BTO
John Hancock Financial Opportunities Fund
1W: -1.7%
1M: -7.9%
3M: -9.1%
YTD: +2.2%
1Y: +3.1%
3Y: +71.5%
5Y: +23.9%
$36.01
+0.20 (+0.56%)
Weekly Expected Move ±1.8%
$35
$35
$36
$37
$37
Institutional Ownership — BTO
90
Institutional Holders
-3 vs prior quarter
0.0%
Ownership
+0.00pp
161M
Total Invested
12
New Positions
30
Increased
22
Reduced
4
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (102 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 1,258,587 | $45M | +68,969 | +5.8% | 60Q | SEC ↗ |
| 2 | WELLS FARGO & COMPANY/MN | 646,729 | $23M | -6,713 | -1.0% | 70Q | SEC ↗ |
| 3 | Z3 Capital Partners, LLC | 411,393 | $15M | +2,432 | +0.6% | 3Q | SEC ↗ |
| 4 | ROYAL BANK OF CANADA | 270,289 | $10M | +2,485 | +0.9% | 67Q | SEC ↗ |
| 5 | Janney Montgomery Scott LLC | 177,451 | $6M | -15,684 | -8.1% | 46Q | SEC ↗ |
| 6 | RAYMOND JAMES FINANCIAL INC | 172,704 | $6M | -5,686 | -3.2% | 7Q | SEC ↗ |
| 7 | LPL Financial LLC | 130,039 | $5M | +2,159 | +1.7% | 54Q | SEC ↗ |
| 8 | STIFEL FINANCIAL CORP | 99,302 | $4M | -2,818 | -2.8% | 31Q | SEC ↗ |
| 9 | FCA CORP /TX | 95,444 | $3M | +6,460 | +7.3% | 71Q | SEC ↗ |
| 10 | NORTH STAR ASSET MANAGEMENT INC | 67,641 | $2M | -175 | -0.3% | 69Q | SEC ↗ |
| 11 | Alessandra Capital Management, LLC | 61,315 | $2M | -205 | -0.3% | 3Q | SEC ↗ |
| 12 | Steward Partners Investment Advisory, | 56,961 | $2M | +2,621 | +4.8% | 29Q | SEC ↗ |
| 13 | 1607 Capital Partners, LLC NEW | 56,187 | $2M | — | +0.0% | 1Q | SEC ↗ |
| 14 | Cambridge Investment Research Advisors | 51,248 | $2M | +3,036 | +6.3% | 39Q | SEC ↗ |
| 15 | BANK OF AMERICA CORP /DE | 46,684 | $2M | +1,533 | +3.4% | 15Q | SEC ↗ |
| 16 | UBS Group AG | 43,824 | $2M | -717 | -1.6% | 47Q | SEC ↗ |
| 17 | CITY OF LONDON INVESTMENT MANAGEMENT C | 41,092 | $1M | +10,767 | +35.5% | 3Q | SEC ↗ |
| 18 | Gilliland Jeter Wealth Management LLC | 37,494 | $1M | +107 | +0.3% | 11Q | SEC ↗ |
| 19 | AMERIPRISE FINANCIAL INC | 35,323 | $1M | +1,314 | +3.9% | 16Q | SEC ↗ |
| 20 | Chancellor Financial Group WB LP | 31,366 | $1M | +169 | +0.5% | 7Q | SEC ↗ |
| 21 | Advisory Advocates, LLC | 30,800 | $1M | +1,750 | +6.0% | 3Q | SEC ↗ |
| 22 | OPPENHEIMER & CO INC | 28,082 | $1M | +192 | +0.7% | 15Q | SEC ↗ |
| 23 | Private Advisor Group, LLC | 26,708 | $962K | +2,747 | +11.5% | 13Q | SEC ↗ |
| 24 | HighTower Advisors, LLC | 25,390 | $914K | +193 | +0.8% | 8Q | SEC ↗ |
| 25 | World Investment Advisors | 23,785 | $856K | -70 | -0.3% | 9Q | SEC ↗ |
| 26 | Shaker Financial Services, LLC NEW | 22,755 | $819K | — | +0.0% | 1Q | SEC ↗ |
| 27 | Tennessee Valley Asset Management Part | 20,719 | $746K | +12 | +0.1% | 4Q | SEC ↗ |
| 28 | OSAIC HOLDINGS, INC. | 19,452 | $700K | +8,647 | +80.0% | 26Q | SEC ↗ |
| 29 | Kestra Advisory Services, LLC | 15,554 | $560K | +464 | +3.1% | 7Q | SEC ↗ |
| 30 | ENVESTNET ASSET MANAGEMENT INC | 15,410 | $555K | +9,176 | +147.2% | 2Q | SEC ↗ |
| 31 | Samalin Investment Counsel, LLC | 14,970 | $539K | -6,108 | -29.0% | 13Q | SEC ↗ |
| 32 | COMMONWEALTH EQUITY SERVICES, LLC | 14,544 | $524K | -562 | -3.7% | 35Q | SEC ↗ |
| 33 | Mariner, LLC | 14,218 | $512K | +188 | +1.3% | 18Q | SEC ↗ |
| 34 | BENJAMIN EDWARDS INC | 13,723 | $494K | +332 | +2.5% | 4Q | SEC ↗ |
| 35 | J.W. COLE ADVISORS, INC. NEW | 11,774 | $424K | — | +0.0% | 1Q | SEC ↗ |
| 36 | Institute for Wealth Management, LLC. | 10,784 | $388K | — | +0.0% | 30Q | SEC ↗ |
| 37 | PEAPACK GLADSTONE FINANCIAL CORP | 10,515 | $379K | -395 | -3.6% | 22Q | SEC ↗ |
| 38 | Triumph Capital Management | 10,250 | $369K | -52 | -0.5% | 8Q | SEC ↗ |
| 39 | Focus Partners Wealth | 9,941 | $358K | +471 | +5.0% | 7Q | SEC ↗ |
| 40 | Karpus Management, Inc. NEW | 9,698 | $349K | — | +0.0% | 1Q | SEC ↗ |
| 41 | Almanack Investment Partners, LLC. NEW | 9,579 | $345K | — | +0.0% | 1Q | SEC ↗ |
| 42 | Redwood Wealth Management Group, LLC | 9,229 | $332K | +400 | +4.5% | 10Q | SEC ↗ |
| 43 | D.A. DAVIDSON & CO. | 9,035 | $325K | +14 | +0.2% | 25Q | SEC ↗ |
| 44 | CITADEL ADVISORS LLC NEW | 8,503 | $306K | — | +0.0% | 1Q | SEC ↗ |
| 45 | Cetera Investment Advisers | 8,429 | $304K | +14 | +0.2% | 4Q | SEC ↗ |
| 46 | STEPHENS INC /AR | 8,149 | $293K | -1,400 | -14.7% | 16Q | SEC ↗ |
| 47 | Abel Hall, LLC | 8,000 | $288K | — | +0.0% | 11Q | SEC ↗ |
| 48 | XTX Topco Ltd | 7,898 | $284K | -1,780 | -18.4% | 3Q | SEC ↗ |
| 49 | Indivisible Partners | 7,180 | $259K | -932 | -11.5% | 2Q | SEC ↗ |
| 50 | Creative Planning | 6,641 | $239K | +20 | +0.3% | 4Q | SEC ↗ |
Recent Activity
New Positions (12)
| Holder | Shares | Value |
|---|---|---|
| 1607 Capital Partners, LLC | 56,187 | $2M |
| Shaker Financial Services, LLC | 22,755 | $819K |
| J.W. COLE ADVISORS, INC. | 11,774 | $424K |
| Karpus Management, Inc. | 9,698 | $349K |
| Almanack Investment Partners, LLC. | 9,579 | $345K |
| CITADEL ADVISORS LLC | 8,503 | $306K |
| &PARTNERS | 5,161 | $186K |
| MERCER GLOBAL ADVISORS INC /ADV | 1,888 | $68K |
| FIDUCIARY FINANCIAL ADVISORS | 1,160 | $42K |
| Integrated Wealth Concepts LLC | 571 | $21K |
| MB, LEVIS & ASSOCIATES, LLC | 158 | $6K |
| Global Retirement Partners, LLC | 52 | $2K |
Sold Out (15)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| READYSTATE ASSET MANAGEMENT LP | 70,727 | $3M |
| AlphaCore Capital LLC | 13,792 | $497K |
| WOLVERINE ASSET MANAGEMENT LLC | 13,603 | $490K |
| Logan Stone Capital, LLC | 12,670 | $456K |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C | 11,160 | $402K |
| Sowell Financial Services LLC | 7,319 | $264K |
| MAI Capital Management | 1,740 | $63K |
| Osbon Capital Management LLC | 1,160 | $42K |
| Smartleaf Asset Management LLC | 503 | $18K |
| McIlrath & Eck, LLC | 425 | $15K |
| Mountain Hill Investment Partners C | 300 | $11K |
| Global Wealth Strategies & Associat | 180 | $6K |
| Beaird Harris Wealth Management, LL | 143 | $5K |
| HIGHLINE WEALTH PARTNERS LLC | 100 | $4K |
| Blue Trust, Inc. | 18 | $1K |
Biggest Increases (20)
| Holder | Added | Change % | Total Shares |
|---|---|---|---|
| MORGAN STANLEY | +68,969 | +5.8% | 1,258,587 |
| CITY OF LONDON INVESTMENT MANAGEMEN | +10,767 | +35.5% | 41,092 |
| ENVESTNET ASSET MANAGEMENT INC | +9,176 | +147.2% | 15,410 |
| OSAIC HOLDINGS, INC. | +8,647 | +80.0% | 19,452 |
| FCA CORP /TX | +6,460 | +7.3% | 95,444 |
| Cambridge Investment Research Advis | +3,036 | +6.3% | 51,248 |
| Private Advisor Group, LLC | +2,747 | +11.5% | 26,708 |
| Steward Partners Investment Advisor | +2,621 | +4.8% | 56,961 |
| ROYAL BANK OF CANADA | +2,485 | +0.9% | 270,289 |
| Z3 Capital Partners, LLC | +2,432 | +0.6% | 411,393 |
| LPL Financial LLC | +2,159 | +1.7% | 130,039 |
| Advisory Advocates, LLC | +1,750 | +6.0% | 30,800 |
| BANK OF AMERICA CORP /DE | +1,533 | +3.4% | 46,684 |
| AMERIPRISE FINANCIAL INC | +1,314 | +3.9% | 35,323 |
| JPMORGAN CHASE & CO | +808 | +3672.7% | 830 |
| Focus Partners Wealth | +471 | +5.0% | 9,941 |
| Kestra Advisory Services, LLC | +464 | +3.1% | 15,554 |
| Redwood Wealth Management Group, LL | +400 | +4.5% | 9,229 |
| BENJAMIN EDWARDS INC | +332 | +2.5% | 13,723 |
| CWM, LLC | +271 | +52.7% | 785 |
Biggest Decreases (18)
| Holder | Reduced | Change % | Total Shares |
|---|---|---|---|
| Janney Montgomery Scott LLC | -15,684 | -8.1% | 177,451 |
| WELLS FARGO & COMPANY/MN | -6,713 | -1.0% | 646,729 |
| Samalin Investment Counsel, LLC | -6,108 | -29.0% | 14,970 |
| RAYMOND JAMES FINANCIAL INC | -5,686 | -3.2% | 172,704 |
| STIFEL FINANCIAL CORP | -2,818 | -2.8% | 99,302 |
| XTX Topco Ltd | -1,780 | -18.4% | 7,898 |
| PNC Financial Services Group, Inc. | -1,672 | -82.4% | 357 |
| STEPHENS INC /AR | -1,400 | -14.7% | 8,149 |
| Indivisible Partners | -932 | -11.5% | 7,180 |
| UBS Group AG | -717 | -1.6% | 43,824 |
| COMMONWEALTH EQUITY SERVICES, LLC | -562 | -3.7% | 14,544 |
| FIFTH THIRD BANCORP | -535 | -9.3% | 5,204 |
| PEAPACK GLADSTONE FINANCIAL CORP | -395 | -3.6% | 10,515 |
| Alessandra Capital Management, LLC | -205 | -0.3% | 61,315 |
| NORTH STAR ASSET MANAGEMENT INC | -175 | -0.3% | 67,641 |
| World Investment Advisors | -70 | -0.3% | 23,785 |
| Triumph Capital Management | -52 | -0.5% | 10,250 |
| NORTHWESTERN MUTUAL WEALTH MANAGEME | -38 | -32.2% | 80 |