DIAX
Nuveen Dow 30 Dynamic Overwrite Fund
1W: +0.5%
1M: -8.7%
3M: -7.2%
YTD: -8.0%
1Y: +2.9%
3Y: +24.3%
5Y: +26.8%
$14.10
Last traded 2026-03-27 — delisted
Institutional Ownership — DIAX
3
Institutional Holders
-116 vs prior quarter
0.0%
Ownership
+0.00pp
0M
Total Invested
0
New Positions
0
Increased
3
Reduced
3
Closed
0.00
Put/Call Ratio
Ownership Trends
Top Institutional Holders (119 total)
| # | Holder | Shares | Value | Change | Change % | Holding Period | Filing |
|---|---|---|---|---|---|---|---|
| 1 | Costello Asset Management, INC | 0 | $0K | -1,169 | -100.0% | 4Q | SEC ↗ |
| 2 | ACCREDITED INVESTOR SERVICES, LLC | 0 | $0K | -13,132 | -100.0% | 4Q | SEC ↗ |
| 3 | IFC & Insurance Marketing, Inc. | 0 | $0K | -864 | -100.0% | 1Q | SEC ↗ |
| 4 | Closed-End Fund Advisors, Inc. | 0 | $0K | -34,829 | -100.0% | 1Q | SEC ↗ |
| 5 | Formidable Asset Management, LLC | 0 | $0K | -37,371 | -100.0% | 17Q | SEC ↗ |
| 6 | FIFTH THIRD BANCORP | 0 | $0K | -172 | -100.0% | 1Q | SEC ↗ |
| 7 | Calamos Advisors LLC | 0 | $0K | -25,709 | -100.0% | 6Q | SEC ↗ |
| 8 | Mariner, LLC | 0 | $0K | -13,603 | -100.0% | 8Q | SEC ↗ |
| 9 | HighTower Advisors, LLC | 0 | $0K | -15,053 | -100.0% | 3Q | SEC ↗ |
| 10 | Cornerstone Advisors, LLC | 0 | $0K | -185,466 | -100.0% | 11Q | SEC ↗ |
| 11 | UBS Group AG | 0 | $0K | -403,874 | -100.0% | 45Q | SEC ↗ |
| 12 | Sunbelt Securities, Inc. | 0 | $0K | -2,000 | -100.0% | 12Q | SEC ↗ |
| 13 | Baird Financial Group, Inc. | 0 | $0K | -10,930 | -100.0% | 1Q | SEC ↗ |
| 14 | Kapstone Financial Advisors LLC | 0 | $0K | -14,535 | -100.0% | 3Q | SEC ↗ |
| 15 | Leo Wealth, LLC | 0 | $0K | -23,000 | -100.0% | 9Q | SEC ↗ |
| 16 | SCHNIEDERS CAPITAL MANAGEMENT, LLC. | 0 | $0K | -31,850 | -100.0% | 2Q | SEC ↗ |
| 17 | WPG Advisers, LLC | 0 | $0K | -993 | -100.0% | 5Q | SEC ↗ |
| 18 | Advisory Advocates, LLC | 0 | $0K | -84,167 | -100.0% | 1Q | SEC ↗ |
| 19 | Shaker Financial Services, LLC | 0 | $0K | -199,214 | -100.0% | 25Q | SEC ↗ |
| 20 | BANK OF AMERICA CORP /DE | 0 | $0K | -1,123,777 | -100.0% | 13Q | SEC ↗ |
| 21 | PNC Financial Services Group, Inc. | 0 | $0K | -750 | -100.0% | 13Q | SEC ↗ |
| 22 | PINNACLE ASSOCIATES LTD | 0 | $0K | -15,516 | -100.0% | 13Q | SEC ↗ |
| 23 | NBC SECURITIES, INC. | 0 | $0K | -90,166 | -100.0% | 10Q | SEC ↗ |
| 24 | MAI Capital Management | 0 | $0K | -200 | -100.0% | 5Q | SEC ↗ |
| 25 | WOLVERINE ASSET MANAGEMENT LLC | 0 | $0K | -249,306 | -100.0% | 12Q | SEC ↗ |
| 26 | AQR Arbitrage LLC | 0 | $0K | -204,492 | -100.0% | 11Q | SEC ↗ |
| 27 | PMG Family Office LLC | 0 | $0K | -37,842 | -100.0% | 2Q | SEC ↗ |
| 28 | Fourth Dimension Wealth, LLC | 0 | $0K | -277 | -100.0% | 5Q | SEC ↗ |
| 29 | SAGESPRING WEALTH PARTNERS, LLC | 0 | $0K | -22,923 | -100.0% | 5Q | SEC ↗ |
| 30 | VISTA INVESTMENT PARTNERS II, LLC | 0 | $0K | -10,800 | -100.0% | 5Q | SEC ↗ |
| 31 | Wealth Preservation Advisors, LLC | 0 | $0K | -8,190 | -100.0% | 4Q | SEC ↗ |
| 32 | Quarry LP | 0 | $0K | -15,894 | -100.0% | 1Q | SEC ↗ |
| 33 | Smallwood Wealth Investment Management | 0 | $0K | -693 | -100.0% | 4Q | SEC ↗ |
| 34 | Blue Trust, Inc. | 0 | $0K | -7,000 | -100.0% | 1Q | SEC ↗ |
| 35 | World Investment Advisors | 0 | $0K | -10,500 | -100.0% | 5Q | SEC ↗ |
| 36 | TD PRIVATE CLIENT WEALTH LLC | 0 | $0K | -3,540 | -100.0% | 4Q | SEC ↗ |
| 37 | Ionic Capital Management LLC | 0 | $0K | -72,133 | -100.0% | 10Q | SEC ↗ |
| 38 | WELLS FARGO & COMPANY/MN | 0 | $0K | -636,472 | -100.0% | 45Q | SEC ↗ |
| 39 | ASSETMARK, INC | 0 | $0K | -944 | -100.0% | 1Q | SEC ↗ |
| 40 | WEDBUSH SECURITIES INC | 0 | $0K | -25,255 | -100.0% | 27Q | SEC ↗ |
| 41 | NATIONS FINANCIAL GROUP INC, /IA/ /ADV | 0 | $0K | -30,249 | -100.0% | 35Q | SEC ↗ |
| 42 | UHLMANN PRICE SECURITIES, LLC | 0 | $0K | -14,336 | -100.0% | 2Q | SEC ↗ |
| 43 | Stolper Co | 0 | $0K | -14,709 | -100.0% | 20Q | SEC ↗ |
| 44 | Morey & Quinn Wealth Partners, LLC | 0 | $0K | -16,676 | -100.0% | 5Q | SEC ↗ |
| 45 | Kestra Advisory Services, LLC | 0 | $0K | -12,465 | -100.0% | 11Q | SEC ↗ |
| 46 | Summit Financial, LLC | 0 | $0K | -17,215 | -100.0% | 3Q | SEC ↗ |
| 47 | Capital Investment Advisors, LLC | 0 | $0K | -353,064 | -100.0% | 6Q | SEC ↗ |
| 48 | PARK AVENUE SECURITIES LLC | 0 | $0K | -85,101 | -100.0% | 3Q | SEC ↗ |
| 49 | COMMONWEALTH EQUITY SERVICES, LLC | 0 | $0K | -34,894 | -100.0% | 33Q | SEC ↗ |
| 50 | Thomas J. Herzfeld Advisors, Inc. | 0 | $0K | -183,190 | -100.0% | 11Q | SEC ↗ |
Recent Activity
New Positions (0)
No new positions this quarter.
Sold Out (20)
| Holder | Prev Shares | Prev Value |
|---|---|---|
| MORGAN STANLEY | 1,714,813 | $24M |
| Saba Capital Management, L.P. | 1,599,746 | $23M |
| BANK OF AMERICA CORP /DE | 1,123,777 | $16M |
| RAYMOND JAMES FINANCIAL INC | 729,615 | $10M |
| WELLS FARGO & COMPANY/MN | 636,472 | $9M |
| Allspring Global Investments Holdin | 603,228 | $9M |
| Invesco Ltd. | 554,865 | $8M |
| GUGGENHEIM CAPITAL LLC | 472,794 | $7M |
| UBS Group AG | 403,874 | $6M |
| Capital Investment Advisors, LLC | 353,064 | $5M |
| WOLVERINE ASSET MANAGEMENT LLC | 249,306 | $4M |
| AQR Arbitrage LLC | 204,492 | $3M |
| LPL Financial LLC | 202,293 | $3M |
| Shaker Financial Services, LLC | 199,214 | $3M |
| Cornerstone Advisors, LLC | 185,466 | $3M |
| Thomas J. Herzfeld Advisors, Inc. | 183,190 | $3M |
| MML INVESTORS SERVICES, LLC | 135,848 | $2M |
| 1607 Capital Partners, LLC | 118,061 | $2M |
| Almitas Capital LLC | 114,201 | $2M |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 112,137 | $2M |
Biggest Increases (0)
None.
Biggest Decreases (0)
None.