS, INC. | 0 | $0K | -2,363 | -100.0% | 2Q | SEC ↗ |
| 34 | Cetera Investment Advisers | 0 | $0K | -5,275 | -100.0% | 4Q | SEC ↗ |
| 35 | Kingsview Wealth Management, LLC | 0 | $0K | -5,630 | -100.0% | 6Q | SEC ↗ |
Recent Activity
New Positions (6)
| Holder | Shares | Value |
|---|---|---|
| JANE STREET GROUP, LLC | 45,290 | $2M |
| CITADEL ADVISORS LLC | 35,277 | $1M |
| CITIGROUP INC | 16,067 | $625K |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 6,594 | $256K |
| AXXCESS WEALTH MANAGEMENT, LLC | 6,392 | $249K |
| PRIVATE TRUST CO NA | 500 | $19K |
Sold Out (9)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Mariner, LLC | 33,147 | $1M |
| FLOW TRADERS U.S. LLC | 10,256 | $399K |
| Independent Advisor Alliance | 10,004 | $389K |
| STIFEL FINANCIAL CORP | 7,904 | $307K |
| Oregon Pacific Wealth Management, L | 6,559 | $255K |
| Kingsview Wealth Management, LLC | 5,630 | $219K |
| OLD MISSION CAPITAL LLC | 5,561 | $216K |
| Cetera Investment Advisers | 5,275 | $205K |
| HARBOUR INVESTMENTS, INC. | 2,363 | $92K |
Biggest Increases (10)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| Convergence Financial, LLC | +96,617 | +100.6% | 192,686 |
| RAYMOND JAMES FINANCIAL INC | +41,121 | +25.9% | 199,971 |
| JONES FINANCIAL COMPANIES LLLP | +17,372 | +44.4% | 56,512 |
| Private Advisor Group, LLC | +16,852 | +54.1% | 48,006 |
| COMMONWEALTH EQUITY SERVICES, LLC | +13,274 | +12.2% | 121,817 |
| Schorn Wealth LLC | +5,245 | +0.8% | 641,399 |
| Kestra Advisory Services, LLC | +4,622 | +3.8% | 124,731 |
| OSAIC HOLDINGS, INC. | +3,985 | +5.3% | 78,629 |
| Stratos Wealth Partners, LTD. | +1,080 | +3.5% | 31,981 |
| EVERGREEN CAPITAL MANAGEMENT LLC | +445 | +0.5% | 86,120 |
Biggest Decreases (9)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| LPL Financial LLC | -54,854 | -24.4% | 170,123 |
| ROYAL BANK OF CANADA | -19,175 | -16.5% | 96,736 |
| ForthRight Wealth Management, LLC | -8,920 | -12.1% | 65,034 |
| FLAGSHIP HARBOR ADVISORS, LLC | -6,206 | -8.4% | 67,294 |
| Garden State Investment Advisory Se | -3,033 | -11.1% | 24,383 |
| GOLDMAN SACHS GROUP INC | -2,830 | -6.8% | 38,730 |
| TRUIST FINANCIAL CORP | -2,693 | -15.2% | 15,057 |
| Regal Investment Advisors LLC | -1,277 | -6.7% | 17,765 |
| Aptus Capital Advisors, LLC | -583 | -2.2% | 25,497 |