UCON Institutional Ownership
First Trust Smith Unconstrained Bond ETF
1W: -0.7%
1M: -2.9%
3M: -4.5%
YTD: -4.9%
1Y: -4.5%
3Y: +11.1%
5Y: +7.3%
$23.78
+0.03 (+0.13%)
Weekly Expected Move ±0.7%
$23
$24
$24
$24
$24
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — UCON
300
Institutional Holders
-4 vs prior quarter
0.0%
Ownership
+0.00pp
3B
Total Invested
29
New Positions
122
Increased
127
Reduced
27
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (325 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | LPL Financial LLC | 13,680,994 | $325M | +1,205,947 | +9.7% | 32Q | SEC ↗ |
| 2 | MORGAN STANLEY | 9,315,618 | $222M | +357,277 | +4.0% | 29Q | SEC ↗ |
| 3 | WELLS FARGO & COMPANY/MN | 7,174,273 | $171M | +1,101,740 | +18.1% | 25Q | SEC ↗ |
| 4 | AMERIPRISE FINANCIAL INC | 5,567,401 | $132M | +229,696 | +4.3% | 9Q | SEC ↗ |
| 5 | BANK OF AMERICA CORP /DE | 4,199,258 | $100M | +365,678 | +9.5% | 15Q | SEC ↗ |
| 6 | HARBOUR INVESTMENTS, INC. | 4,197,950 | $100M | +77,065 | +1.9% | 17Q | SEC ↗ |
| 7 | ROYAL BANK OF CANADA | 4,023,683 | $96M | +20,148 | +0.5% | 33Q | SEC ↗ |
| 8 | RAYMOND JAMES FINANCIAL INC | 2,832,819 | $67M | +1,907 | +0.1% | 7Q | SEC ↗ |
| 9 | ENVESTNET ASSET MANAGEMENT INC | 2,623,316 | $62M | +167,138 | +6.8% | 22Q | SEC ↗ |
| 10 | HighTower Advisors, LLC | 2,471,711 | $59M | +35,375 | +1.5% | 29Q | SEC ↗ |
| 11 | TRUIST FINANCIAL CORP | 2,093,617 | $50M | +186,373 | +9.8% | 21Q | SEC ↗ |
| 12 | OSAIC HOLDINGS, INC. | 2,045,101 | $49M | +153,974 | +8.1% | 26Q | SEC ↗ |
| 13 | Cetera Investment Advisers | 1,757,095 | $42M | +320,465 | +22.3% | 20Q | SEC ↗ |
| 14 | STIFEL FINANCIAL CORP | 1,661,708 | $40M | +27,926 | +1.7% | 29Q | SEC ↗ |
| 15 | Trilogy Capital Inc. | 1,572,195 | $37M | +91,824 | +6.2% | 3Q | SEC ↗ |
| 16 | Csenge Advisory Group | 1,528,668 | $36M | +38,496 | +2.6% | 15Q | SEC ↗ |
| 17 | Aptus Capital Advisors, LLC | 1,400,315 | $33M | +16,860 | +1.2% | 12Q | SEC ↗ |
| 18 | IFP Advisors, Inc | 1,129,539 | $27M | +236,972 | +26.5% | 23Q | SEC ↗ |
| 19 | Cambridge Investment Research Advisors | 1,081,262 | $26M | +83,789 | +8.4% | 32Q | SEC ↗ |
| 20 | Focus Partners Wealth | 999,374 | $24M | -3,200 | -0.3% | 11Q | SEC ↗ |
| 21 | Integrated Wealth Concepts LLC | 982,703 | $23M | +84,095 | +9.4% | 13Q | SEC ↗ |
| 22 | MML INVESTORS SERVICES, LLC | 932,943 | $22M | +165,752 | +21.6% | 21Q | SEC ↗ |
| 23 | Cyndeo Wealth Partners, LLC | 872,866 | $21M | +32,949 | +3.9% | 15Q | SEC ↗ |
| 24 | Wagner Wealth Management, LLC | 859,217 | $20M | -173,979 | -16.8% | 21Q | SEC ↗ |
| 25 | EdgeRock Capital LLC | 842,625 | $20M | +52,089 | +6.6% | 3Q | SEC ↗ |
| 26 | COMMONWEALTH EQUITY SERVICES, LLC | 833,938 | $20M | -284,660 | -25.4% | 31Q | SEC ↗ |
| 27 | Dynamic Advisor Solutions LLC | 816,396 | $19M | +45,984 | +6.0% | 16Q | SEC ↗ |
| 28 | Stratos Wealth Partners, LTD. | 807,842 | $19M | +22,676 | +2.9% | 29Q | SEC ↗ |
| 29 | Walkner Condon Financial Advisors LLC | 806,300 | $19M | +66,274 | +9.0% | 19Q | SEC ↗ |
| 30 | KESTRA PRIVATE WEALTH SERVICES, LLC | 801,883 | $19M | -1,094 | -0.1% | 19Q | SEC ↗ |
| 31 | EARNED WEALTH ADVISORS, LLC | 792,030 | $19M | +154,840 | +24.3% | 6Q | SEC ↗ |
| 32 | Arch Global Advisors, LLC | 783,525 | $19M | +158,551 | +25.4% | 2Q | SEC ↗ |
| 33 | Waverly Advisors, LLC | 782,901 | $19M | +769,115 | +5579.0% | 6Q | SEC ↗ |
| 34 | TruWealth Advisors, LLC | 774,486 | $18M | -21,504 | -2.7% | 11Q | SEC ↗ |
| 35 | Capital Investment Advisory Services, | 756,295 | $18M | -57,303 | -7.0% | 17Q | SEC ↗ |
| 36 | JPMORGAN CHASE & CO | 745,409 | $18M | +139,342 | +23.0% | 12Q | SEC ↗ |
| 37 | Private Advisor Group, LLC | 679,658 | $16M | +153,350 | +29.1% | 23Q | SEC ↗ |
| 38 | &PARTNERS | 661,016 | $16M | +239,530 | +56.8% | 8Q | SEC ↗ |
| 39 | Geneos Wealth Management Inc. | 647,628 | $15M | +11,856 | +1.9% | 29Q | SEC ↗ |
| 40 | Spartan Wealth Advisory Services LLC | 637,466 | $15M | +10,765 | +1.7% | 2Q | SEC ↗ |
| 41 | Navalign, LLC | 620,228 | $15M | +21,534 | +3.6% | 13Q | SEC ↗ |
| 42 | Collaborative Wealth Managment Inc. | 604,554 | $14M | +36,650 | +6.5% | 7Q | SEC ↗ |
| 43 | Visionary Wealth Advisors | 590,042 | $14M | -71,321 | -10.8% | 18Q | SEC ↗ |
| 44 | Smartleaf Asset Management LLC | 580,959 | $14M | — | +0.0% | 3Q | SEC ↗ |
| 45 | First Heartland Consultants, Inc. | 577,736 | $14M | +6,589 | +1.2% | 25Q | SEC ↗ |
| 46 | Janney Montgomery Scott LLC | 557,893 | $13M | +57,759 | +11.5% | 30Q | SEC ↗ |
| 47 | Equitable Holdings, Inc. | 544,255 | $13M | -33,552 | -5.8% | 17Q | SEC ↗ |
| 48 | Etesian Wealth Advisors, Inc. | 536,383 | $13M | -30,695 | -5.4% | 15Q | SEC ↗ |
| 49 | Chicago Partners Investment Group LLC | 522,596 | $12M | +12,105 | +2.4% | 27Q | SEC ↗ |
| 50 | CWM, LLC | 497,973 | $12M | +132,621 | +36.3% | 18Q | SEC ↗ |
Recent Activity
New Positions (20)
| Holder | Shares | Value |
|---|---|---|
| Focus Financial Network, Inc. | 435,847 | $10M |
| AXXCESS WEALTH MANAGEMENT, LLC | 428,367 | $10M |
| Wealth Advisory Team LLC | 321,889 | $8M |
| My Portfolio Guide, LLC | 238,296 | $6M |
| Diversify Advisory Services, LLC | 171,690 | $4M |
| Midwest Financial Group LLC | 149,886 | $4M |
| PUFF WEALTH MANAGEMENT, LLC | 54,457 | $1M |
| Global Retirement Partners, LLC | 32,489 | $773K |
| COMPASS FINANCIAL MANAGEMENT LLC | 29,065 | $691K |
| Quantinno Capital Management LP | 23,034 | $548K |
| Washington Trust Bank | 22,170 | $527K |
| Adelphi Trust Co | 11,710 | $278K |
| Valeo Financial Advisors, LLC | 10,253 | $244K |
| FARMERS & MERCHANTS TRUST Co OF LON | 9,872 | $235K |
| FIDUCIARY FINANCIAL ADVISORS | 8,705 | $207K |
| GK Wealth Management LLC | 8,343 | $198K |
| Foundations Investment Advisors, LL | 8,185 | $195K |
| MONECO ADVISORS, LLC | 8,085 | $192K |
| Qube Research & Technologies Ltd | 4,722 | $112K |
| Basepoint Wealth LLC | 3,710 | $88K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Bensler, LLC | 845,423 | $20M |
| Cerity Partners LLC | 375,796 | $9M |
| JANE STREET GROUP, LLC | 272,279 | $6M |
| Entruity Wealth, LLC | 222,447 | $5M |
| Independent Advisor Alliance | 202,703 | $5M |
| Redhawk Wealth Advisors, Inc. | 191,444 | $5M |
| OLD MISSION CAPITAL LLC | 180,009 | $4M |
| Econ Financial Services Corp | 174,973 | $4M |
| Sigma Planning Corp | 52,079 | $1M |
| IAMS WEALTH MANAGEMENT, LLC | 49,520 | $1M |
| Fi3 FINANCIAL ADVISORS, LLC | 40,762 | $969K |
| HRT FINANCIAL LP | 29,579 | $703K |
| RENAISSANCE TECHNOLOGIES LLC | 18,200 | $433K |
| WCG Wealth Advisors LLC | 14,029 | $334K |
| FLOW TRADERS U.S. LLC | 13,926 | $331K |
| Atria Investments, Inc | 13,903 | $331K |
| TFB Advisors LLC | 13,266 | $315K |
| UPTICK PARTNERS, LLC | 12,651 | $301K |
| Veracity Capital LLC | 11,197 | $266K |
| tru Independence LLC | 11,111 | $264K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| LPL Financial LLC | +1,205,947 | +9.7% | 13,680,994 |
| WELLS FARGO & COMPANY/MN | +1,101,740 | +18.1% | 7,174,273 |
| Waverly Advisors, LLC | +769,115 | +5579.0% | 782,901 |
| BANK OF AMERICA CORP /DE | +365,678 | +9.5% | 4,199,258 |
| MORGAN STANLEY | +357,277 | +4.0% | 9,315,618 |
| Cetera Investment Advisers | +320,465 | +22.3% | 1,757,095 |
| Ameritas Advisory Services, LLC | +242,431 | +441.4% | 297,348 |
| &PARTNERS | +239,530 | +56.8% | 661,016 |
| IFP Advisors, Inc | +236,972 | +26.5% | 1,129,539 |
| AMERIPRISE FINANCIAL INC | +229,696 | +4.3% | 5,567,401 |
| Summit Financial, LLC | +194,615 | +361.5% | 248,448 |
| TRUIST FINANCIAL CORP | +186,373 | +9.8% | 2,093,617 |
| ENVESTNET ASSET MANAGEMENT INC | +167,138 | +6.8% | 2,623,316 |
| MML INVESTORS SERVICES, LLC | +165,752 | +21.6% | 932,943 |
| Arch Global Advisors, LLC | +158,551 | +25.4% | 783,525 |
| EARNED WEALTH ADVISORS, LLC | +154,840 | +24.3% | 792,030 |
| OSAIC HOLDINGS, INC. | +153,974 | +8.1% | 2,045,101 |
| Private Advisor Group, LLC | +153,350 | +29.1% | 679,658 |
| JPMORGAN CHASE & CO | +139,342 | +23.0% | 745,409 |
| CWM, LLC | +132,621 | +36.3% | 497,973 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Arkadios Wealth Advisors | -1,033,591 | -97.2% | 29,269 |
| Commonwealth Financial Services, LL | -612,621 | -80.0% | 153,000 |
| Holistic Financial Partners | -336,006 | -66.6% | 168,531 |
| CITADEL ADVISORS LLC | -335,710 | -82.4% | 71,904 |
| Gateway Wealth Partners, LLC | -327,321 | -47.4% | 362,821 |
| COMMONWEALTH EQUITY SERVICES, LLC | -284,660 | -25.4% | 833,938 |
| Bleakley Financial Group, LLC | -278,950 | -67.4% | 134,691 |
| Mariner, LLC | -273,170 | -57.1% | 205,551 |
| Wagner Wealth Management, LLC | -173,979 | -16.8% | 859,217 |
| CAPTRUST FINANCIAL ADVISORS | -121,199 | -24.3% | 377,679 |
| OPPENHEIMER & CO INC | -97,948 | -34.0% | 190,379 |
| Larson Financial Group LLC | -89,579 | -19.6% | 367,273 |
| Sequent Planning LLC | -88,206 | -86.1% | 14,297 |
| CoreCap Advisors, LLC | -84,714 | -23.8% | 271,933 |
| Tactive Advisors, LLC | -80,823 | -39.2% | 125,615 |
| Visionary Wealth Advisors | -71,321 | -10.8% | 590,042 |
| BEACON FINANCIAL GROUP | -58,609 | -51.8% | 54,474 |
| Capital Investment Advisory Service | -57,303 | -7.0% | 756,295 |
| StoneX Group Inc. | -50,818 | -77.8% | 14,528 |
| Western Wealth Management, LLC | -41,997 | -8.4% | 455,724 |