$9.59

+0.08 (+0.84%)

Weekly Expected Move ±2.5%

$9 $9 $10 $10 $10

ETF NYSE · AUM $275.7M

Overview Holdings Changes Technicals Analysis Peers Institutions Dark Pool Short Interest Weather

Institutional Ownership — AFB

102

Institutional Holders

-1 vs prior quarter

0.0%

Ownership

+0.00pp

208M

Total Invested

New Positions

Increased

Reduced

Closed

0.00

Put/Call Ratio

Ownership Trends

Top Institutional Holders (117 total)

#	Holder	Shares	Value	Change	Change %	Holding Period	Filing
1	Karpus Management, Inc. NEW	3,603,262	$35M	—	+0.0%	1Q	SEC ↗
2	Pathstone Holdings, LLC	2,883,076	$28M	-205,316	-6.6%	11Q	SEC ↗
3	Allspring Global Investments Holdings,	1,410,959	$14M	-53,618	-3.7%	19Q	SEC ↗
4	RIVERNORTH CAPITAL MANAGEMENT, LLC	1,047,724	$10M	-13,760	-1.3%	39Q	SEC ↗
5	KEYBANK NATIONAL ASSOCIATION/OH	962,374	$9M	+2,790	+0.3%	20Q	SEC ↗
6	MORGAN STANLEY	951,641	$9M	+72,144	+8.2%	60Q	SEC ↗
7	Advisors Asset Management, Inc.	764,003	$7M	+75,933	+11.0%	77Q	SEC ↗
8	GUGGENHEIM CAPITAL LLC	683,198	$7M	-23,086	-3.3%	47Q	SEC ↗
9	Hennion & Walsh Asset Management, Inc.	599,669	$6M	-6,467	-1.1%	18Q	SEC ↗
10	SIT INVESTMENT ASSOCIATES INC	533,037	$5M	-143,700	-21.2%	9Q	SEC ↗
11	WELLS FARGO & COMPANY/MN	496,291	$5M	-11,775	-2.3%	95Q	SEC ↗
12	CITY OF LONDON INVESTMENT MANAGEMENT C	373,640	$4M	-80,000	-17.6%	9Q	SEC ↗
13	RAYMOND JAMES FINANCIAL INC	301,535	$3M	+277,977	+1180.0%	7Q	SEC ↗
14	VAN ECK ASSOCIATES CORP	269,068	$3M	-2,561	-0.9%	15Q	SEC ↗
15	ROBINSON CAPITAL MANAGEMENT, LLC	265,460	$3M	—	+0.0%	3Q	SEC ↗
16	COMMONWEALTH EQUITY SERVICES, LLC	193,118	$2M	-1,305	-0.7%	35Q	SEC ↗
17	Altium Capital Management LLC	175,187	$2M	-47,077	-21.2%	3Q	SEC ↗
18	Rareview Capital LLC	169,976	$2M	-250,248	-59.6%	2Q	SEC ↗
19	Fiera Capital Corp	142,300	$1M	-5,681	-3.8%	3Q	SEC ↗
20	Indiana Trust & Investment Management	137,000	$1M	—	+0.0%	12Q	SEC ↗
21	Bank of New York Mellon Corp	134,608	$1M	-12,453	-8.5%	13Q	SEC ↗
22	Dakota Wealth Management	134,273	$1M	+30,146	+29.0%	15Q	SEC ↗
23	LORD, ABBETT & CO. LLC	129,025	$1M	—	+0.0%	4Q	SEC ↗
24	Almitas Capital LLC	120,993	$1M	-93,289	-43.5%	10Q	SEC ↗
25	LPL Financial LLC	101,850	$977K	+2,526	+2.5%	61Q	SEC ↗
26	RIVERBRIDGE PARTNERS LLC	87,837	$842K	-67,192	-43.3%	8Q	SEC ↗
27	&PARTNERS	86,886	$833K	-5,812	-6.3%	3Q	SEC ↗
28	Invesco Ltd.	80,636	$773K	+45,288	+128.1%	2Q	SEC ↗
29	COHEN & STEERS, INC.	78,000	$748K	—	+0.0%	11Q	SEC ↗
30	Capital Investment Advisors, LLC	68,447	$656K	-401	-0.6%	51Q	SEC ↗
31	Noble Wealth Management PBC	68,341	$655K	+3,796	+5.9%	4Q	SEC ↗
32	Integrated Wealth Concepts LLC	67,185	$644K	-5,974	-8.2%	17Q	SEC ↗
33	ENVESTNET ASSET MANAGEMENT INC	62,947	$604K	+6,152	+10.8%	14Q	SEC ↗
34	Summit Trail Advisors, LLC	61,708	$592K	-2,629	-4.1%	2Q	SEC ↗
35	Closed-End Fund Advisors, Inc.	60,689	$582K	-1,989	-3.2%	3Q	SEC ↗
36	OSAIC HOLDINGS, INC.	53,969	$518K	+33,483	+163.4%	26Q	SEC ↗
37	PETRA FINANCIAL ADVISORS INC	53,035	$509K	-315	-0.6%	2Q	SEC ↗
38	MELFA WEALTH MANAGEMENT, INC.	47,652	$457K	—	+0.0%	15Q	SEC ↗
39	BANK OF AMERICA CORP /DE	45,729	$439K	-20,777	-31.2%	15Q	SEC ↗
40	Creative Planning	44,782	$429K	-496	-1.1%	7Q	SEC ↗
41	KENNEDY INVESTMENT GROUP, INC.	39,174	$376K	-8,107	-17.1%	15Q	SEC ↗
42	HighTower Advisors, LLC	36,345	$349K	-5,490	-13.1%	15Q	SEC ↗
43	Arete Wealth Advisors, LLC	34,146	$327K	+9	+0.0%	40Q	SEC ↗
44	STIFEL FINANCIAL CORP	33,029	$317K	+367	+1.1%	33Q	SEC ↗
45	Thomas J. Herzfeld Advisors, Inc. NEW	33,015	$317K	—	+0.0%	1Q	SEC ↗
46	AMERIPRISE FINANCIAL INC	31,911	$306K	-25,634	-44.5%	16Q	SEC ↗
47	BLUE BELL PRIVATE WEALTH MANAGEMENT, L	31,500	$302K	-2,222	-6.6%	11Q	SEC ↗
48	PNC Financial Services Group, Inc. NEW	30,633	$294K	—	+0.0%	1Q	SEC ↗
49	ProVise Management Group, LLC	30,356	$291K	+1,500	+5.2%	23Q	SEC ↗
50	Traub Capital Management LLC	28,481	$273K	-21,810	-43.4%	5Q	SEC ↗

Recent Activity

New Positions (14)

Holder	Shares	Value
Karpus Management, Inc.	3,603,262	$35M
Thomas J. Herzfeld Advisors, Inc.	33,015	$317K
PNC Financial Services Group, Inc.	30,633	$294K
CITADEL ADVISORS LLC	28,069	$269K
Arax Advisory Partners	20,426	$196K
Virtu Financial LLC	16,120	$155K
HRT FINANCIAL LP	15,579	$149K
Strategic Financial Concepts, LLC	11,444	$110K
Ground Swell Capital, LLC	10,485	$101K
Global Retirement Partners, LLC	6,433	$62K
CITIGROUP INC	5,527	$53K
Clear Street Group Inc.	2,044	$20K
MERCER GLOBAL ADVISORS INC /ADV	1,095	$11K
Markowski Investments	768	$7K

Sold Out (20)

Holder	Prev Shares	Prev Value
Saba Capital Management, L.P.	459,321	$4M
Logan Stone Capital, LLC	152,881	$1M
WHITEBOX ADVISORS LLC	113,648	$1M
Balyasny Asset Management L.P.	93,982	$901K
Lido Advisors, LLC	37,538	$360K
1607 Capital Partners, LLC	35,947	$345K
WOLVERINE ASSET MANAGEMENT LLC	27,196	$261K
SUSQUEHANNA INTERNATIONAL GROUP, LL	16,677	$160K
JANE STREET GROUP, LLC	15,072	$145K
Ackerman Capital Advisors, LLC	14,099	$135K
PFG Investments, LLC	14,043	$135K
BANK OF MONTREAL /CAN	12,986	$125K
LANDSCAPE CAPITAL MANAGEMENT, L.L.C	12,147	$116K
READYSTATE ASSET MANAGEMENT LP	11,013	$106K
Bulldog Investors, LLP	10,474	$100K
NOMURA HOLDINGS INC	10,000	$96K
Elyxium Wealth, LLC	3,983	$38K
Scarborough Advisors, LLC	1,891	$18K
Ascentis Independent Advisors	1,568	$15K
AMERICAN NATIONAL BANK & TRUST	828	$8K

Biggest Increases (20)

Holder	Added	Change %	Total Shares
RAYMOND JAMES FINANCIAL INC	+277,977	+1180.0%	301,535
Advisors Asset Management, Inc.	+75,933	+11.0%	764,003
MORGAN STANLEY	+72,144	+8.2%	951,641
Invesco Ltd.	+45,288	+128.1%	80,636
OSAIC HOLDINGS, INC.	+33,483	+163.4%	53,969
Dakota Wealth Management	+30,146	+29.0%	134,273
Catalina Capital Group, LLC	+7,823	+39.7%	27,513
ENVESTNET ASSET MANAGEMENT INC	+6,152	+10.8%	62,947
Noble Wealth Management PBC	+3,796	+5.9%	68,341
KEYBANK NATIONAL ASSOCIATION/OH	+2,790	+0.3%	962,374
LPL Financial LLC	+2,526	+2.5%	101,850
ProVise Management Group, LLC	+1,500	+5.2%	30,356
BALANCED WEALTH GROUP LLC	+1,188	+5.1%	24,433
Wellspring Financial Advisors, LLC	+1,100	+4.2%	27,191
CHOREO, LLC	+1,042	+8.0%	14,134
Merit Financial Group, LLC	+445	+2.9%	15,613
STIFEL FINANCIAL CORP	+367	+1.1%	33,029
Pinnacle Wealth Planning Services,	+333	+17.2%	2,265
WPG Advisers, LLC	+92	+17.2%	627
CoreCap Advisors, LLC	+59	+8.1%	788

Biggest Decreases (20)

Holder	Reduced	Change %	Total Shares
Rareview Capital LLC	-250,248	-59.6%	169,976
Pathstone Holdings, LLC	-205,316	-6.6%	2,883,076
SIT INVESTMENT ASSOCIATES INC	-143,700	-21.2%	533,037
Almitas Capital LLC	-93,289	-43.5%	120,993
CITY OF LONDON INVESTMENT MANAGEMEN	-80,000	-17.6%	373,640
RIVERBRIDGE PARTNERS LLC	-67,192	-43.3%	87,837
ROYAL BANK OF CANADA	-57,136	-72.8%	21,315
Allspring Global Investments Holdin	-53,618	-3.7%	1,410,959
Altium Capital Management LLC	-47,077	-21.2%	175,187
AMERIPRISE FINANCIAL INC	-25,634	-44.5%	31,911
GUGGENHEIM CAPITAL LLC	-23,086	-3.3%	683,198
Traub Capital Management LLC	-21,810	-43.4%	28,481
BANK OF AMERICA CORP /DE	-20,777	-31.2%	45,729
RIVERNORTH CAPITAL MANAGEMENT, LLC	-13,760	-1.3%	1,047,724
Bank of New York Mellon Corp	-12,453	-8.5%	134,608
WELLS FARGO & COMPANY/MN	-11,775	-2.3%	496,291
KENNEDY INVESTMENT GROUP, INC.	-8,107	-17.1%	39,174
Hennion & Walsh Asset Management, I	-6,467	-1.1%	599,669
Integrated Wealth Concepts LLC	-5,974	-8.2%	67,185
&PARTNERS	-5,812	-6.3%	86,886

AFB

Institutional Ownership — AFB

Ownership Trends

Top Institutional Holders (117 total)

Recent Activity

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