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ZOCT Institutional Ownership

Innovator Equity Defined Protection ETF - 1 Yr October
1W: +0.6% YTD: +0.9%
$28.23
+0.04 (+0.14%)
 
ETF CBOE · AUM $105.7M

Institutional Ownership — ZOCT

79
Institutional Holders
-2 vs prior quarter
0.0%
Ownership
+0.00pp
65M
Total Invested
6
New Positions
10
Increased
34
Reduced
5
Closed
0.00
Put/Call Ratio

Ownership Trends

Top Institutional Holders (79 total)

# Holder Shares Value Change Change % Holding Period Filing
1 COMMONWEALTH EQUITY SERVICES, LLC 703,351 20M -150,756 -17.7% 7Q SEC ↗
2 Pachira Investments Inc. 248,097 7M +2,761 +1.1% 7Q SEC ↗
3 KFG WEALTH MANAGEMENT, LLC 70,501 2M -2,603 -3.6% 7Q SEC ↗
4 CENTAURUS FINANCIAL, INC. 67,473 2M -3,278 -4.6% 7Q SEC ↗
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 67,094 2M +47,799 +247.7% 6Q SEC ↗
6 HighTower Advisors, LLC 61,561 2M -13,668 -18.2% 7Q SEC ↗
7 Brookstone Capital Management 58,804 2M +103 +0.2% 6Q SEC ↗
8 ENVESTNET ASSET MANAGEMENT INC 53,910 2M +1,170 +2.2% 3Q SEC ↗
9 OSAIC HOLDINGS, INC. 47,956 1M -1,026 -2.1% 7Q SEC ↗
10 Strategic Blueprint, LLC 45,166 1M -1,199 -2.6% 7Q SEC ↗
11 WealthPLAN Partners, LLC 39,889 1M — +0.0% 7Q SEC ↗
12 Cetera Investment Advisers 39,416 1M -56,547 -58.9% 7Q SEC ↗
13 Cypress Wealth Services, LLC 38,956 1M -3,685 -8.6% 7Q SEC ↗
14 Kestra Advisory Services, LLC 38,701 1M -27,103 -41.2% 7Q SEC ↗
15 C2P Capital Advisory Group, LLC d.b.a. 37,971 1M -6,017 -13.7% 3Q SEC ↗
16 HARBOUR INVESTMENTS, INC. 36,264 1M -5,787 -13.8% 7Q SEC ↗
17 CANANDAIGUA NATIONAL BANK & TRUST CO NEW 33,100 934K — +0.0% 1Q SEC ↗
18 Lineweaver Wealth Advisors, LLC 32,543 919K -20 -0.1% 3Q SEC ↗
19 Advisory Services Network, LLC 31,542 890K — +0.0% 7Q SEC ↗
20 HRT FINANCIAL LP NEW 27,778 784K — +0.0% 1Q SEC ↗
21 RAYMOND JAMES FINANCIAL INC 26,259 741K -151,719 -85.2% 5Q SEC ↗
22 FC Advisory LLC 26,165 739K — +0.0% 6Q SEC ↗
23 CENTRAL VALLEY ADVISORS, LLC 24,790 700K -676 -2.7% 4Q SEC ↗
24 CAPTRUST FINANCIAL ADVISORS 23,900 675K — +0.0% 7Q SEC ↗
25 Sovran Advisors, LLC 23,236 656K — +0.0% 4Q SEC ↗
26 Cambridge Investment Research Advisors 21,457 606K -1,051 -4.7% 7Q SEC ↗
27 Chris Bulman Inc 20,314 573K -264 -1.3% 7Q SEC ↗
28 Southland Equity Partners LLC 19,833 560K — +0.0% 7Q SEC ↗
29 INDEPENDENT FINANCIAL GROUP, LLC 18,997 536K +1,397 +7.9% 7Q SEC ↗
30 OLD MISSION CAPITAL LLC NEW 18,471 521K — +0.0% 1Q SEC ↗
31 Ameritas Advisory Services, LLC NEW 17,705 500K — +0.0% 1Q SEC ↗
32 Ashton Thomas Private Wealth, LLC 16,522 466K -19 -0.1% 3Q SEC ↗
33 MML INVESTORS SERVICES, LLC 16,449 464K +2,184 +15.3% 3Q SEC ↗
34 LPL Financial LLC 15,155 428K -6,134 -28.8% 5Q SEC ↗
35 JANE STREET GROUP, LLC 14,325 404K +5,454 +61.5% 2Q SEC ↗
36 IMG Wealth Management, Inc. 13,302 376K -2,162 -14.0% 7Q SEC ↗
37 MTM FINANCIAL GROUP, LLC 12,912 365K — +0.0% 7Q SEC ↗
38 TRUIST FINANCIAL CORP 12,410 350K -36 -0.3% 3Q SEC ↗
39 Independent Advisor Alliance NEW 11,799 333K — +0.0% 1Q SEC ↗
40 First Heartland Consultants, Inc. 11,722 331K +2,492 +27.0% 3Q SEC ↗
41 Integrity Advisory Solutions, LLC 10,474 296K -335 -3.1% 3Q SEC ↗
42 AssuredPartners Investment Advisors, L 10,385 293K — +0.0% 3Q SEC ↗
43 BridgePort Financial Solutions, LLC 10,313 291K -50 -0.5% 3Q SEC ↗
44 Soltis Investment Advisors LLC 10,302 291K — +0.0% 4Q SEC ↗
45 CFO4Life Group, LLC 9,927 280K — +0.0% 3Q SEC ↗
46 NewEdge Advisors, LLC 9,726 275K -4,027 -29.3% 7Q SEC ↗
47 Steward Partners Investment Advisory, 9,722 274K — +0.0% 7Q SEC ↗
48 GILL CAPITAL PARTNERS, LLC 9,439 266K — +0.0% 3Q SEC ↗
49 Continuum Advisory, LLC 9,398 265K — +0.0% 3Q SEC ↗
50 FSA Advisors, Inc. 9,037 255K -183 -2.0% 3Q SEC ↗

Recent Activity

New Positions (6)
Sold Out (5)
HolderPrev SharesPrev Value
CreativeOne Wealth, LLC 17,692 499K
Summit Wealth Partners, LLC 10,523 297K
BARCLAYS PLC 8,559 242K
SIGNATUREFD, LLC 1,173 33K
TopTier Wealth Management, LLC 1,047 30K
Biggest Increases (10)
HolderAddedChange %Total Shares
SUSQUEHANNA INTERNATIONAL GROUP, LL +47,799 +247.7% 67,094
JANE STREET GROUP, LLC +5,454 +61.5% 14,325
Pachira Investments Inc. +2,761 +1.1% 248,097
First Heartland Consultants, Inc. +2,492 +27.0% 11,722
MML INVESTORS SERVICES, LLC +2,184 +15.3% 16,449
INDEPENDENT FINANCIAL GROUP, LLC +1,397 +7.9% 18,997
ENVESTNET ASSET MANAGEMENT INC +1,170 +2.2% 53,910
UBS Group AG +471 +79.4% 1,064
CoreCap Advisors, LLC +377 +7.1% 5,710
Brookstone Capital Management +103 +0.2% 58,804
Biggest Decreases (20)
HolderReducedChange %Total Shares
RAYMOND JAMES FINANCIAL INC -151,719 -85.2% 26,259
COMMONWEALTH EQUITY SERVICES, LLC -150,756 -17.7% 703,351
Cetera Investment Advisers -56,547 -58.9% 39,416
Kestra Advisory Services, LLC -27,103 -41.2% 38,701
HighTower Advisors, LLC -13,668 -18.2% 61,561
LPL Financial LLC -6,134 -28.8% 15,155
C2P Capital Advisory Group, LLC d.b -6,017 -13.7% 37,971
HARBOUR INVESTMENTS, INC. -5,787 -13.8% 36,264
NewEdge Advisors, LLC -4,027 -29.3% 9,726
Cypress Wealth Services, LLC -3,685 -8.6% 38,956
CENTAURUS FINANCIAL, INC. -3,278 -4.6% 67,473
KFG WEALTH MANAGEMENT, LLC -2,603 -3.6% 70,501
IMG Wealth Management, Inc. -2,162 -14.0% 13,302
Strategic Blueprint, LLC -1,199 -2.6% 45,166
Cambridge Investment Research Advis -1,051 -4.7% 21,457
OSAIC HOLDINGS, INC. -1,026 -2.1% 47,956
AE Wealth Management LLC -959 -33.0% 1,947
IFP Advisors, Inc -776 -8.2% 8,672
CENTRAL VALLEY ADVISORS, LLC -676 -2.7% 24,790
Noble Wealth Management PBC -550 -84.6% 100

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For informational purposes only. Not investment advice. Data sourced from SEC filings. Privacy Terms