$19.14

-0.10 (-0.51%)

Weekly Expected Move ±1.5%

$19 $19 $19 $19 $20

ETF AMEX · AUM $712.5M

Overview Chart Holdings Changes Technicals Analysis Peers Institutions Dark Pool Short Interest Dividends Weather

Institutional Ownership — TUA

102

Institutional Holders

-1 vs prior quarter

0.0%

Ownership

+0.00pp

523M

Total Invested

New Positions

Increased

Reduced

Closed

0.50

Put/Call Ratio

Ownership Trends

Top Institutional Holders (116 total)

#	Holder	Shares	Value	Change	Change %	Holding Period	Filing
1	Simplify Asset Management Inc.	4,810,740	$92M	-717,960	-13.0%	2Q	SEC ↗
2	GenTrust, LLC	3,302,450	$63M	+419,316	+14.5%	2Q	SEC ↗
3	SOUTHERN FARM BUREAU LIFE INSURANCE	2,967,492	$57M	—	+0.0%	7Q	SEC ↗
4	AE Wealth Management LLC	2,035,990	$39M	+118,322	+6.2%	13Q	SEC ↗
5	HighTower Advisors, LLC	1,709,228	$33M	+527,694	+44.7%	14Q	SEC ↗
6	Mid-American Wealth Advisory Group, In	1,505,044	$29M	+365,601	+32.1%	10Q	SEC ↗
7	Trek Financial, LLC NEW	1,248,306	$24M	—	+0.0%	1Q	SEC ↗
8	Financial Enhancement Group LLC	844,724	$16M	+211,072	+33.3%	3Q	SEC ↗
9	Lloyd Advisory Services, LLC.	679,397	$13M	+641,136	+1675.7%	9Q	SEC ↗
10	Ferguson Shapiro LLC	530,665	$10M	-1,795,857	-77.2%	10Q	SEC ↗
11	ALTFEST L J & CO INC	513,278	$10M	-150,223	-22.6%	12Q	SEC ↗
12	Heck Capital Advisors, LLC	447,209	$9M	+18,450	+4.3%	7Q	SEC ↗
13	LPL Financial LLC	431,936	$8M	-333,138	-43.5%	12Q	SEC ↗
14	Encompass More Asset Management NEW	426,294	$8M	—	+0.0%	1Q	SEC ↗
15	Park Edge Advisors, LLC	354,937	$7M	-25,239	-6.6%	6Q	SEC ↗
16	Broussard Financial Group LLC	349,430	$7M	-22,820	-6.1%	3Q	SEC ↗
17	Authentikos Wealth Advisory, LLC	262,798	$5M	+13,733	+5.5%	8Q	SEC ↗
18	Magnolia Private Wealth, LLC	242,589	$5M	-56,056	-18.8%	7Q	SEC ↗
19	Aprio Wealth Management, LLC	210,655	$4M	-22,473	-9.6%	10Q	SEC ↗
20	Professional Financial Management, Inc	206,219	$4M	+8,127	+4.1%	3Q	SEC ↗
21	HOLLENCREST CAPITAL MANAGEMENT	201,303	$4M	—	+0.0%	15Q	SEC ↗
22	LifeWealth Investments, LLC	170,572	$3M	+7,314	+4.5%	7Q	SEC ↗
23	Elevated Capital Advisors, LLC	163,300	$3M	-2,502	-1.5%	9Q	SEC ↗
24	HOWARD BAILEY SECURITIES, LLC	156,987	$3M	+8,833	+6.0%	8Q	SEC ↗
25	CITADEL ADVISORS LLC NEW	139,754	$3M	—	+0.0%	1Q	SEC ↗
26	B.O.S.S. Retirement Advisors, LLC	139,720	$3M	+4,229	+3.1%	9Q	SEC ↗
27	PRINCIPAL SECURITIES, INC.	135,797	$3M	-16,614	-10.9%	11Q	SEC ↗
28	PRIVATE CLIENT SERVICES, LLC	132,458	$3M	-66,654	-33.5%	8Q	SEC ↗
29	Great Lakes Retirement, Inc.	121,629	$2M	-1,661	-1.3%	13Q	SEC ↗
30	Gladstone Institutional Advisory LLC	100,272	$2M	-12,194	-10.8%	11Q	SEC ↗
31	ENVESTNET ASSET MANAGEMENT INC NEW	88,568	$2M	—	+0.0%	1Q	SEC ↗
32	ROYAL BANK OF CANADA	79,467	$2M	—	+0.0%	13Q	SEC ↗
33	Aegis Wealth Management, Inc.	74,953	$1M	+4,616	+6.6%	3Q	SEC ↗
34	Integrated Wealth Management	63,803	$1M	+5,558	+9.5%	3Q	SEC ↗
35	Golden Reserve Retirement LLC	58,630	$1M	+28,249	+93.0%	3Q	SEC ↗
36	Centennial Advisors, LLC	57,089	$1M	+4,921	+9.4%	3Q	SEC ↗
37	IHT Wealth Management, LLC	52,723	$1M	-14,451	-21.5%	6Q	SEC ↗
38	TOUNJIAN ADVISORY PARTNERS, LLC NEW	49,358	$945K	—	+0.0%	1Q	SEC ↗
39	EVERGREEN CAPITAL MANAGEMENT LLC	44,036	$843K	-12,744	-22.4%	9Q	SEC ↗
40	GOLDMAN SACHS GROUP INC	41,000	$785K	—	+0.0%	3Q	SEC ↗
41	HRT FINANCIAL LP	39,011	$747K	+6,410	+19.7%	2Q	SEC ↗
42	Kingdom Financial Group LLC.	38,296	$733K	+35	+0.1%	9Q	SEC ↗
43	IFG Advisory, LLC NEW	34,486	$660K	—	+0.0%	1Q	SEC ↗
44	Csenge Advisory Group	32,821	$628K	-10,659	-24.5%	9Q	SEC ↗
45	Straight Path Wealth Management	31,697	$607K	-750	-2.3%	10Q	SEC ↗
46	Farther Finance Advisors, LLC	23,034	$441K	+2,107	+10.1%	6Q	SEC ↗
47	Legacy PCG, LLC	22,004	$421K	—	+0.0%	2Q	SEC ↗
48	4WEALTH ADVISORS, INC.	21,061	$403K	-1,410	-6.3%	5Q	SEC ↗
49	Cumberland Partners Ltd	19,232	$368K	+64	+0.3%	11Q	SEC ↗
50	COMMONWEALTH EQUITY SERVICES, LLC	18,065	$346K	-57,672	-76.1%	15Q	SEC ↗

Recent Activity

New Positions (19)

Holder	Shares	Value
Trek Financial, LLC	1,248,306	$24M
Encompass More Asset Management	426,294	$8M
CITADEL ADVISORS LLC	139,754	$3M
ENVESTNET ASSET MANAGEMENT INC	88,568	$2M
TOUNJIAN ADVISORY PARTNERS, LLC	49,358	$945K
IFG Advisory, LLC	34,486	$660K
Montgomery Financial Services LLC	17,341	$332K
MML INVESTORS SERVICES, LLC	16,320	$312K
GFS Advisors, LLC	15,240	$292K
Astoria Portfolio Advisors LLC.	11,420	$219K
AQR CAPITAL MANAGEMENT LLC	10,670	$204K
Harbour Capital Advisors, LLC	10,110	$194K
MERCER GLOBAL ADVISORS INC /ADV	4,992	$96K
Decker Retirement Planning Inc.	2,355	$45K
NORTHWESTERN MUTUAL WEALTH MANAGEME	340	$7K
FMR LLC	270	$5K
Integrated Wealth Concepts LLC	234	$4K
COMPASS FINANCIAL MANAGEMENT LLC	199	$4K
UBS Group AG	97	$2K

Sold Out (20)

Holder	Prev Shares	Prev Value
Private Advisor Group, LLC	873,195	$17M
FOURPATH CAPITAL MANAGEMENT, LLC	872,303	$17M
Insight Wealth Strategies, LLC	666,189	$13M
KESTRA PRIVATE WEALTH SERVICES, LLC	82,163	$2M
Proficio Capital Partners LLC	61,713	$1M
Hilltop Holdings Inc.	57,302	$1M
Summit Financial, LLC	53,836	$1M
WESPAC Advisors, LLC	42,338	$810K
Belpointe Asset Management LLC	38,388	$735K
EVOKE WEALTH, LLC	33,045	$632K
Pekin Hardy Strauss, Inc.	29,902	$572K
Professional Financial Advisors, LL	26,250	$502K
Equitable Holdings, Inc.	26,035	$498K
SUSQUEHANNA INTERNATIONAL GROUP, LL	20,040	$384K
OLD MISSION CAPITAL LLC	18,734	$359K
Magnus Financial Group LLC	13,910	$266K
FOUNDATIONS INVESTMENT ADVISORS, LL	12,746	$244K
Longview Financial Advisors, Inc.	10,271	$197K
BANK OF MONTREAL /CAN	3,603	$69K
IFP Advisors, Inc	3,264	$62K

Biggest Increases (20)

Holder	Added	Change %	Total Shares
Lloyd Advisory Services, LLC.	+641,136	+1675.7%	679,397
HighTower Advisors, LLC	+527,694	+44.7%	1,709,228
GenTrust, LLC	+419,316	+14.5%	3,302,450
Mid-American Wealth Advisory Group,	+365,601	+32.1%	1,505,044
Financial Enhancement Group LLC	+211,072	+33.3%	844,724
AE Wealth Management LLC	+118,322	+6.2%	2,035,990
Golden Reserve Retirement LLC	+28,249	+93.0%	58,630
Heck Capital Advisors, LLC	+18,450	+4.3%	447,209
Authentikos Wealth Advisory, LLC	+13,733	+5.5%	262,798
HOWARD BAILEY SECURITIES, LLC	+8,833	+6.0%	156,987
Professional Financial Management,	+8,127	+4.1%	206,219
LifeWealth Investments, LLC	+7,314	+4.5%	170,572
HRT FINANCIAL LP	+6,410	+19.7%	39,011
Integrated Wealth Management	+5,558	+9.5%	63,803
Centennial Advisors, LLC	+4,921	+9.4%	57,089
Aegis Wealth Management, Inc.	+4,616	+6.6%	74,953
B.O.S.S. Retirement Advisors, LLC	+4,229	+3.1%	139,720
Farther Finance Advisors, LLC	+2,107	+10.1%	23,034
Networth Advisors, LLC	+1,332	+15.2%	10,095
GROUP ONE TRADING LLC	+1,100	+12.2%	10,139

Biggest Decreases (20)

Holder	Reduced	Change %	Total Shares
Ferguson Shapiro LLC	-1,795,857	-77.2%	530,665
Simplify Asset Management Inc.	-717,960	-13.0%	4,810,740
LPL Financial LLC	-333,138	-43.5%	431,936
ALTFEST L J & CO INC	-150,223	-22.6%	513,278
PRIVATE CLIENT SERVICES, LLC	-66,654	-33.5%	132,458
COMMONWEALTH EQUITY SERVICES, LLC	-57,672	-76.1%	18,065
Magnolia Private Wealth, LLC	-56,056	-18.8%	242,589
Park Edge Advisors, LLC	-25,239	-6.6%	354,937
Broussard Financial Group LLC	-22,820	-6.1%	349,430
Aprio Wealth Management, LLC	-22,473	-9.6%	210,655
PRINCIPAL SECURITIES, INC.	-16,614	-10.9%	135,797
SMART Wealth LLC	-16,155	-47.5%	17,838
IHT Wealth Management, LLC	-14,451	-21.5%	52,723
EVERGREEN CAPITAL MANAGEMENT LLC	-12,744	-22.4%	44,036
Gladstone Institutional Advisory LL	-12,194	-10.8%	100,272
Csenge Advisory Group	-10,659	-24.5%	32,821
Quest 10 Wealth Builders, Inc.	-5,831	-73.5%	2,099
OSAIC HOLDINGS, INC.	-3,333	-20.7%	12,734
SIMPLEX TRADING, LLC	-3,003	-49.7%	3,038
Elevated Capital Advisors, LLC	-2,502	-1.5%	163,300

TUA Institutional Ownership

Institutional Ownership — TUA

Ownership Trends

Top Institutional Holders (116 total)

Recent Activity

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