$9.96

-0.03 (-0.30%)

Weekly Expected Move ±1.4%

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ETF NYSE · AUM $1.1B

Overview Holdings Changes Technicals Analysis Peers Institutions Dark Pool Short Interest Weather

Institutional Ownership — DSL

191

Institutional Holders

-9 vs prior quarter

0.0%

Ownership

+0.00pp

299M

Total Invested

New Positions

Increased

Reduced

Closed

0.00

Put/Call Ratio

Ownership Trends

Top Institutional Holders (213 total)

#	Holder	Shares	Value	Change	Change %	Holding Period	Filing
1	McGowan Group Asset Management, Inc.	2,938,932	29M	+23,467	+0.8%	47Q	SEC ↗
2	WELLS FARGO & COMPANY/MN	2,668,961	27M	+21,477	+0.8%	53Q	SEC ↗
3	MORGAN STANLEY	2,377,823	24M	+58,791	+2.5%	53Q	SEC ↗
4	Penserra Capital Management LLC	2,099,349	21M	+80,124	+4.0%	27Q	SEC ↗
5	BANK OF AMERICA CORP /DE	2,052,276	20M	+436,958	+27.1%	15Q	SEC ↗
6	Invesco Ltd.	1,125,915	11M	+46,463	+4.3%	52Q	SEC ↗
7	AMERIPRISE FINANCIAL INC	1,027,117	10M	+94,059	+10.1%	16Q	SEC ↗
8	Janney Montgomery Scott LLC	785,410	8M	+119,863	+18.0%	39Q	SEC ↗
9	ROYAL BANK OF CANADA	777,126	8M	-112,214	-12.6%	53Q	SEC ↗
10	RAYMOND JAMES FINANCIAL INC	694,457	7M	-63,553	-8.4%	7Q	SEC ↗
11	D.A. DAVIDSON & CO.	671,758	7M	+204,170	+43.7%	51Q	SEC ↗
12	GUGGENHEIM CAPITAL LLC	670,828	7M	+127,438	+23.5%	48Q	SEC ↗
13	LPL Financial LLC	588,407	6M	+11,491	+2.0%	52Q	SEC ↗
14	UBS Group AG	500,207	5M	-447,138	-47.2%	47Q	SEC ↗
15	HighTower Advisors, LLC	442,787	4M	+27,351	+6.6%	51Q	SEC ↗
16	COHEN & STEERS, INC.	428,993	4M	—	+0.0%	48Q	SEC ↗
17	Intellectus Partners, LLC	422,950	4M	-38,947	-8.4%	30Q	SEC ↗
18	Shaker Financial Services, LLC	355,669	4M	-28,283	-7.4%	12Q	SEC ↗
19	INDEPENDENT FINANCIAL GROUP, LLC	352,342	4M	-14,459	-3.9%	26Q	SEC ↗
20	STIFEL FINANCIAL CORP	348,910	3M	+28,857	+9.0%	49Q	SEC ↗
21	1607 Capital Partners, LLC	315,345	3M	-241,680	-43.4%	3Q	SEC ↗
22	Parallel Advisors, LLC	300,506	3M	+45,655	+17.9%	16Q	SEC ↗
23	Trinity Legacy Partners, LLC	277,377	3M	-4,969	-1.8%	12Q	SEC ↗
24	Cetera Investment Advisers	259,563	3M	+12,889	+5.2%	10Q	SEC ↗
25	Stratos Wealth Advisors, LLC	246,847	2M	+6,458	+2.7%	9Q	SEC ↗
26	Journey Advisory Group, LLC	230,114	2M	-1,427	-0.6%	6Q	SEC ↗
27	OSAIC HOLDINGS, INC.	210,919	2M	+57,257	+37.3%	26Q	SEC ↗
28	Strategic Wealth Partners, Ltd.	188,529	2M	-8,800	-4.5%	5Q	SEC ↗
29	NewEdge Advisors, LLC	177,028	2M	-10,946	-5.8%	19Q	SEC ↗
30	RIVERNORTH CAPITAL MANAGEMENT, LLC	170,093	2M	+21,835	+14.7%	3Q	SEC ↗
31	Rareview Capital LLC	166,033	2M	+89,938	+118.2%	3Q	SEC ↗
32	SCHWARZ DYGOS WHEELER INVESTMENT ADVIS	140,513	1M	+12,314	+9.6%	29Q	SEC ↗
33	Concurrent Investment Advisors, LLC	136,339	1M	-3,600	-2.6%	9Q	SEC ↗
34	Cambridge Investment Research Advisors	119,366	1M	+793	+0.7%	44Q	SEC ↗
35	Private Advisor Group, LLC	117,415	1M	-1,049	-0.9%	51Q	SEC ↗
36	Kestra Advisory Services, LLC	112,059	1M	-5,586	-4.7%	24Q	SEC ↗
37	Wealthcare Advisory Partners LLC	110,390	1M	-9,260	-7.7%	33Q	SEC ↗
38	PARAGON CAPITAL MANAGEMENT INC	108,742	1M	+3,256	+3.1%	19Q	SEC ↗
39	Logan Stone Capital, LLC	106,340	1M	+67,986	+177.3%	3Q	SEC ↗
40	WEDBUSH SECURITIES INC	102,607	1M	+11,161	+12.2%	53Q	SEC ↗
41	Sovran Advisors, LLC	101,190	1M	+6,600	+7.0%	7Q	SEC ↗
42	Gridiron Partners, LLC	97,146	968K	+72,898	+300.6%	11Q	SEC ↗
43	FIRST TRUST ADVISORS LP	91,959	916K	+2,268	+2.5%	41Q	SEC ↗
44	Baird Financial Group, Inc.	88,102	877K	+12,983	+17.3%	5Q	SEC ↗
45	Arax Advisory Partners	79,547	792K	+74,142	+1371.7%	5Q	SEC ↗
46	Strong Tower Advisory Services NEW	75,194	749K	—	+0.0%	1Q	SEC ↗
47	Rockefeller Capital Management L.P.	68,508	682K	-10,764	-13.6%	27Q	SEC ↗
48	SUSQUEHANNA INTERNATIONAL GROUP, LLP	67,480	672K	+28,117	+71.4%	4Q	SEC ↗
49	Equitable Holdings, Inc.	67,247	670K	-144	-0.2%	26Q	SEC ↗
50	&PARTNERS	65,864	656K	-1,016	-1.5%	3Q	SEC ↗

Recent Activity

New Positions (17)

Holder	Shares	Value
Strong Tower Advisory Services	75,194	749K
Pettinga Financial Advisors LLC	48,293	481K
CITADEL ADVISORS LLC	25,335	252K
J.W. COLE ADVISORS, INC.	22,324	222K
Marex Group Ltd	20,500	204K
BCS Private Wealth Management, Inc.	20,235	202K
PRAIRIE ADVISORY, LLC	15,118	151K
READYSTATE ASSET MANAGEMENT LP	13,093	130K
Traynor Capital Management, Inc.	12,121	121K
Pinnacle Family Advisors, LLC	10,748	107K
GATEWAY INVESTMENT ADVISERS LLC	10,676	106K
Connecticut Wealth Management, LLC	10,105	101K
GROUP ONE TRADING LLC	3,101	31K
CoreCap Advisors, LLC	2,500	25K
Global Retirement Partners, LLC	1,356	14K
Operose Advisors LLC	481	5K
Allied Private Wealth LLC	357	4K

Sold Out (20)

Holder	Prev Shares	Prev Value
Balyasny Asset Management L.P.	416,584	4M
Ascentis Independent Advisors	334,023	3M
M Holdings Securities, Inc.	208,145	2M
LANDSCAPE CAPITAL MANAGEMENT, L.L.C	184,336	2M
Pathstone Holdings, LLC	114,725	1M
JANE STREET GROUP, LLC	106,707	1M
EVOKE WEALTH, LLC	53,724	535K
Cerity Partners LLC	51,400	512K
MGO ONE SEVEN LLC	42,948	428K
Concorde Asset Management, LLC	35,800	357K
Arcus Capital Partners, LLC	31,372	312K
Vident Advisory, LLC	27,045	269K
Institute for Wealth Management, LL	25,774	257K
TWO SIGMA SECURITIES, LLC	24,752	247K
World Investment Advisors	23,351	233K
Virtu Financial LLC	21,345	213K
Blueprint Financial Advisors LLC	20,000	199K
Arete Wealth Advisors, LLC	17,493	174K
Apriem Advisors	17,300	172K
Alpine Global Management, LLC	14,840	148K

Biggest Increases (20)

Holder	Added	Change %	Total Shares
BANK OF AMERICA CORP /DE	+436,958	+27.1%	2,052,276
D.A. DAVIDSON & CO.	+204,170	+43.7%	671,758
GUGGENHEIM CAPITAL LLC	+127,438	+23.5%	670,828
Janney Montgomery Scott LLC	+119,863	+18.0%	785,410
AMERIPRISE FINANCIAL INC	+94,059	+10.1%	1,027,117
Rareview Capital LLC	+89,938	+118.2%	166,033
Penserra Capital Management LLC	+80,124	+4.0%	2,099,349
Arax Advisory Partners	+74,142	+1371.7%	79,547
Gridiron Partners, LLC	+72,898	+300.6%	97,146
Logan Stone Capital, LLC	+67,986	+177.3%	106,340
MORGAN STANLEY	+58,791	+2.5%	2,377,823
OSAIC HOLDINGS, INC.	+57,257	+37.3%	210,919
MAI Capital Management	+49,165	+2979.7%	50,815
Invesco Ltd.	+46,463	+4.3%	1,125,915
Parallel Advisors, LLC	+45,655	+17.9%	300,506
WEALTH ENHANCEMENT ADVISORY SERVICE	+32,111	+168.3%	51,196
STIFEL FINANCIAL CORP	+28,857	+9.0%	348,910
SUSQUEHANNA INTERNATIONAL GROUP, LL	+28,117	+71.4%	67,480
HighTower Advisors, LLC	+27,351	+6.6%	442,787
McGowan Group Asset Management, Inc	+23,467	+0.8%	2,938,932

Biggest Decreases (20)

Holder	Reduced	Change %	Total Shares
UBS Group AG	-447,138	-47.2%	500,207
1607 Capital Partners, LLC	-241,680	-43.4%	315,345
ROYAL BANK OF CANADA	-112,214	-12.6%	777,126
Activest Wealth Management	-106,961	-80.2%	26,411
RAYMOND JAMES FINANCIAL INC	-63,553	-8.4%	694,457
MATRIX PRIVATE CAPITAL GROUP LLC	-42,479	-42.6%	57,144
Intellectus Partners, LLC	-38,947	-8.4%	422,950
Shaker Financial Services, LLC	-28,283	-7.4%	355,669
XTX Topco Ltd	-26,720	-36.5%	46,436
Kovack Advisors, Inc.	-20,187	-47.0%	22,737
JOURNEY STRATEGIC WEALTH LLC	-14,500	-37.2%	24,500
INDEPENDENT FINANCIAL GROUP, LLC	-14,459	-3.9%	352,342
NewEdge Advisors, LLC	-10,946	-5.8%	177,028
Rockefeller Capital Management L.P.	-10,764	-13.6%	68,508
Wealthcare Advisory Partners LLC	-9,260	-7.7%	110,390
Strategic Wealth Partners, Ltd.	-8,800	-4.5%	188,529
Golden State Wealth Management, LLC	-8,387	-84.9%	1,490
HORIZON KINETICS ASSET MANAGEMENT L	-7,309	-13.7%	46,153
Medallion Wealth Advisors, LLC	-7,158	-54.3%	6,027
HOLLENCREST CAPITAL MANAGEMENT	-5,801	-14.7%	33,614

DSL

Institutional Ownership — DSL

Ownership Trends

Top Institutional Holders (213 total)

Recent Activity

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