USMC Institutional Ownership
Principal U.S. Mega-Cap ETF
1W: -0.3%
1M: +1.0%
3M: +3.9%
YTD: +13.5%
1Y: +13.0%
3Y: +84.6%
5Y: +96.9%
$77.29
+0.64 (+0.83%)
Weekly Expected Move ±1.6%
$75
$76
$77
$79
$80
Overview
Chart
Holdings
Changes
Technicals
Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — USMC
97
Institutional Holders
-4 vs prior quarter
0.0%
Ownership
+0.00pp
4B
Total Invested
12
New Positions
38
Increased
37
Reduced
12
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (111 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | PRINCIPAL FINANCIAL GROUP INC | 32,298,980 | 2.5B | +2,145,416 | +7.1% | 31Q | SEC ↗ |
| 2 | PRINCIPAL SECURITIES, INC. | 4,823,521 | $373M | +86,567 | +1.8% | 11Q | SEC ↗ |
| 3 | ENVESTNET ASSET MANAGEMENT INC | 4,575,742 | $354M | +91,195 | +2.0% | 32Q | SEC ↗ |
| 4 | LPL Financial LLC | 1,069,720 | $83M | -6,281 | -0.6% | 31Q | SEC ↗ |
| 5 | WELLS FARGO & COMPANY/MN | 1,028,455 | $79M | +41,928 | +4.3% | 29Q | SEC ↗ |
| 6 | MORGAN STANLEY | 691,776 | $53M | +11,685 | +1.7% | 29Q | SEC ↗ |
| 7 | RAYMOND JAMES FINANCIAL INC | 635,412 | $49M | +280 | +0.0% | 7Q | SEC ↗ |
| 8 | Oasis Advisors, LLC | 270,674 | $21M | -6,844,222 | -96.2% | 3Q | SEC ↗ |
| 9 | Segment Wealth Management, LLC | 267,031 | $21M | +12,138 | +4.8% | 25Q | SEC ↗ |
| 10 | Integrated Wealth Concepts LLC | 252,839 | $20M | -5,551 | -2.1% | 5Q | SEC ↗ |
| 11 | Symphony Financial Services, Inc. | 249,857 | $19M | +7,238 | +3.0% | 9Q | SEC ↗ |
| 12 | Golden State Wealth Management, LLC | 213,613 | $17M | +3,910 | +1.9% | 7Q | SEC ↗ |
| 13 | OSAIC HOLDINGS, INC. | 210,429 | $16M | +90,238 | +75.1% | 26Q | SEC ↗ |
| 14 | NewEdge Advisors, LLC | 199,956 | $15M | -100,871 | -33.5% | 26Q | SEC ↗ |
| 15 | MERCER GLOBAL ADVISORS INC /ADV | 185,788 | $14M | -6,096 | -3.2% | 4Q | SEC ↗ |
| 16 | EP Wealth Advisors, LLC | 130,890 | $10M | +1,783 | +1.4% | 3Q | SEC ↗ |
| 17 | Ameritas Advisory Services, LLC NEW | 91,983 | $7M | — | +0.0% | 1Q | SEC ↗ |
| 18 | JPMORGAN CHASE & CO | 83,874 | $6M | +4,080 | +5.1% | 11Q | SEC ↗ |
| 19 | ROYAL BANK OF CANADA | 75,946 | $6M | -41,428 | -35.3% | 29Q | SEC ↗ |
| 20 | US BANCORP \DE | 60,915 | $5M | +7,200 | +13.4% | 6Q | SEC ↗ |
| 21 | &PARTNERS | 60,528 | $5M | +1,239 | +2.1% | 4Q | SEC ↗ |
| 22 | MCDONALD PARTNERS LLC | 59,997 | $5M | +32,088 | +115.0% | 3Q | SEC ↗ |
| 23 | Wealth Advisors of Iowa, LLC | 56,564 | $4M | -5,095 | -8.3% | 9Q | SEC ↗ |
| 24 | COMMONWEALTH EQUITY SERVICES, LLC | 56,399 | $4M | -68,480 | -54.8% | 29Q | SEC ↗ |
| 25 | Capital Investment Advisory Services, | 53,134 | $4M | +319 | +0.6% | 10Q | SEC ↗ |
| 26 | Smartleaf Asset Management LLC | 46,610 | $4M | — | +0.0% | 11Q | SEC ↗ |
| 27 | GREENWOOD CAPITAL ASSOCIATES LLC | 43,879 | $3M | +8,669 | +24.6% | 6Q | SEC ↗ |
| 28 | Cetera Investment Advisers | 42,953 | $3M | +5,023 | +13.2% | 6Q | SEC ↗ |
| 29 | Cambridge Investment Research Advisors | 41,439 | $3M | +1,602 | +4.0% | 19Q | SEC ↗ |
| 30 | CreativeOne Wealth, LLC | 36,761 | $3M | +298 | +0.8% | 10Q | SEC ↗ |
| 31 | MML INVESTORS SERVICES, LLC | 36,317 | $3M | +784 | +2.2% | 11Q | SEC ↗ |
| 32 | PMG Wealth Management, Inc. | 33,505 | $3M | +574 | +1.7% | 7Q | SEC ↗ |
| 33 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 28,128 | $2M | +11,078 | +65.0% | 2Q | SEC ↗ |
| 34 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT | 24,337 | $2M | -4,427 | -15.4% | 30Q | SEC ↗ |
| 35 | WEALTH ENHANCEMENT ADVISORY SERVICES, | 23,845 | $2M | +2 | +0.0% | 12Q | SEC ↗ |
| 36 | BANK OF AMERICA CORP /DE | 23,121 | $2M | +10,876 | +88.8% | 11Q | SEC ↗ |
| 37 | STIFEL FINANCIAL CORP | 21,997 | $2M | -28 | -0.1% | 8Q | SEC ↗ |
| 38 | Private Advisor Group, LLC | 21,234 | $2M | +16,279 | +328.5% | 6Q | SEC ↗ |
| 39 | UBS Group AG | 19,843 | $2M | -1,961 | -9.0% | 34Q | SEC ↗ |
| 40 | Kestra Advisory Services, LLC | 19,269 | $1M | -723 | -3.6% | 8Q | SEC ↗ |
| 41 | Qube Research & Technologies Ltd NEW | 16,989 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 42 | Prospera Financial Services Inc | 16,938 | $1M | +10 | +0.1% | 7Q | SEC ↗ |
| 43 | GOLDMAN SACHS GROUP INC NEW | 16,730 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 44 | CITIZENS FINANCIAL GROUP INC/RI | 16,370 | $1M | +172 | +1.1% | 5Q | SEC ↗ |
| 45 | Richmond Investment Services, LLC | 15,765 | $1M | -16,112 | -50.5% | 7Q | SEC ↗ |
| 46 | GTS SECURITIES LLC | 13,248 | $1M | -13,263 | -50.0% | 6Q | SEC ↗ |
| 47 | CARY STREET PARTNERS FINANCIAL LLC | 12,516 | $967K | — | +0.0% | 7Q | SEC ↗ |
| 48 | Steward Partners Investment Advisory, | 11,275 | $871K | +284 | +2.6% | 7Q | SEC ↗ |
| 49 | Cannon Wealth Management Services, LLC | 9,373 | $724K | +1 | +0.0% | 8Q | SEC ↗ |
| 50 | Kraft, Davis & Associates, LLC | 9,241 | $714K | — | +0.0% | 13Q | SEC ↗ |
Recent Activity
New Positions (12)
| Holder | Shares | Value |
|---|---|---|
| Ameritas Advisory Services, LLC | 91,983 | $7M |
| Qube Research & Technologies Ltd | 16,989 | $1M |
| GOLDMAN SACHS GROUP INC | 16,730 | $1M |
| Arax Advisory Partners | 8,002 | $618K |
| BASSO CAPITAL MANAGEMENT, L.P. | 6,617 | $511K |
| D. E. Shaw & Co., Inc. | 3,390 | $262K |
| Concorde Asset Management, LLC | 2,700 | $209K |
| Cape Investment Advisory, Inc. | 2,412 | $186K |
| COMPASS FINANCIAL MANAGEMENT LLC | 1,084 | $84K |
| Regatta Research & Money Management | 609 | $47K |
| Farther Finance Advisors, LLC | 544 | $42K |
| CITIGROUP INC | 367 | $28K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| TWO SIGMA INVESTMENTS, LP | 141,000 | $11M |
| Ethos Financial Group, LLC | 111,872 | $9M |
| Elevation Capital Advisory, LLC | 101,514 | $8M |
| Legacy CG, LLC | 62,166 | $5M |
| AE Wealth Management LLC | 48,218 | $4M |
| CITADEL ADVISORS LLC | 28,054 | $2M |
| SILVER OAK SECURITIES, INCORPORATED | 26,687 | $2M |
| Virtu Financial LLC | 22,824 | $2M |
| One Capital Management, LLC | 7,732 | $598K |
| HRT FINANCIAL LP | 7,327 | $566K |
| Centennial Advisors, LLC | 7,218 | $558K |
| Hershey Financial Advisers, LLC | 6,955 | $538K |
| Envestnet Portfolio Solutions, Inc. | 4,920 | $380K |
| Independent Advisor Alliance | 3,319 | $257K |
| Sanctuary Advisors, LLC | 3,018 | $233K |
| FLAGSHIP HARBOR ADVISORS, LLC | 2,141 | $165K |
| Kingdom Financial Group LLC. | 2,034 | $157K |
| Lloyd Advisory Services, LLC. | 2,034 | $157K |
| Versant Capital Management, Inc | 1,200 | $93K |
| Parallel Advisors, LLC | 412 | $32K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC | +2,145,416 | +7.1% | 32,298,980 |
| ENVESTNET ASSET MANAGEMENT INC | +91,195 | +2.0% | 4,575,742 |
| OSAIC HOLDINGS, INC. | +90,238 | +75.1% | 210,429 |
| PRINCIPAL SECURITIES, INC. | +86,567 | +1.8% | 4,823,521 |
| WELLS FARGO & COMPANY/MN | +41,928 | +4.3% | 1,028,455 |
| MCDONALD PARTNERS LLC | +32,088 | +115.0% | 59,997 |
| Private Advisor Group, LLC | +16,279 | +328.5% | 21,234 |
| Segment Wealth Management, LLC | +12,138 | +4.8% | 267,031 |
| MORGAN STANLEY | +11,685 | +1.7% | 691,776 |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | +11,078 | +65.0% | 28,128 |
| BANK OF AMERICA CORP /DE | +10,876 | +88.8% | 23,121 |
| GREENWOOD CAPITAL ASSOCIATES LLC | +8,669 | +24.6% | 43,879 |
| Symphony Financial Services, Inc. | +7,238 | +3.0% | 249,857 |
| US BANCORP \DE | +7,200 | +13.4% | 60,915 |
| Cetera Investment Advisers | +5,023 | +13.2% | 42,953 |
| JPMORGAN CHASE & CO | +4,080 | +5.1% | 83,874 |
| Golden State Wealth Management, LLC | +3,910 | +1.9% | 213,613 |
| EP Wealth Advisors, LLC | +1,783 | +1.4% | 130,890 |
| Cambridge Investment Research Advis | +1,602 | +4.0% | 41,439 |
| &PARTNERS | +1,239 | +2.1% | 60,528 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Oasis Advisors, LLC | -6,844,222 | -96.2% | 270,674 |
| NewEdge Advisors, LLC | -100,871 | -33.5% | 199,956 |
| COMMONWEALTH EQUITY SERVICES, LLC | -68,480 | -54.8% | 56,399 |
| ROYAL BANK OF CANADA | -41,428 | -35.3% | 75,946 |
| Jackson Wealth Management, LLC | -36,819 | -86.4% | 5,780 |
| Orion Porfolio Solutions, LLC | -36,591 | -84.6% | 6,681 |
| Richmond Investment Services, LLC | -16,112 | -50.5% | 15,765 |
| GTS SECURITIES LLC | -13,263 | -50.0% | 13,248 |
| JANE STREET GROUP, LLC | -9,523 | -77.8% | 2,716 |
| LPL Financial LLC | -6,281 | -0.6% | 1,069,720 |
| MERCER GLOBAL ADVISORS INC /ADV | -6,096 | -3.2% | 185,788 |
| Integrated Wealth Concepts LLC | -5,551 | -2.1% | 252,839 |
| Wealth Advisors of Iowa, LLC | -5,095 | -8.3% | 56,564 |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | -4,427 | -15.4% | 24,337 |
| MARSHALL WACE, LLP | -3,164 | -53.6% | 2,741 |
| UBS Group AG | -1,961 | -9.0% | 19,843 |
| Gotham Asset Management, LLC | -1,046 | -11.4% | 8,145 |
| Kestra Advisory Services, LLC | -723 | -3.6% | 19,269 |
| Stillwater Wealth Management Group | -564 | -7.7% | 6,788 |
| Equitable Holdings, Inc. | -549 | -11.8% | 4,113 |