YLD Institutional Ownership
Principal Active High Yield ETF
1W: -0.6%
1M: -2.7%
3M: -3.2%
YTD: -2.1%
1Y: -3.9%
3Y: +19.8%
5Y: +16.0%
$18.35
+0.01 (+0.05%)
Weekly Expected Move ±0.6%
$18
$18
$18
$18
$19
Overview
Chart
Holdings
Changes
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Analysis
Peers
Institutions
Dark Pool
Short Interest
Dividends
Weather
Institutional Ownership — YLD
78
Institutional Holders
-1 vs prior quarter
0.0%
Ownership
+0.00pp
506M
Total Invested
9
New Positions
31
Increased
30
Reduced
9
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (86 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | PRINCIPAL SECURITIES, INC. | 4,807,872 | $88M | +1,471,513 | +44.1% | 11Q | SEC ↗ |
| 2 | ENVESTNET ASSET MANAGEMENT INC | 4,334,582 | $80M | +1,446,360 | +50.1% | 27Q | SEC ↗ |
| 3 | PRINCIPAL FINANCIAL GROUP INC | 3,253,825 | $60M | +128,255 | +4.1% | 19Q | SEC ↗ |
| 4 | AMERIPRISE FINANCIAL INC | 2,086,927 | $38M | +587,911 | +39.2% | 4Q | SEC ↗ |
| 5 | WELLS FARGO & COMPANY/MN | 1,920,432 | $35M | +421,335 | +28.1% | 14Q | SEC ↗ |
| 6 | LPL Financial LLC | 1,526,597 | $28M | +186,562 | +13.9% | 42Q | SEC ↗ |
| 7 | Cyndeo Wealth Partners, LLC | 1,112,557 | $20M | +41,774 | +3.9% | 13Q | SEC ↗ |
| 8 | Ameritas Investment Partners, Inc. | 950,578 | $17M | +40,397 | +4.4% | 13Q | SEC ↗ |
| 9 | RAYMOND JAMES FINANCIAL INC | 866,006 | $16M | +144,049 | +20.0% | 7Q | SEC ↗ |
| 10 | BALANCED WEALTH GROUP LLC | 860,404 | $16M | +37,330 | +4.5% | 3Q | SEC ↗ |
| 11 | STIFEL FINANCIAL CORP | 518,546 | $10M | -2,130 | -0.4% | 8Q | SEC ↗ |
| 12 | McAdam, LLC | 437,028 | $8M | +215,859 | +97.6% | 8Q | SEC ↗ |
| 13 | ROYAL BANK OF CANADA | 367,334 | $7M | -61,600 | -14.4% | 30Q | SEC ↗ |
| 14 | Integrated Wealth Concepts LLC | 353,081 | $6M | +3,506 | +1.0% | 6Q | SEC ↗ |
| 15 | BlueStem Wealth Partners, LLC | 330,214 | $6M | +32,360 | +10.9% | 6Q | SEC ↗ |
| 16 | JPMORGAN CHASE & CO | 303,525 | $6M | +5,796 | +1.9% | 12Q | SEC ↗ |
| 17 | US BANCORP \DE | 303,329 | $6M | +28,803 | +10.5% | 6Q | SEC ↗ |
| 18 | OSAIC HOLDINGS, INC. | 260,642 | $5M | +152,157 | +140.3% | 15Q | SEC ↗ |
| 19 | MLG Wealth Management DBA Pine Grove F | 240,529 | $4M | -9 | -0.0% | 3Q | SEC ↗ |
| 20 | Manske Wealth Management | 174,477 | $3M | -3,255 | -1.8% | 7Q | SEC ↗ |
| 21 | NICOLET BANKSHARES INC | 143,202 | $3M | -411,772 | -74.2% | 5Q | SEC ↗ |
| 22 | CreativeOne Wealth, LLC | 112,605 | $2M | +43,048 | +61.9% | 6Q | SEC ↗ |
| 23 | Ameritas Advisory Services, LLC | 104,007 | $2M | +39,129 | +60.3% | 11Q | SEC ↗ |
| 24 | Fifth Third Securities, Inc. | 99,978 | $2M | +28,926 | +40.7% | 4Q | SEC ↗ |
| 25 | IAG Wealth Partners, LLC | 87,776 | $2M | +87,007 | +11314.3% | 2Q | SEC ↗ |
| 26 | Steward Partners Investment Advisory, | 79,159 | $1M | +12,582 | +18.9% | 5Q | SEC ↗ |
| 27 | NewEdge Advisors, LLC | 78,071 | $1M | -3,533 | -4.3% | 6Q | SEC ↗ |
| 28 | AJ Advisors, LLC NEW | 77,941 | $1M | — | +0.0% | 1Q | SEC ↗ |
| 29 | Capital Investment Advisory Services, | 72,642 | $1M | +3,362 | +4.9% | 10Q | SEC ↗ |
| 30 | Private Advisor Group, LLC | 70,647 | $1M | +23,822 | +50.9% | 6Q | SEC ↗ |
| 31 | Cambridge Investment Research Advisors | 48,975 | $899K | +4,825 | +10.9% | 8Q | SEC ↗ |
| 32 | Smartleaf Asset Management LLC | 48,882 | $897K | — | +0.0% | 11Q | SEC ↗ |
| 33 | Greenline Wealth Management LLC | 38,439 | $705K | +6,396 | +20.0% | 3Q | SEC ↗ |
| 34 | Hobart Private Capital, LLC | 35,522 | $652K | -1,174 | -3.2% | 10Q | SEC ↗ |
| 35 | Atria Investments, Inc | 34,876 | $640K | +4,588 | +15.1% | 4Q | SEC ↗ |
| 36 | Gallagher Fiduciary Advisors, LLC | 34,453 | $632K | +4,737 | +15.9% | 4Q | SEC ↗ |
| 37 | Transcendent Capital Group LLC | 33,060 | $607K | +2,816 | +9.3% | 3Q | SEC ↗ |
| 38 | PFG Investments, LLC | 25,872 | $475K | -2,665 | -9.3% | 8Q | SEC ↗ |
| 39 | Western Wealth Management, LLC | 25,386 | $466K | -2,577 | -9.2% | 2Q | SEC ↗ |
| 40 | IFP Advisors, Inc | 23,566 | $432K | +1,142 | +5.1% | 4Q | SEC ↗ |
| 41 | Milestones Private Investment Advisors | 22,314 | $409K | +1,091 | +5.1% | 5Q | SEC ↗ |
| 42 | Cerity Partners LLC | 19,279 | $354K | -675 | -3.4% | 3Q | SEC ↗ |
| 43 | DAVENPORT & Co LLC | 18,624 | $342K | -2,280 | -10.9% | 6Q | SEC ↗ |
| 44 | CITADEL ADVISORS LLC | 18,153 | $333K | -7,977 | -30.5% | 3Q | SEC ↗ |
| 45 | Arete Wealth Advisors, LLC NEW | 17,915 | $329K | — | +0.0% | 1Q | SEC ↗ |
| 46 | Stonebridge Financial Group, LLC / MO | 17,742 | $326K | -591 | -3.2% | 3Q | SEC ↗ |
| 47 | Prospera Financial Services Inc | 16,059 | $295K | +5 | +0.0% | 3Q | SEC ↗ |
| 48 | Janney Montgomery Scott LLC | 14,823 | $272K | — | +0.0% | 14Q | SEC ↗ |
| 49 | Belpointe Asset Management LLC | 12,928 | $237K | -155 | -1.2% | 5Q | SEC ↗ |
| 50 | COMMONWEALTH EQUITY SERVICES, LLC | 12,620 | $232K | -113,621 | -90.0% | 29Q | SEC ↗ |
Recent Activity
New Positions (9)
| Holder | Shares | Value |
|---|---|---|
| AJ Advisors, LLC | 77,941 | $1M |
| Arete Wealth Advisors, LLC | 17,915 | $329K |
| Sigma Planning Corp | 10,567 | $194K |
| Allied Private Wealth LLC | 10,159 | $186K |
| EP Wealth Advisors, LLC | 6,195 | $114K |
| Global Retirement Partners, LLC | 4,308 | $79K |
| Cape Investment Advisory, Inc. | 3,059 | $56K |
| AdvisorNet Financial, Inc | 515 | $9K |
| Pinnacle Bancorp, Inc. | 41 | $1K |
Sold Out (17)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Envestnet Portfolio Solutions, Inc. | 194,512 | $4M |
| Cedar Point Capital Partners, LLC | 161,106 | $3M |
| JANE STREET GROUP, LLC | 157,285 | $3M |
| ELEVATUS WELATH MANAGEMENT | 107,017 | $2M |
| GOLDMAN SACHS GROUP INC | 104,189 | $2M |
| Independent Advisor Alliance | 22,802 | $418K |
| Mariner, LLC | 20,354 | $373K |
| KESTRA PRIVATE WEALTH SERVICES, LLC | 18,001 | $330K |
| Equitable Holdings, Inc. | 16,158 | $296K |
| Cetera Investment Advisers | 10,070 | $185K |
| Kestra Advisory Services, LLC | 9,206 | $169K |
| Annis Gardner Whiting Capital Advis | 8,370 | $154K |
| Basepoint Wealth LLC | 1,458 | $27K |
| AE Wealth Management LLC | 1,243 | $23K |
| UBS Group AG | 264 | $5K |
| MORGAN STANLEY | 101 | $2K |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | 7 | $0K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | +1,471,513 | +44.1% | 4,807,872 |
| ENVESTNET ASSET MANAGEMENT INC | +1,446,360 | +50.1% | 4,334,582 |
| AMERIPRISE FINANCIAL INC | +587,911 | +39.2% | 2,086,927 |
| WELLS FARGO & COMPANY/MN | +421,335 | +28.1% | 1,920,432 |
| McAdam, LLC | +215,859 | +97.6% | 437,028 |
| LPL Financial LLC | +186,562 | +13.9% | 1,526,597 |
| OSAIC HOLDINGS, INC. | +152,157 | +140.3% | 260,642 |
| RAYMOND JAMES FINANCIAL INC | +144,049 | +20.0% | 866,006 |
| PRINCIPAL FINANCIAL GROUP INC | +128,255 | +4.1% | 3,253,825 |
| IAG Wealth Partners, LLC | +87,007 | +11314.3% | 87,776 |
| CreativeOne Wealth, LLC | +43,048 | +61.9% | 112,605 |
| Cyndeo Wealth Partners, LLC | +41,774 | +3.9% | 1,112,557 |
| Ameritas Investment Partners, Inc. | +40,397 | +4.4% | 950,578 |
| Ameritas Advisory Services, LLC | +39,129 | +60.3% | 104,007 |
| BALANCED WEALTH GROUP LLC | +37,330 | +4.5% | 860,404 |
| BlueStem Wealth Partners, LLC | +32,360 | +10.9% | 330,214 |
| Fifth Third Securities, Inc. | +28,926 | +40.7% | 99,978 |
| US BANCORP \DE | +28,803 | +10.5% | 303,329 |
| Private Advisor Group, LLC | +23,822 | +50.9% | 70,647 |
| Steward Partners Investment Advisor | +12,582 | +18.9% | 79,159 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| NICOLET BANKSHARES INC | -411,772 | -74.2% | 143,202 |
| COMMONWEALTH EQUITY SERVICES, LLC | -113,621 | -90.0% | 12,620 |
| ROYAL BANK OF CANADA | -61,600 | -14.4% | 367,334 |
| CITADEL ADVISORS LLC | -7,977 | -30.5% | 18,153 |
| Advisory Services Network, LLC | -3,747 | -25.4% | 11,005 |
| NewEdge Advisors, LLC | -3,533 | -4.3% | 78,071 |
| Manske Wealth Management | -3,255 | -1.8% | 174,477 |
| PFG Investments, LLC | -2,665 | -9.3% | 25,872 |
| Western Wealth Management, LLC | -2,577 | -9.2% | 25,386 |
| DAVENPORT & Co LLC | -2,280 | -10.9% | 18,624 |
| STIFEL FINANCIAL CORP | -2,130 | -0.4% | 518,546 |
| MML INVESTORS SERVICES, LLC | -1,886 | -14.9% | 10,768 |
| Hobart Private Capital, LLC | -1,174 | -3.2% | 35,522 |
| Cerity Partners LLC | -675 | -3.4% | 19,279 |
| Stonebridge Financial Group, LLC / | -591 | -3.2% | 17,742 |
| Belpointe Asset Management LLC | -155 | -1.2% | 12,928 |
| Farther Finance Advisors, LLC | -69 | -1.8% | 3,775 |
| TRUIST FINANCIAL CORP | -66 | -0.6% | 11,397 |
| MLG Wealth Management DBA Pine Grov | -9 | -0.0% | 240,529 |
| FIFTH THIRD BANCORP | -6 | -0.2% | 3,242 |