ARDC
Ares Dynamic Credit Allocation Fund, Inc.
1W: -0.2%
1M: -6.7%
3M: -9.4%
YTD: -11.9%
1Y: -16.6%
3Y: +9.5%
5Y: +1.9%
$11.49
+0.01 (+0.09%)
Weekly Expected Move ±1.4%
$11
$11
$12
$12
$12
Institutional Ownership — ARDC
75
Institutional Holders
-4 vs prior quarter
0.0%
Ownership
+0.00pp
99M
Total Invested
10
New Positions
22
Increased
32
Reduced
12
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (86 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | WELLS FARGO & COMPANY/MN | 1,913,094 | $22M | +324,455 | +20.4% | 55Q | SEC ↗ |
| 2 | MORGAN STANLEY | 645,869 | $7M | +136,985 | +26.9% | 54Q | SEC ↗ |
| 3 | AdvisorNet Financial, Inc | 601,286 | $7M | +98,296 | +19.5% | 6Q | SEC ↗ |
| 4 | GUGGENHEIM CAPITAL LLC | 432,308 | $5M | +15,910 | +3.8% | 34Q | SEC ↗ |
| 5 | Penserra Capital Management LLC | 426,195 | $5M | +16,268 | +4.0% | 2Q | SEC ↗ |
| 6 | United Advisor Group, LLC | 354,015 | $4M | -4,842 | -1.3% | 10Q | SEC ↗ |
| 7 | Invesco Ltd. | 345,648 | $4M | +9,976 | +3.0% | 45Q | SEC ↗ |
| 8 | Foundations Investment Advisors, LLC | 338,475 | $4M | -41,120 | -10.8% | 13Q | SEC ↗ |
| 9 | NewEdge Wealth, LLC | 249,723 | $3M | -7,521 | -2.9% | 11Q | SEC ↗ |
| 10 | Advisors Asset Management, Inc. | 228,388 | $3M | -96,281 | -29.7% | 40Q | SEC ↗ |
| 11 | Janney Montgomery Scott LLC | 224,560 | $3M | +770 | +0.3% | 8Q | SEC ↗ |
| 12 | Hennion & Walsh Asset Management, Inc. | 219,107 | $3M | -29,541 | -11.9% | 22Q | SEC ↗ |
| 13 | Capital Investment Advisors, LLC | 187,571 | $2M | -1,902 | -1.0% | 43Q | SEC ↗ |
| 14 | ENVESTNET ASSET MANAGEMENT INC NEW | 186,586 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 15 | Huntleigh Advisors, Inc. | 175,097 | $2M | -51,961 | -22.9% | 7Q | SEC ↗ |
| 16 | Farther Finance Advisors, LLC | 157,252 | $2M | +10,761 | +7.3% | 8Q | SEC ↗ |
| 17 | Thomas J. Herzfeld Advisors, Inc. NEW | 150,623 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 18 | Shaker Financial Services, LLC | 103,541 | $1M | -227,697 | -68.7% | 3Q | SEC ↗ |
| 19 | ICON ADVISERS INC/CO | 97,237 | $1M | — | +0.0% | 2Q | SEC ↗ |
| 20 | RAYMOND JAMES FINANCIAL INC | 95,453 | $1M | -35,207 | -26.9% | 7Q | SEC ↗ |
| 21 | SIT INVESTMENT ASSOCIATES INC | 92,478 | $1M | -206,427 | -69.1% | 3Q | SEC ↗ |
| 22 | Curated Wealth Partners LLC | 88,853 | $1M | +800 | +0.9% | 9Q | SEC ↗ |
| 23 | BANK OF AMERICA CORP /DE | 80,409 | $924K | -716 | -0.9% | 15Q | SEC ↗ |
| 24 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 61,645 | $708K | +913 | +1.5% | 15Q | SEC ↗ |
| 25 | ROYAL BANK OF CANADA | 49,656 | $571K | +324 | +0.7% | 54Q | SEC ↗ |
| 26 | LPL Financial LLC | 45,629 | $524K | -3,160 | -6.5% | 24Q | SEC ↗ |
| 27 | &PARTNERS | 41,145 | $473K | +1,228 | +3.1% | 5Q | SEC ↗ |
| 28 | OSAIC HOLDINGS, INC. | 40,526 | $466K | +9,174 | +29.3% | 26Q | SEC ↗ |
| 29 | Closed-End Fund Advisors, Inc. | 39,748 | $457K | +2,094 | +5.6% | 3Q | SEC ↗ |
| 30 | STIFEL FINANCIAL CORP | 36,111 | $415K | -4,193 | -10.4% | 43Q | SEC ↗ |
| 31 | OPPENHEIMER & CO INC | 36,110 | $415K | +17,809 | +97.3% | 2Q | SEC ↗ |
| 32 | Virtus Investment Advisers, LLC | 27,117 | $312K | -7,218 | -21.0% | 6Q | SEC ↗ |
| 33 | JANE STREET GROUP, LLC NEW | 25,340 | $291K | — | +0.0% | 1Q | SEC ↗ |
| 34 | Cetera Investment Advisers | 23,113 | $266K | +2,301 | +11.1% | 10Q | SEC ↗ |
| 35 | UBS Group AG | 21,872 | $251K | +315 | +1.5% | 47Q | SEC ↗ |
| 36 | CHOREO, LLC NEW | 20,327 | $234K | — | +0.0% | 1Q | SEC ↗ |
| 37 | NWF Advisory Services Inc. | 20,050 | $230K | -3,100 | -13.4% | 6Q | SEC ↗ |
| 38 | NewEdge Advisors, LLC | 19,639 | $226K | — | +0.0% | 19Q | SEC ↗ |
| 39 | XTX Topco Ltd NEW | 18,802 | $216K | — | +0.0% | 1Q | SEC ↗ |
| 40 | World Investment Advisors | 16,940 | $195K | -728 | -4.1% | 3Q | SEC ↗ |
| 41 | Williams Jones Wealth Management, LLC. | 15,435 | $177K | — | +0.0% | 12Q | SEC ↗ |
| 42 | E&G Advisors, LLC | 15,386 | $177K | -210 | -1.3% | 32Q | SEC ↗ |
| 43 | Composition Wealth, LLC | 15,000 | $172K | — | +0.0% | 44Q | SEC ↗ |
| 44 | Waverly Advisors, LLC | 14,398 | $165K | -2,660 | -15.6% | 7Q | SEC ↗ |
| 45 | Integrity Advisory Solutions, LLC NEW | 14,221 | $163K | — | +0.0% | 1Q | SEC ↗ |
| 46 | Anfield Capital Management, LLC | 13,744 | $158K | +1,135 | +9.0% | 9Q | SEC ↗ |
| 47 | Focus Partners Wealth | 13,000 | $149K | — | +0.0% | 2Q | SEC ↗ |
| 48 | SUSQUEHANNA INTERNATIONAL GROUP, LLP NEW | 11,059 | $127K | — | +0.0% | 1Q | SEC ↗ |
| 49 | Founders Financial Alliance, LLC | 11,046 | $127K | +23 | +0.2% | 3Q | SEC ↗ |
| 50 | WOLVERINE ASSET MANAGEMENT LLC | 10,577 | $122K | -130,193 | -92.5% | 6Q | SEC ↗ |
Recent Activity
New Positions (10)
| Holder | Shares | Value |
|---|---|---|
| ENVESTNET ASSET MANAGEMENT INC | 186,586 | $2M |
| Thomas J. Herzfeld Advisors, Inc. | 150,623 | $2M |
| JANE STREET GROUP, LLC | 25,340 | $291K |
| CHOREO, LLC | 20,327 | $234K |
| XTX Topco Ltd | 18,802 | $216K |
| Integrity Advisory Solutions, LLC | 14,221 | $163K |
| SUSQUEHANNA INTERNATIONAL GROUP, LL | 11,059 | $127K |
| Key Capital Management, INC | 960 | $11K |
| ARES MANAGEMENT LLC | 59 | $1K |
| FIDUCIARY FINANCIAL ADVISORS | 55 | $1K |
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| Logan Stone Capital, LLC | 197,693 | $2M |
| READYSTATE ASSET MANAGEMENT LP | 146,460 | $2M |
| Balyasny Asset Management L.P. | 115,080 | $1M |
| Strategic Wealth Partners, Ltd. | 40,000 | $460K |
| Marex Group plc | 22,901 | $263K |
| Secure Asset Management, LLC | 19,050 | $219K |
| StoneX Group Inc. | 12,613 | $145K |
| HRT FINANCIAL LP | 11,855 | $136K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C | 11,504 | $132K |
| NOMURA HOLDINGS INC | 10,000 | $115K |
| Camelot Portfolios, LLC | 8,400 | $97K |
| Federation des caisses Desjardins d | 7,600 | $87K |
| GoalVest Advisory LLC | 7,000 | $80K |
| Cedar Wealth Management, LLC | 4,026 | $46K |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | 2,033 | $23K |
| Turim 21 Investimentos Ltda. | 1,332 | $15K |
| CWM, LLC | 422 | $5K |
| HARBOUR INVESTMENTS, INC. | 311 | $4K |
| JONES FINANCIAL COMPANIES LLLP | 194 | $2K |
| MAI Capital Management | 57 | $1K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| WELLS FARGO & COMPANY/MN | +324,455 | +20.4% | 1,913,094 |
| MORGAN STANLEY | +136,985 | +26.9% | 645,869 |
| AdvisorNet Financial, Inc | +98,296 | +19.5% | 601,286 |
| OPPENHEIMER & CO INC | +17,809 | +97.3% | 36,110 |
| Penserra Capital Management LLC | +16,268 | +4.0% | 426,195 |
| GUGGENHEIM CAPITAL LLC | +15,910 | +3.8% | 432,308 |
| Farther Finance Advisors, LLC | +10,761 | +7.3% | 157,252 |
| Invesco Ltd. | +9,976 | +3.0% | 345,648 |
| OSAIC HOLDINGS, INC. | +9,174 | +29.3% | 40,526 |
| Rockefeller Capital Management L.P. | +7,483 | +415.7% | 9,283 |
| Cetera Investment Advisers | +2,301 | +11.1% | 23,113 |
| Closed-End Fund Advisors, Inc. | +2,094 | +5.6% | 39,748 |
| &PARTNERS | +1,228 | +3.1% | 41,145 |
| Anfield Capital Management, LLC | +1,135 | +9.0% | 13,744 |
| Spire Wealth Management | +1,000 | +13.3% | 8,500 |
| NATIONS FINANCIAL GROUP INC, /IA/ / | +913 | +1.5% | 61,645 |
| Curated Wealth Partners LLC | +800 | +0.9% | 88,853 |
| Janney Montgomery Scott LLC | +770 | +0.3% | 224,560 |
| ROYAL BANK OF CANADA | +324 | +0.7% | 49,656 |
| UBS Group AG | +315 | +1.5% | 21,872 |
Biggest Decreases (20)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Shaker Financial Services, LLC | -227,697 | -68.7% | 103,541 |
| SIT INVESTMENT ASSOCIATES INC | -206,427 | -69.1% | 92,478 |
| WOLVERINE ASSET MANAGEMENT LLC | -130,193 | -92.5% | 10,577 |
| Advisors Asset Management, Inc. | -96,281 | -29.7% | 228,388 |
| Huntleigh Advisors, Inc. | -51,961 | -22.9% | 175,097 |
| Foundations Investment Advisors, LL | -41,120 | -10.8% | 338,475 |
| RAYMOND JAMES FINANCIAL INC | -35,207 | -26.9% | 95,453 |
| Hennion & Walsh Asset Management, I | -29,541 | -11.9% | 219,107 |
| NewEdge Wealth, LLC | -7,521 | -2.9% | 249,723 |
| Virtus Investment Advisers, LLC | -7,218 | -21.0% | 27,117 |
| United Advisor Group, LLC | -4,842 | -1.3% | 354,015 |
| STIFEL FINANCIAL CORP | -4,193 | -10.4% | 36,111 |
| LPL Financial LLC | -3,160 | -6.5% | 45,629 |
| NWF Advisory Services Inc. | -3,100 | -13.4% | 20,050 |
| Waverly Advisors, LLC | -2,660 | -15.6% | 14,398 |
| Capital Investment Advisors, LLC | -1,902 | -1.0% | 187,571 |
| World Investment Advisors | -728 | -4.1% | 16,940 |
| BANK OF AMERICA CORP /DE | -716 | -0.9% | 80,409 |
| E&G Advisors, LLC | -210 | -1.3% | 15,386 |
| CoreCap Advisors, LLC | -80 | -2.2% | 3,584 |